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Nasdaq · USD

GOGO

Gogo Inc.

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Tapewire entity
5812
SEC CIK
0001537054
Parsed reports
764

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2024 Filed Apr 2, 2024 23:42 UTC
GTCR Partners XII/A&C LPDirector · 10% owner
GTCR Investment XII LLCDirector · 10% owner
GrantDeferred Share Units · Derivative 6,833 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040548 · ownership.xml · derivative · entry 1

GTCR Partners XII/A&C LP · CIK 0001823990 · Director · 10% owner

GTCR Investment XII LLC · CIK 0001823989 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 51,790

Underlying: Common Stock · 6,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · kind: These deferred share units were granted on March 31, 2024 to Mr. Mark Anderson, a director of the Company, and are fully vested on the date of grant. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2024 to Mr. Mark Anderson, a director of the Company, and are fully vested on the date of grant. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2024 to Mr. Mark Anderson, a director of the Company, and are fully vested on the date of grant. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F3 · ownership.nature: Mr. Anderson is an employee of GTCR LLC, an affiliate of the Reporting Persons. Pursuant to the policies of certain GTCR-affiliated entities, Mr. Anderson must hold these securities on behalf of and for the benefit of the GTCR-affiliated entities. GTCR Partners XII/A&C LP is the general partner of Silver (Equity) Holdings, LP and the manager of Silver (XII) Holdings, LLC, each of which hold securities of the Company. GTCR Investment XII LLC is the general partner of GTCR Partners XII/A&C LP. GTCR Investment XII LLC is managed by a seven-member board of managers (the "GTCR Board of Managers"). Each of the Reporting Persons is a "director by deputization" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: Each of the Reporting Persons and the individual members of the GTCR Board of Managers disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons or Mr. Anderson is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:04 UTC GrantDeferred Share Units · Derivative 6,833 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029498 · ownership.xml · derivative · entry 1

ANDERSON MARK M. · CIK 0001710175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,790

Underlying: Common Stock · 6,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:55 UTC GrantDeferred Share Units · Derivative 5,410 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029491 · ownership.xml · derivative · entry 1

Abad-Santos Michael · CIK 0001976053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,069

Underlying: Common Stock · 5,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:57 UTC GrantDeferred Share Units · Derivative 6,833 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029493 · ownership.xml · derivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,012

Underlying: Common Stock · 6,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 22:53 UTC GrantDeferred Share Units · Derivative 5,410 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029486 · ownership.xml · derivative · entry 1

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,739

Underlying: Common Stock · 5,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit represents the contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

F2 · derivative.expiration_date: These deferred share units were granted on March 31, 2023, and are fully vested on the grant date. The deferred share units will be settled in shares of the Company's common stock following the director's termination of service on the Company's board of directors.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 43,017 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029311 · ownership.xml · derivative · entry 4

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,017

Underlying: Common Stock · 43,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F3 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 172,069 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 43,017 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-029311 · ownership.xml · nonDerivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 657,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 16:01 UTC Exercise / conversionRestricted Stock Units · Derivative 7,139 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029314 · ownership.xml · derivative · entry 3

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,139

Underlying: Common Stock · 7,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 28,557 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 28,557 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 16:01 UTC Tax withholdingCommon Stock 3,162 $8.78 $27,762.36
Disclosure

SEC source: 0001213900-24-029314 · ownership.xml · nonDerivative · entry 2

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,275

Read SEC document
March 29, 2024 Filed Apr 2, 2024 16:01 UTC Exercise / conversionCommon Stock 7,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-029314 · ownership.xml · nonDerivative · entry 1

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
Aguirre Sergio A.President and COO
Exercise / conversionRestricted Stock Units · Derivative 18,323 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029313 · ownership.xml · derivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,323

Underlying: Common Stock · 18,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 73,292 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 73,292 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
Aguirre Sergio A.President and COO
Tax withholdingCommon Stock 8,016 $8.78 $70,380.48
Disclosure

SEC source: 0001213900-24-029313 · ownership.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,086

