Last 12 months
Inside the activity.
10 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 35 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 5 | 5 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 17 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2024 Filed May 13, 2024 15:55 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 10,000 | $38.53 | $385,335.00 |
DisclosureSEC source: 0001593968-24-000690 · primary_01.xml · nonDerivative · entry 2 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,202 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $38.33 to not more than $38.87. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| May 10, 2024 Filed May 13, 2024 15:55 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 10,000 | $8.40 | $84,000.00 |
DisclosureSEC source: 0001593968-24-000690 · primary_01.xml · nonDerivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2024 Filed May 14, 2024 16:56 UTC |
Wittmeyer Michael R.Director
|
GiftCommon Stock, par value $0.01 per share | 2,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-24-000700 · primary_01.xml · nonDerivative · entry 1 Wittmeyer Michael R. · CIK 0001854406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,950 Read SEC document |
| May 10, 2024 Filed May 14, 2024 12:19 UTC |
John MoorheadDirector
|
SaleCommon Stock, par value $0.01 per share | 2,500 | $38.46 | $96,150.00 |
DisclosureSEC source: 0001593968-24-000692 · primary_01.xml · nonDerivative · entry 1 John Moorhead · CIK 0001437668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,768 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $38.40 to not more than $38.52. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 21:00 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 48.697 | $41.05 | $1,999.01 |
DisclosureSEC source: 0001209191-24-005435 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,543.753 F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,904 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-24-004273 · doc4.xml · derivative · entry 4 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,904 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 3,904 | $26.15 | $102,099.36 |
DisclosureSEC source: 0001209191-24-004273 · doc4.xml · nonDerivative · entry 2 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,202 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $26.04 to not more than $26.27. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 3,904 | $6.40 | $24,985.60 |
DisclosureSEC source: 0001209191-24-004273 · doc4.xml · nonDerivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:53 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,696 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-24-004180 · doc4.xml · derivative · entry 7 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,904 Underlying: Common Stock, par value $0.01 per share · 8,696 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:53 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 8,696 | $25.30 | $220,047.06 |
DisclosureSEC source: 0001209191-24-004180 · doc4.xml · nonDerivative · entry 4 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,202 F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.17 to not more than $25.56. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:53 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 8,696 | $6.40 | $55,654.40 |
DisclosureSEC source: 0001209191-24-004180 · doc4.xml · nonDerivative · entry 3 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:53 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-24-004180 · doc4.xml · derivative · entry 6 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,600 Underlying: Common Stock, par value $0.01 per share · 16,000 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:53 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 16,000 | $25.43 | $406,896.00 |
DisclosureSEC source: 0001209191-24-004180 · doc4.xml · nonDerivative · entry 2 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,202 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.21 to not more than $25.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:53 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 16,000 | $6.40 | $102,400.00 |
DisclosureSEC source: 0001209191-24-004180 · doc4.xml · nonDerivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 12:26 UTC |
RAVICH JESS MDirector
|
PurchaseCommon Stock, par value $0.01 per share | 20,000 | $25.63 | $512,536.00 |
DisclosureSEC source: 0001209191-24-004104 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,668 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.54 to not more than $25.70. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 15:53 UTC Amendment |
RAVICH JESS MDirector
|
PurchaseCommon Stock, par value $0.01 per share | 20,000 | $25.63 | $512,536.00 |
DisclosureSEC source: 0001209191-24-004108 · doc4a.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,668 F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from not less than $25.54 to not more than $25.70. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form. F2 · price: This amendment is being filed to correctly reflect the reported transactions as purchases in footnote 1. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 14:33 UTC |
Wittmeyer Michael R.Director
|
SaleCommon Stock, par value $0.01 per share | 13,208 | $26.14 | $345,299.39 |
DisclosureSEC source: 0001209191-24-003623 · doc4.xml · nonDerivative · entry 1 Wittmeyer Michael R. · CIK 0001854406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,017 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $26.00 to not more than $26.35. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 12:24 UTC |
Wittmeyer Michael R.Director
|
SaleCommon Stock, par value $0.01 per share | 22,558 | $26.29 | $592,937.03 |
DisclosureSEC source: 0001209191-24-003428 · doc4.xml · nonDerivative · entry 2 Wittmeyer Michael R. · CIK 0001854406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,225 F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $26.00 to not more than $26.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 12:24 UTC |
Wittmeyer Michael R.Director
|
SaleCommon Stock, par value $0.01 per share | 22,500 | $26.09 | $586,932.75 |
DisclosureSEC source: 0001209191-24-003428 · doc4.xml · nonDerivative · entry 1 Wittmeyer Michael R. · CIK 0001854406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,783 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $26.00 to not more than $26.20. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 16:48 UTC |
Wittmeyer Michael R.Director
|
SaleCommon Stock, par value $0.01 per share | 22,383 | $26.06 | $583,401.70 |
DisclosureSEC source: 0001209191-24-003357 · doc4.xml · nonDerivative · entry 1 Wittmeyer Michael R. · CIK 0001854406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453,283 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $26.00 to not more than $26.33. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 21:47 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 70.3629 | $28.21 | $1,984.94 |
