Last 12 months
Inside the activity.
10 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 35 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 5 | 5 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 17 |
| Oct 2026 | 4 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 17, 2021 00:18 UTC |
Gjerdrum ThorPresident
|
SaleCommon Stock, par value $0.01 per share | 2,816 | $74.29 | $209,187.69 |
DisclosureSEC source: 0001209191-21-064898 · doc4.xml · nonDerivative · entry 4 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $74.09 to not more than $74.925. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 00:18 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,816 | $15.00 | $42,240.00 |
DisclosureSEC source: 0001209191-21-064898 · doc4.xml · nonDerivative · entry 3 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 00:18 UTC |
Gjerdrum ThorPresident
|
SaleCommon Stock, par value $0.01 per share | 2,827 | $73.71 | $208,386.93 |
DisclosureSEC source: 0001209191-21-064898 · doc4.xml · nonDerivative · entry 2 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $73.08 to not more than $74.07. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 00:18 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,827 | $15.00 | $42,405.00 |
DisclosureSEC source: 0001209191-21-064898 · doc4.xml · nonDerivative · entry 1 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 18:34 UTC |
RAVICH JESS MDirector
|
SaleCommon Stock, par value $0.01 per share | 7,212 | $71.04 | $512,323.89 |
DisclosureSEC source: 0001209191-21-064556 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 130,000 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $71.00 to not more than $71.30. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. F2 · ownership.nature: By Exemption Trust under the Ravich Revocable Trust of 1989. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $14.80 | $0.00 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · derivative · entry 9 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,000 Underlying: Common Stock, par value $0.01 per share · 17,000 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option granted covered 100,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,476 | $0.00 Strike: $5.43 | $0.00 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · derivative · entry 8 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,476 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 1,194 | $73.05 | $87,223.61 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · nonDerivative · entry 6 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $72.865 to not more than $73.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,194 | $14.80 | $17,671.20 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · nonDerivative · entry 5 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 15,806 | $72.06 | $1,138,962.97 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · nonDerivative · entry 4 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $71.75 to not more than $72.71. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 15,806 | $14.80 | $233,928.80 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · nonDerivative · entry 3 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 3,476 | $70.41 | $244,756.28 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · nonDerivative · entry 2 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $70.255 to not more than $70.855 The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 02:34 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 3,476 | $5.43 | $18,874.68 |
DisclosureSEC source: 0001209191-21-064619 · doc4.xml · nonDerivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 18:48 UTC |
RAVICH JESS MDirector
|
SaleCommon Stock, par value $0.01 per share | 8,413 | $70.26 | $591,083.92 |
DisclosureSEC source: 0001209191-21-064347 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,251 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $70.01 to not more than $70.68. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| November 10, 2021 Filed Nov 15, 2021 18:12 UTC Amendment |
RAVICH JESS MDirector
|
SaleCommon Stock, par value $0.01 per share | 8,413 | $70.26 | $591,083.92 |
DisclosureSEC source: 0001209191-21-064546 · doc4a.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 137,212 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $70.01 to not more than $70.68. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. F2 · balance_after: This amended Form 4 corrects the original Form 4 filing by reporting that the shares sold were shares held indirectly in the Exemption Trust of Reporting Person under the Ravich Revocable Trust of 1989 and not shares held directly. F3 · ownership.nature: By Exemption Trust under the Ravich Revocable Trust of 1989. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 13:41 UTC |
RAVICH JESS MDirector
|
GrantCommon Stock, par value $0.01 per share | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062173 · doc4.xml · nonDerivative · entry 1 RAVICH JESS M · CIK 0001094988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,664 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3. F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock, par value $0.01. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 13:40 UTC |
Sanchez MoniqueDirector
|
GrantCommon Stock, par value $0.01 per share | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062172 · doc4.xml · nonDerivative · entry 1 Sanchez Monique · CIK 0001855171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,414 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3. F2 · shares: Each restricted stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 17:39 UTC |
