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Nasdaq · USD

GOGO

Gogo Inc.

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Tapewire entity
5812
SEC CIK
0001537054
Parsed reports
764

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 5, 2023 20:20 UTC GrantDeferred Share Units · Derivative 2,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041045 · doc4.xml · derivative · entry 1

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,659

Underlying: Common Stock · 2,792 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:19 UTC GrantDeferred Share Units · Derivative 3,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041040 · doc4.xml · derivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,227

Underlying: Common Stock · 3,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:15 UTC GrantDeferred Share Units · Derivative 3,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041009 · doc4.xml · derivative · entry 1

ANDERSON MARK M. · CIK 0001710175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,005

Underlying: Common Stock · 3,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:14 UTC GrantDeferred Share Units · Derivative 1,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041003 · doc4.xml · derivative · entry 1

Abad-Santos Michael · CIK 0001976053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,254

Underlying: Common Stock · 1,254 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on June 30, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:29 UTC GrantDeferred Share Units · Derivative 4,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022869 · doc4.xml · derivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,300

Underlying: Common Stock · 4,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:29 UTC GrantDeferred Share Units · Derivative 4,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022871 · doc4.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,243

Underlying: Common Stock · 4,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:27 UTC
JONES HUGH WDirector
GrantDeferred Share Units · Derivative 3,275 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022865 · doc4.xml · derivative · entry 1

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,386

Underlying: Common Stock · 3,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:28 UTC GrantDeferred Share Units · Derivative 4,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022867 · doc4.xml · derivative · entry 1

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,888

Underlying: Common Stock · 4,310 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:26 UTC GrantDeferred Share Units · Derivative 4,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022862 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,444

Underlying: Common Stock · 4,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:31 UTC GrantDeferred Share Units · Derivative 3,275 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022875 · doc4.xml · derivative · entry 1

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,867

Underlying: Common Stock · 3,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:30 UTC GrantDeferred Share Units · Derivative 4,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022873 · doc4.xml · derivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,700

Underlying: Common Stock · 4,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:24 UTC GrantDeferred Share Units · Derivative 4,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022855 · doc4.xml · derivative · entry 1

ANDERSON MARK M. · CIK 0001710175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,478

Underlying: Common Stock · 4,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:15 UTC
GTCR Partners XII/A&C LPDirector · 10% owner
GTCR Investment XII LLCDirector · 10% owner
GrantDeferred Share Units · Derivative 4,137 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010397 · doc4.xml · derivative · entry 1

GTCR Partners XII/A&C LP · CIK 0001823990 · Director · 10% owner

GTCR Investment XII LLC · CIK 0001823989 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 30,478

Underlying: Common Stock · 4,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · kind: These deferred share units were granted on March 31, 2023 to Mr. Mark Anderson, a director of the Company, and are fully vested on the date of grant. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023 to Mr. Mark Anderson, a director of the Company, and are fully vested on the date of grant. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023 to Mr. Mark Anderson, a director of the Company, and are fully vested on the date of grant. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F3 · ownership.nature: Mr. Anderson is an employee of GTCR LLC, an affiliate of the Reporting Persons. Pursuant to the policies of certain GTCR-affiliated entities, Mr. Anderson must hold these securities on behalf of and for the benefit of the GTCR-affiliated entities. GTCR Partners XII/A&C LP is the general partner of Silver (Equity) Holdings, LP and the manager of Silver (XII) Holdings, LLC, each of which hold securities of the Company. GTCR Investment XII LLC is the general partner of GTCR Partners XII/A&C LP. GTCR Investment XII LLC is managed by a seven-member board of managers (the "GTCR Board of Managers"). Each of the Reporting Persons is a "director by deputization" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: Each of the Reporting Persons and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons or Mr. Anderson is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:31 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 43,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021870 · doc4.xml · derivative · entry 5

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,034

Underlying: Common Stock · 43,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F3 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:31 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Tax withholdingCommon Stock 21,960 $13.98 $307,000.80
Disclosure

SEC source: 0001209191-23-021870 · doc4.xml · nonDerivative · entry 2

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,215

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:31 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 43,017 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021870 · doc4.xml · nonDerivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 16:29 UTC Exercise / conversionRestricted Stock Units · Derivative 7,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021866 · doc4.xml · derivative · entry 3

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,278

Underlying: Common Stock · 7,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 28,557 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 28,557 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 16:29 UTC Tax withholdingCommon Stock 2,091 $13.98 $29,232.18
Disclosure

SEC source: 0001209191-23-021866 · doc4.xml · nonDerivative · entry 2

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,849

Read SEC document
March 29, 2023 Filed Mar 31, 2023 16:29 UTC Exercise / conversionCommon Stock 7,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021866 · doc4.xml · nonDerivative · entry 1

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:30 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionRestricted Stock Units · Derivative 12,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021869 · doc4.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,867

Underlying: Common Stock · 12,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 51,735 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 51,735 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:30 UTC
Jackson KarenEVP, Chief People Exp. Officer
Tax withholdingCommon Stock 3,789 $13.98 $52,970.22
Disclosure