DisclosureSEC source: 0001209191-24-002416 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,495.056 F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 15:58 UTC |
RAVICH JESS MDirector
|
GrantCommon stock, par value $0.01 per share | 2,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055492 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,668 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d). F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 16:02 UTC |
Sanchez MoniqueDirector
|
GrantCommon Stock, par value $0.01 per share | 2,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055496 · doc4.xml · nonDerivative · entry 1 Sanchez Monique · CIK 0001855171 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,168 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d). F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 20:55 UTC |
Saville KendallDirector
|
GrantCommon Stock, par value $0.01 per share | 2,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055490 · doc4.xml · nonDerivative · entry 1 Saville Kendall · CIK 0001853624 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,588 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d). F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 15:56 UTC |
John MoorheadDirector
|
GrantCommon Stock, par value $0.01 per share | 2,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055491 · doc4.xml · nonDerivative · entry 1 John Moorhead · CIK 0001437668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,268 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d). F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 15:59 UTC |
LANDAU ELLISDirector
|
GrantCommon stock, par value $0.01 per share | 2,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055493 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,168 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d). F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 20:52 UTC |
BENJAMIN JEFFREY DDirector
|
GrantCommon Stock, par value $0.01 per share | 4,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055488 · doc4.xml · nonDerivative · entry 1 BENJAMIN JEFFREY D · CIK 0001194016 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 724,198 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d). F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 21:03 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 2,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055499 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,424.6931 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d). F2 · shares: Each deferred stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 21:13 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 53.4671 | $28.25 | $1,510.45 |
DisclosureSEC source: 0001209191-23-053678 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,105.6931 F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 26, 2023 Filed Sep 27, 2023 18:53 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 249.084 | $29.32 | $7,303.14 |
DisclosureSEC source: 0001209191-23-050629 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,052.226 F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 14:38 UTC |
Wittmeyer Michael R.Director
|
SaleCommon Stock, par value $0.01 per share | 4,923 | $34.25 | $168,613.24 |
DisclosureSEC source: 0001209191-23-049567 · doc4.xml · nonDerivative · entry 1 Wittmeyer Michael R. · CIK 0001854406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,666 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.25 to not more than $34.26. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 16:16 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001209191-23-049391 · doc4.xml · derivative · entry 4 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,600 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2027-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 16:16 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock, par value $0.01 per share | 5,000 | $34.38 | $171,911.00 |
DisclosureSEC source: 0001209191-23-049391 · doc4.xml · nonDerivative · entry 2 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,202 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.23 to not more than $34.53. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 16:16 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $6.40 | $32,000.00 |
DisclosureSEC source: 0001209191-23-049391 · doc4.xml · nonDerivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 12:09 UTC |
Aquilino BrianChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001209191-23-049387 · doc4.xml · derivative · entry 3 Aquilino Brian · CIK 0001806388 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 60,000 shares Expires 2030-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 12:09 UTC |
Aquilino BrianChief Operating Officer
|
SaleCommon Stock, par value $0.01 per share | 60,000 | $34.57 | $2,073,936.00 |
DisclosureSEC source: 0001209191-23-049387 · doc4.xml · nonDerivative · entry 2 Aquilino Brian · CIK 0001806388 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.26 to not more than $34.93. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 12:09 UTC |
Aquilino BrianChief Operating Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 60,000 | $1.14 | $68,400.00 |
DisclosureSEC source: 0001209191-23-049387 · doc4.xml · nonDerivative · entry 1 Aquilino Brian · CIK 0001806388 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 19:58 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,296 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001209191-23-049414 · doc4.xml · derivative · entry 5 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,296 shares Expires 2029-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option granted covered 50,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 19:58 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $3.17 | $0.00 |
DisclosureSEC source: 0001209191-23-049414 · doc4.xml · derivative · entry 4 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2029-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option granted covered 50,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 19:58 UTC |
Gjerdrum ThorPresident
|
Tax withholdingCommon Stock, par value $0.01 per share | 8,241 | $34.39 | $283,407.99 |
DisclosureSEC source: 0001209191-23-049414 · doc4.xml · nonDerivative · entry 3 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,595 Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 19:58 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,296 | $4.17 | $38,764.32 |
DisclosureSEC source: 0001209191-23-049414 · doc4.xml · nonDerivative · entry 2 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 19:58 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $3.17 | $15,850.00 |
DisclosureSEC source: 0001209191-23-049414 · doc4.xml · nonDerivative · entry 1 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 16:13 UTC |
Lepine BeverleyDirector
|
SaleCommon Stock, par value $0.01 per share | 1,000 | $34.46 | $34,462.70 |