Saville KendallDirector
|
GrantCommon Stock, par value $0.01 per share | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062170 · doc4.xml · nonDerivative · entry 1 Saville Kendall · CIK 0001853624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,124 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3. F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 13:42 UTC |
John MoorheadDirector
|
GrantCommon Stock, par value $0.01 per share | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062175 · doc4.xml · nonDerivative · entry 1 John Moorhead · CIK 0001437668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,464 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3. F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 13:44 UTC |
LANDAU ELLISDirector
|
GrantCommon stock, par value $0.01 per share | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062177 · doc4.xml · nonDerivative · entry 1 LANDAU ELLIS · CIK 0001186746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,414 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3. F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 17:45 UTC |
BENJAMIN JEFFREY DDirector · 10% owner
|
GrantCommon Stock, par value $0.01 per share | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062178 · doc4.xml · nonDerivative · entry 1 BENJAMIN JEFFREY D · CIK 0001194016 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,219 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3. F2 · shares: Each restricted stock unit represents a contingent right to receive on share of Company's common stock, par value $0.01. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 17:43 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062176 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,969.8483 F1 · kind: Grant of compensatory stock units in a transaction exempt under Rule 16b-3. F2 · shares: Each deferred stock unit represents a contingent right to receive one share of Company's common stock, par value $0.01. Read SEC document |
| October 18, 2021 Filed Feb 18, 2022 22:10 UTC |
BENJAMIN JEFFREY DDirector
|
GiftCommon Stock, par value $0.01 per share | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011368 · doc4.xml · nonDerivative · entry 2 BENJAMIN JEFFREY D · CIK 0001194016 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 70,000 Read SEC document |
| October 18, 2021 Filed Feb 18, 2022 22:10 UTC |
BENJAMIN JEFFREY DDirector
|
GiftCommon Stock, par value $0.01 per share | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011368 · doc4.xml · nonDerivative · entry 1 BENJAMIN JEFFREY D · CIK 0001194016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,570 Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 00:43 UTC |
Saville KendallDirector
|
PurchaseCommon Stock, par value $0.01 per share | 4,857 | $58.00 | $281,706.00 |
DisclosureSEC source: 0001209191-21-057855 · doc4.xml · nonDerivative · entry 1 Saville Kendall · CIK 0001853624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,300 F1 · shares: Reporting person reinvested cash dividend received from the Issuer in additional shares of the Issuer's common stock. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:32 UTC |
Lepine BeverleyDirector
|
GrantCommon Stock, par value $0.01 per share | 55.8483 | $56.94 | $3,180.00 |
DisclosureSEC source: 0001209191-21-057954 · doc4.xml · nonDerivative · entry 1 Lepine Beverley · CIK 0001639909 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,145.8483 F1 · shares: Acquisition of additional deferred stock units upon deemed reinvestment of dividend equivalents, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 14:28 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.43 | $0.00 |
DisclosureSEC source: 0001209191-21-057203 · doc4.xml · derivative · entry 4 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,476 Underlying: Common Stock, par value $0.01 per share · 6,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 14:28 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 6,000 | $55.60 | $333,585.00 |
DisclosureSEC source: 0001209191-21-057203 · doc4.xml · nonDerivative · entry 2 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.30 to not more than $55.75. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 14:28 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 6,000 | $5.43 | $32,580.00 |
DisclosureSEC source: 0001209191-21-057203 · doc4.xml · nonDerivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 18:26 UTC |
John MoorheadDirector
|
SaleCommon Stock, par value $0.01 per share | 2,722 | $56.18 | $152,918.69 |
DisclosureSEC source: 0001209191-21-057303 · doc4.xml · nonDerivative · entry 1 John Moorhead · CIK 0001437668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,640 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.00 to not more than $56.66. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 18:37 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.43 | $0.00 |
DisclosureSEC source: 0001209191-21-057018 · doc4.xml · derivative · entry 7 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,476 Underlying: Common Stock, par value $0.01 per share · 6,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 18:37 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 6,000 | $56.00 | $335,986.20 |