SEC source: 0001209191-23-021869 · doc4.xml · nonDerivative · entry 2

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,356

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:30 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionCommon Stock 12,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021869 · doc4.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:28 UTC
Aguirre Sergio A.President and COO
Exercise / conversionRestricted Stock Units · Derivative 18,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021864 · doc4.xml · derivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,646

Underlying: Common Stock · 18,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 73,292 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 73,292 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:28 UTC
Aguirre Sergio A.President and COO
Tax withholdingCommon Stock 8,039 $13.98 $112,385.22
Disclosure

SEC source: 0001209191-23-021864 · doc4.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,404

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:28 UTC
Aguirre Sergio A.President and COO
Exercise / conversionCommon Stock 18,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021864 · doc4.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:18 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 22,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021401 · doc4.xml · derivative · entry 5

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,425

Underlying: Common Stock · 22,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 89,900 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F3 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 89,900 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:18 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Tax withholdingCommon Stock 11,473 $13.98 $160,392.54
Disclosure

SEC source: 0001209191-23-021401 · doc4.xml · nonDerivative · entry 2

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,158

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:18 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 22,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021401 · doc4.xml · nonDerivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 16:16 UTC Exercise / conversionRestricted Stock Units · Derivative 4,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021398 · doc4.xml · derivative · entry 3

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,890

Underlying: Common Stock · 4,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 17,187 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 17,187 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

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March 24, 2023 Filed Mar 28, 2023 16:16 UTC Tax withholdingCommon Stock 1,259 $13.98 $17,600.82
Disclosure

SEC source: 0001209191-23-021398 · doc4.xml · nonDerivative · entry 2

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,801

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March 24, 2023 Filed Mar 28, 2023 16:16 UTC Exercise / conversionCommon Stock 4,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021398 · doc4.xml · nonDerivative · entry 1

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:17 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionRestricted Stock Units · Derivative 5,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021400 · doc4.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,847

Underlying: Common Stock · 5,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 23,797 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 23,797 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

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March 24, 2023 Filed Mar 28, 2023 20:17 UTC
Jackson KarenEVP, Chief People Exp. Officer
Tax withholdingCommon Stock 1,743 $13.98 $24,367.14
Disclosure

SEC source: 0001209191-23-021400 · doc4.xml · nonDerivative · entry 2

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,211

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:17 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionCommon Stock 5,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021400 · doc4.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:16 UTC
Aguirre Sergio A.President and COO
Exercise / conversionRestricted Stock Units · Derivative 10,445 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021395 · doc4.xml · derivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,332

Underlying: Common Stock · 10,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 41,777 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 41,777 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:16 UTC
Aguirre Sergio A.President and COO
Tax withholdingCommon Stock 4,363 $13.98 $60,994.74
Disclosure

SEC source: 0001209191-23-021395 · doc4.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,120

Read SEC document
March 24, 2023 Filed Mar 28, 2023 20:16 UTC
Aguirre Sergio A.President and COO
Exercise / conversionCommon Stock 10,445 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-021395 · doc4.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:28 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020262 · doc4.xml · derivative · entry 5

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F3 · derivative.expiration_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:28 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Tax withholdingCommon Stock 9,571 $14.52 $138,970.92
Disclosure

SEC source: 0001209191-23-020262 · doc4.xml · nonDerivative · entry 2

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,156

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:28 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-020262 · doc4.xml · nonDerivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 16:24 UTC Exercise / conversionRestricted Stock Units · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020255 · doc4.xml · derivative · entry 3

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 11,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F2 · derivative.expiration_date: 11,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 16:24 UTC Tax withholdingCommon Stock 805 $14.52 $11,688.60
Disclosure

SEC source: 0001209191-23-020255 · doc4.xml · nonDerivative · entry 2

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,763

Read SEC document
March 17, 2023 Filed Mar 21, 2023 16:24 UTC Exercise / conversionCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-020255 · doc4.xml · nonDerivative · entry 1

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:27 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020260 · doc4.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 32,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F2 · derivative.expiration_date: 32,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:27 UTC
Jackson KarenEVP, Chief People Exp. Officer
Tax withholdingCommon Stock 2,344 $14.52 $34,034.88
Disclosure

SEC source: 0001209191-23-020260 · doc4.xml · nonDerivative · entry 2

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,004

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:27 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-020260 · doc4.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:24 UTC
Aguirre Sergio A.President and COO
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020251 · doc4.xml · derivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F2 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:24 UTC
Aguirre Sergio A.President and COO
Tax withholdingCommon Stock 3,303 $14.52 $47,959.56
Disclosure

SEC source: 0001209191-23-020251 · doc4.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,038

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:24 UTC
Aguirre Sergio A.President and COO
Exercise / conversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-020251 · doc4.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:22 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionPerformance Restricted Stock Units · Derivative 6,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018458 · doc4.xml · derivative · entry 6

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company.

F4 · derivative.expiration_date: Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.