DisclosureSEC source: 0001209191-23-049390 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,803.142 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.0093 to not more than $34.7211. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 15:32 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 35.8436 | $40.55 | $1,453.46 |
DisclosureSEC source: 0001209191-23-043761 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,803.142 F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:03 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
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GrantCash Incentive Award · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041588 · doc4.xml · derivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock, par value $0.01 per share · Not disclosed shares Expires 2027-06-30 F1 · security: Grant of a cash incentive award payable at June 30, 2027 (subject to acceleration in the event of certain terminations of employment or a change in control) equal to 2% of the Total Shareholder Return (as defined, including dividends paid during the four-year period) on the outstanding shares at June 30, 2023, minus the total salary and cash bonuses paid to the reporting person during the four-year period. The award is generally equivalent to stock appreciation rights on 473,442 shares with a base price of $36.32, including dividend equivalents but subject to adjustment for the specified compensation offsets. F1 · derivative.exercise_price: Grant of a cash incentive award payable at June 30, 2027 (subject to acceleration in the event of certain terminations of employment or a change in control) equal to 2% of the Total Shareholder Return (as defined, including dividends paid during the four-year period) on the outstanding shares at June 30, 2023, minus the total salary and cash bonuses paid to the reporting person during the four-year period. The award is generally equivalent to stock appreciation rights on 473,442 shares with a base price of $36.32, including dividend equivalents but subject to adjustment for the specified compensation offsets. F1 · shares: Grant of a cash incentive award payable at June 30, 2027 (subject to acceleration in the event of certain terminations of employment or a change in control) equal to 2% of the Total Shareholder Return (as defined, including dividends paid during the four-year period) on the outstanding shares at June 30, 2023, minus the total salary and cash bonuses paid to the reporting person during the four-year period. The award is generally equivalent to stock appreciation rights on 473,442 shares with a base price of $36.32, including dividend equivalents but subject to adjustment for the specified compensation offsets. F1 · derivative.exercise_date: Grant of a cash incentive award payable at June 30, 2027 (subject to acceleration in the event of certain terminations of employment or a change in control) equal to 2% of the Total Shareholder Return (as defined, including dividends paid during the four-year period) on the outstanding shares at June 30, 2023, minus the total salary and cash bonuses paid to the reporting person during the four-year period. The award is generally equivalent to stock appreciation rights on 473,442 shares with a base price of $36.32, including dividend equivalents but subject to adjustment for the specified compensation offsets. F1 · derivative.underlying_shares: Grant of a cash incentive award payable at June 30, 2027 (subject to acceleration in the event of certain terminations of employment or a change in control) equal to 2% of the Total Shareholder Return (as defined, including dividends paid during the four-year period) on the outstanding shares at June 30, 2023, minus the total salary and cash bonuses paid to the reporting person during the four-year period. The award is generally equivalent to stock appreciation rights on 473,442 shares with a base price of $36.32, including dividend equivalents but subject to adjustment for the specified compensation offsets. F1 · balance_after: Grant of a cash incentive award payable at June 30, 2027 (subject to acceleration in the event of certain terminations of employment or a change in control) equal to 2% of the Total Shareholder Return (as defined, including dividends paid during the four-year period) on the outstanding shares at June 30, 2023, minus the total salary and cash bonuses paid to the reporting person during the four-year period. The award is generally equivalent to stock appreciation rights on 473,442 shares with a base price of $36.32, including dividend equivalents but subject to adjustment for the specified compensation offsets. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 14:47 UTC |
Gjerdrum ThorPresident
|
Tax withholdingCommon Stock, par value $0.01 per share | 5,231 | $37.44 | $195,822.49 |
DisclosureSEC source: 0001209191-23-040440 · doc4.xml · nonDerivative · entry 1 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,539 F1 · kind: Represents shares of Common Stock withheld to satisfy tax withholding obligations in connection with the settlement of an award of restricted stock units. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 14:45 UTC |
MELTZER CAROLDirector · EVP, Gen. Counsel & Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 500 | $0.00 Strike: $4.76 | $0.00 |
DisclosureSEC source: 0001209191-23-035318 · doc4.xml · derivative · entry 6 MELTZER CAROL · CIK 0001242686 · Director · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 500 shares Expires 2027-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option granted covered 4,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 14:45 UTC |
MELTZER CAROLDirector · EVP, Gen. Counsel & Secretary
|
SaleCommon Stock, par value $0.01 per share | 500 | $38.00 | $19,001.55 |
DisclosureSEC source: 0001209191-23-035318 · doc4.xml · nonDerivative · entry 4 MELTZER CAROL · CIK 0001242686 · Director · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,000 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $38.00 to not more than $38.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 14:45 UTC |
MELTZER CAROLDirector · EVP, Gen. Counsel & Secretary
|
Exercise / conversionCommon Stock, par value $0.01 per share | 500 | $4.76 | $2,380.00 |
DisclosureSEC source: 0001209191-23-035318 · doc4.xml · nonDerivative · entry 3 MELTZER CAROL · CIK 0001242686 · Director · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 14:45 UTC |
MELTZER CAROLDirector · EVP, Gen. Counsel & Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 500 | $0.00 Strike: $4.76 | $0.00 |
DisclosureSEC source: 0001209191-23-035318 · doc4.xml · derivative · entry 5 MELTZER CAROL · CIK 0001242686 · Director · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock, par value $0.01 per share · 500 shares Expires 2027-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option granted covered 4,000 shares, and vested 33.3% per year on October 2, 2018, 2019 and 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.