DisclosureSEC source: 0001209191-21-057018 · doc4.xml · nonDerivative · entry 4 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.85 to not more than $56.24. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 18:37 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 6,000 | $5.43 | $32,580.00 |
DisclosureSEC source: 0001209191-21-057018 · doc4.xml · nonDerivative · entry 3 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 18:37 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $5.43 | $0.00 |
DisclosureSEC source: 0001209191-21-057018 · doc4.xml · derivative · entry 6 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,476 Underlying: Common Stock, par value $0.01 per share · 2,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 18:37 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock, par value $0.01 per share | 2,000 | $57.41 | $114,811.60 |
DisclosureSEC source: 0001209191-21-057018 · doc4.xml · nonDerivative · entry 2 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.25 to not more than $57.54. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 18:37 UTC |
ROBERTS GREGORY NDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock, par value $0.01 per share | 2,000 | $5.43 | $10,860.00 |
DisclosureSEC source: 0001209191-21-057018 · doc4.xml · nonDerivative · entry 1 ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 14:32 UTC |
Aquilino BrianChief Operating Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001209191-21-057016 · doc4.xml · derivative · entry 3 Aquilino Brian · CIK 0001806388 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,000 shares Expires 2028-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option granted covered 3,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021. Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 14:32 UTC |
Aquilino BrianChief Operating Officer
|
SaleCommon Stock, par value $0.01 per share | 1,000 | $56.81 | $56,812.50 |
DisclosureSEC source: 0001209191-21-057016 · doc4.xml · nonDerivative · entry 2 Aquilino Brian · CIK 0001806388 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.70 to not more than $56.99. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form Read SEC document |
| September 17, 2021 Filed Sep 21, 2021 14:32 UTC |
Aquilino BrianChief Operating Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,000 | $8.20 | $8,200.00 |
DisclosureSEC source: 0001209191-21-057016 · doc4.xml · nonDerivative · entry 1 Aquilino Brian · CIK 0001806388 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,333 | $0.00 Strike: $12.34 | $0.00 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · derivative · entry 12 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock, par value $0.01 per share · 8,333 shares Expires 2029-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,333 | $0.00 Strike: $10.34 | $0.00 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · derivative · entry 11 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock, par value $0.01 per share · 8,333 shares Expires 2029-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · derivative · entry 10 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2028-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option granted covered 15,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · derivative · entry 9 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667 Underlying: Common Stock, par value $0.01 per share · 5,000 shares Expires 2026-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
SaleCommon Stock, par value $0.01 per share | 1,373 | $58.39 | $80,166.86 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · nonDerivative · entry 8 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan F5 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $58.19 to not more than $58.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
SaleCommon Stock, par value $0.01 per share | 4,367 | $57.58 | $251,430.46 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · nonDerivative · entry 7 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373 F1 · date: The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.13 to not more than $58.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
SaleCommon Stock, par value $0.01 per share | 10,509 | $56.52 | $593,990.75 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · nonDerivative · entry 6 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,740 F1 · date: The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.05 to not more than $57.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
SaleCommon Stock, par value $0.01 per share | 10,417 | $55.57 | $578,821.65 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · nonDerivative · entry 5 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,249 F1 · date: The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.05 to not more than $56.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionCommon Stock, par value $0.01 per share | 8,333 | $12.34 | $102,829.22 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · nonDerivative · entry 4 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionCommon Stock, par value $0.01 per share | 8,333 | $10.34 | $86,163.22 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · nonDerivative · entry 3 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan Read SEC document |
| September 13, 2021 Filed Sep 16, 2021 01:16 UTC |
Gjerdrum ThorPresident
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,000 | $10.20 | $51,000.00 |
DisclosureSEC source: 0001209191-21-056302 · doc4.xml · nonDerivative · entry 2 Gjerdrum Thor · CIK 0001437553 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.