GOLD

SEC source: 0001593968-25-000278 · primary_01.xml · nonDerivative · entry 2

BENJAMIN JEFFREY D · CIK 0001194016 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jeffrey D. Benjamin 2012 Family Trust

Disclosed balance after: 766,000

SEC source: 0001593968-25-000278 · primary_01.xml · nonDerivative · entry 1

BENJAMIN JEFFREY D · CIK 0001194016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,704

SEC source: 0001593968-25-000152 · primary_01.xml · nonDerivative · entry 1

Lepine Beverley · CIK 0001639909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,718.3418

F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d).

SEC source: 0001593968-24-001378 · primary_01.xml · nonDerivative · entry 1

RAVICH JESS M · CIK 0001094988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,651

F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d).

F2 · shares: Each stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.

SEC source: 0001593968-24-001381 · primary_01.xml · nonDerivative · entry 1

Sanchez Monique · CIK 0001855171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,151

F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d).

F2 · shares: Each stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.

SEC source: 0001593968-24-001379 · primary_01.xml · nonDerivative · entry 1

Saville Kendall · CIK 0001853624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,571

F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d).

F2 · shares: Each stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.

SEC source: 0001593968-24-001377 · primary_01.xml · nonDerivative · entry 1

John Moorhead · CIK 0001437668 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,751

F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d).

F2 · shares: Each stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.

SEC source: 0001593968-24-001384 · primary_01.xml · nonDerivative · entry 1

LANDAU ELLIS · CIK 0001186746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,151

F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d).

F2 · shares: Each stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.

SEC source: 0001593968-24-001382 · primary_01.xml · nonDerivative · entry 1

BENJAMIN JEFFREY D · CIK 0001194016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,164

F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d).

F2 · shares: Each stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.

SEC source: 0001593968-24-001383 · primary_01.xml · nonDerivative · entry 1

Lepine Beverley · CIK 0001639909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,628.103

F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3(d).

F2 · shares: Each stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01.

SEC source: 0001593968-24-001284 · primary_01.xml · nonDerivative · entry 1

Lepine Beverley · CIK 0001639909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,645.103

F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d).

SEC source: 0001593968-24-001221 · primary_01.xml · derivative · entry 8

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 10,975 shares

Expires 2031-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001221 · primary_01.xml · nonDerivative · entry 6

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,535

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.25 to not more than $43.78. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001221 · primary_01.xml · nonDerivative · entry 5

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001220 · primary_01.xml · derivative · entry 9

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock Options · 4,320 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 6

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.83 to not more than $44.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 5

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001222 · primary_01.xml · nonDerivative · entry 2

BENJAMIN JEFFREY D · CIK 0001194016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,198

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.50 to not more than $44.72. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001222 · primary_01.xml · nonDerivative · entry 1

BENJAMIN JEFFREY D · CIK 0001194016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 665,653

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.11 to not more than $44.04. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001213 · primary_01.xml · nonDerivative · entry 2

BENJAMIN JEFFREY D · CIK 0001194016 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's 2012 Family Trust

Disclosed balance after: 0

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.20 to not more than $44.07. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001221 · primary_01.xml · derivative · entry 7

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,975

Underlying: Common Stock, par value $0.01 per share · 74,842 shares

Expires 2031-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001221 · primary_01.xml · nonDerivative · entry 4

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,535

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.29 to not more than $44.435. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001221 · primary_01.xml · nonDerivative · entry 3

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,164

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.25 to not more than $44.24. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001221 · primary_01.xml · nonDerivative · entry 2

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001221 · primary_01.xml · nonDerivative · entry 1

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001220 · primary_01.xml · derivative · entry 8

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,320

Underlying: Common Stock Options · 10,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.05 to not more than $44.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,657

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.045 to not more than $44.04. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001210 · primary_01.xml · derivative · entry 9

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,817

Underlying: Common Stock, par value $0.01 per share · 1,935 shares

Expires 2031-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001210 · primary_01.xml · derivative · entry 8

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,752

Underlying: Common Stock, par value $0.01 per share · 23,906 shares

Expires 2031-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001210 · primary_01.xml · nonDerivative · entry 6

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,535

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $45.02 to not more than $45.115. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001210 · primary_01.xml · nonDerivative · entry 5

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,470

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.00 to not more than $44.97. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001210 · primary_01.xml · nonDerivative · entry 4

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001210 · primary_01.xml · nonDerivative · entry 3

Wittmeyer Michael R. · CIK 0001854406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001209 · primary_01.xml · nonDerivative · entry 1

RAVICH JESS M · CIK 0001094988 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Ravich Revocable Trust of 1989

Disclosed balance after: 175,000

SEC source: 0001593968-24-001211 · primary_01.xml · derivative · entry 12

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 130 shares

Expires 2028-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted covered 5,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.

SEC source: 0001593968-24-001211 · primary_01.xml · derivative · entry 11

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock, par value $0.01 per share · 4,870 shares

Expires 2028-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted covered 5,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.

SEC source: 0001593968-24-001211 · primary_01.xml · derivative · entry 10

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 2,911 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted covered 30,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.

SEC source: 0001593968-24-001211 · primary_01.xml · derivative · entry 9

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,911

Underlying: Common Stock, par value $0.01 per share · 17,089 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted covered 30,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 8

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.155 to not more than $44.10. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 7

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,870

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $45.06 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 6

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 5

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 4

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.43 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 3

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,911

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.42 to not more than $44.41. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 2

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001211 · primary_01.xml · nonDerivative · entry 1

Taylor-Simpson Kathleen · CIK 0001752131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001212 · primary_01.xml · derivative · entry 6

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,320

Underlying: Common Stock Options · 7,680 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.