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
Aguirre Sergio A.President and COO
Exercise / conversionCommon Stock 18,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-029313 · ownership.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionRestricted Stock Units · Derivative 12,934 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-029312 · ownership.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,933

Underlying: Common Stock · 12,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 29, 2021, the reporting person was granted 51,735 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 29, 2021, the reporting person was granted 51,735 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
Jackson KarenEVP, Chief People Exp. Officer
Tax withholdingCommon Stock 3,789 $8.78 $33,267.42
Disclosure

SEC source: 0001213900-24-029312 · ownership.xml · nonDerivative · entry 2

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,146

Read SEC document
March 29, 2024 Filed Apr 2, 2024 20:01 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionCommon Stock 12,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-029312 · ownership.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 22,475 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-026038 · ownership.xml · derivative · entry 4

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,950

Underlying: Common Stock · 22,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 89,900 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F3 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 89,900 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 22,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-026038 · ownership.xml · nonDerivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 16:05 UTC Exercise / conversionRestricted Stock Units · Derivative 4,297 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-026037 · ownership.xml · derivative · entry 3

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,593

Underlying: Common Stock · 4,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 17,187 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 17,187 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 16:05 UTC Tax withholdingCommon Stock 1,903 $8.50 $16,175.50
Disclosure

SEC source: 0001213900-24-026037 · ownership.xml · nonDerivative · entry 2

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,298

Read SEC document
March 24, 2024 Filed Mar 26, 2024 16:05 UTC Exercise / conversionCommon Stock 4,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-026037 · ownership.xml · nonDerivative · entry 1

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
Aguirre Sergio A.President and COO
Exercise / conversionRestricted Stock Units · Derivative 10,444 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-026039 · ownership.xml · derivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,888

Underlying: Common Stock · 10,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 41,777 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 41,777 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
Aguirre Sergio A.President and COO
Tax withholdingCommon Stock 4,569 $8.50 $38,836.50
Disclosure

SEC source: 0001213900-24-026039 · ownership.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,779

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
Aguirre Sergio A.President and COO
Exercise / conversionCommon Stock 10,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-026039 · ownership.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionRestricted Stock Units · Derivative 5,949 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-026036 · ownership.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,898

Underlying: Common Stock · 5,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 24, 2022, the reporting person was granted 23,797 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 24, 2022, the reporting person was granted 23,797 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 24, 2022, subject to continued employment with the Company.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
Jackson KarenEVP, Chief People Exp. Officer
Tax withholdingCommon Stock 1,743 $8.50 $14,815.50
Disclosure

SEC source: 0001213900-24-026036 · ownership.xml · nonDerivative · entry 2

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,001

Read SEC document
March 24, 2024 Filed Mar 26, 2024 20:05 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionCommon Stock 5,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-026036 · ownership.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 21:07 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-024086 · ownership.xml · derivative · entry 4

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F3 · derivative.expiration_date: 75,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 130,000 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 21:07 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-024086 · ownership.xml · nonDerivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 17:06 UTC Exercise / conversionRestricted Stock Units · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-024081 · ownership.xml · derivative · entry 3

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 11,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F2 · derivative.expiration_date: 11,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 17:06 UTC Tax withholdingCommon Stock 1,218 $8.79 $10,706.22
Disclosure

SEC source: 0001213900-24-024081 · ownership.xml · nonDerivative · entry 2

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,904

Read SEC document
March 17, 2024 Filed Mar 19, 2024 17:06 UTC Exercise / conversionCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-024081 · ownership.xml · nonDerivative · entry 1

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 21:08 UTC
Aguirre Sergio A.President and COO
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-024087 · ownership.xml · derivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F2 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

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March 17, 2024 Filed Mar 19, 2024 21:08 UTC
Aguirre Sergio A.President and COO
Tax withholdingCommon Stock 3,500 $8.79 $30,765.00
Disclosure

SEC source: 0001213900-24-024087 · ownership.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,904

Read SEC document
March 17, 2024 Filed Mar 19, 2024 21:08 UTC
Aguirre Sergio A.President and COO
Exercise / conversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-024087 · ownership.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 21:07 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-024083 · ownership.xml · derivative · entry 3

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: 32,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

F2 · derivative.expiration_date: 32,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units vested and settled on December 31, 2022, in each case, subject to continued employment with the Company.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 21:07 UTC
Jackson KarenEVP, Chief People Exp. Officer
Tax withholdingCommon Stock 2,344 $8.79 $20,603.76
Disclosure

SEC source: 0001213900-24-024083 · ownership.xml · nonDerivative · entry 2

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,795

Read SEC document
March 17, 2024 Filed Mar 19, 2024 21:07 UTC
Jackson KarenEVP, Chief People Exp. Officer
Exercise / conversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-024083 · ownership.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 20:05 UTC PurchaseCommon Stock 28,857 $9.03 $260,613.34
Disclosure

SEC source: 0001213900-24-023482 · ownership.xml · nonDerivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,740,588

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.98 to $9.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Shares are held directly by the Charles C. Townsend III Trust. Mr. Townsend, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by it.

F4 · ownership.direct: Mr. Townsend disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

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March 03, 2024 Filed Mar 6, 2024 00:16 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 37,810 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-020224 · ownership.xml · derivative · entry 4

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,430

Underlying: Common Stock · 37,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 151,240 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

F3 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 151,240 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 00:16 UTC
THORNE OAKLEIGHDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock 37,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-020224 · ownership.xml · nonDerivative · entry 1

THORNE OAKLEIGH · CIK 0001135089 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 00:15 UTC
Goldfine LeighVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 3,328 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-020223 · ownership.xml · derivative · entry 3

Goldfine Leigh · CIK 0001968669 · VP, Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,981

Underlying: Common Stock · 3,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 13,309 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 13,309 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 00:15 UTC
Goldfine LeighVP, Controller and CAO
Tax withholdingCommon Stock 1,133 $8.41 $9,528.53
Disclosure

SEC source: 0001213900-24-020223 · ownership.xml · nonDerivative · entry 2

Goldfine Leigh · CIK 0001968669 · VP, Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,677

Read SEC document
March 03, 2024 Filed Mar 6, 2024 00:15 UTC
Goldfine LeighVP, Controller and CAO
Exercise / conversionCommon Stock 3,328 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-020223 · ownership.xml · nonDerivative · entry 1

Goldfine Leigh · CIK 0001968669 · VP, Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 19:13 UTC Exercise / conversionRestricted Stock Units · Derivative 10,587 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-020218 · ownership.xml · derivative · entry 3

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,760

Underlying: Common Stock · 10,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 42,347 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 42,347 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

Read SEC document
March 03, 2024 Filed Mar 5, 2024 19:13 UTC Tax withholdingCommon Stock 5,251 $8.41 $44,160.91
Disclosure

SEC source: 0001213900-24-020218 · ownership.xml · nonDerivative · entry 2

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,372

Read SEC document
March 03, 2024 Filed Mar 5, 2024 19:13 UTC Exercise / conversionCommon Stock 10,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-020218 · ownership.xml · nonDerivative · entry 1

Betjemann Jessica · CIK 0001878428 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 00:18 UTC
Aguirre Sergio A.President and COO
Exercise / conversionRestricted Stock Units · Derivative 15,124 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-020226 · ownership.xml · derivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,372

Underlying: Common Stock · 15,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2023, the reporting person was granted 60,496 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

F2 · derivative.expiration_date: On March 3, 2023, the reporting person was granted 60,496 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 3, 2023, subject to continued employment with the Company.

Read SEC document
March 03, 2024 Filed Mar 6, 2024 00:18 UTC
Aguirre Sergio A.President and COO
Tax withholdingCommon Stock 7,124 $8.41 $59,912.84
Disclosure

SEC source: 0001213900-24-020226 · ownership.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,404

Read SEC document
March 03, 2024 Filed Mar 6, 2024 00:18 UTC
Aguirre Sergio A.President and COO
Exercise / conversionCommon Stock 15,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-020226 · ownership.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.