Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2019 Filed Feb 19, 2019 16:08 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011051 · doc4.xml · derivative · entry 3 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 Underlying: Common Stock · 1,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal installments on the first four anniversaries of February 17, 2018. F3 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:08 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Tax withholdingCommon Stock | 475 | $3.78 | $1,795.50 |
DisclosureSEC source: 0001209191-19-011051 · doc4.xml · nonDerivative · entry 2 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,421 F1 · security: Includes restricted shares. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:08 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011051 · doc4.xml · nonDerivative · entry 1 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:09 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011055 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 Underlying: Common Stock · 1,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. F3 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:09 UTC |
ROWAN BARRY LEVP and CFO
|
Tax withholdingCommon Stock | 475 | $3.78 | $1,795.50 |
DisclosureSEC source: 0001209191-19-011055 · doc4.xml · nonDerivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,970 F1 · security: Includes restricted shares. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:09 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011055 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:10 UTC |
WADE JOHNPresident, CA division
|
Tax withholdingCommon Stock | 475 | $3.78 | $1,795.50 |
DisclosureSEC source: 0001209191-19-011056 · doc4.xml · nonDerivative · entry 2 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,078 F1 · security: Includes restricted shares. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:10 UTC |
WADE JOHNPresident, CA division
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011056 · doc4.xml · nonDerivative · entry 1 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:08 UTC |
Jackson KarenSVP, Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011054 · doc4.xml · derivative · entry 3 Jackson Karen · CIK 0001634791 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193 Underlying: Common Stock · 732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 2,925 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 2,925 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:08 UTC |
Jackson KarenSVP, Human Resources
|
Tax withholdingCommon Stock | 253 | $3.78 | $956.34 |
DisclosureSEC source: 0001209191-19-011054 · doc4.xml · nonDerivative · entry 2 Jackson Karen · CIK 0001634791 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,913 F1 · security: Includes restricted shares. F3 · balance_after: Includes 5,997 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c) Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:08 UTC |
Jackson KarenSVP, Human Resources
|
Exercise / conversionCommon Stock | 732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011054 · doc4.xml · nonDerivative · entry 1 Jackson Karen · CIK 0001634791 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 5,997 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c) Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:07 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011047 · doc4.xml · derivative · entry 3 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 Underlying: Common Stock · 1,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. F3 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:07 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Tax withholdingCommon Stock | 475 | $3.78 | $1,795.50 |
DisclosureSEC source: 0001209191-19-011047 · doc4.xml · nonDerivative · entry 2 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,562 F1 · security: Includes restricted shares. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:07 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011047 · doc4.xml · nonDerivative · entry 1 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:07 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011045 · doc4.xml · derivative · entry 3 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193 Underlying: Common Stock · 732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 2,925 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 2,925 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:07 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Tax withholdingCommon Stock | 253 | $3.78 | $956.34 |
DisclosureSEC source: 0001209191-19-011045 · doc4.xml · nonDerivative · entry 2 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,699 F1 · security: Includes restricted shares. F3 · balance_after: Includes 3,998 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c). Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:07 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Exercise / conversionCommon Stock | 732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011045 · doc4.xml · nonDerivative · entry 1 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · balance_after: Includes 3,998 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c). Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:06 UTC |
Aguirre Sergio A.President, BA division
|
Exercise / conversionRestricted Stock Units · Derivative | 732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011043 · doc4.xml · derivative · entry 3 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193 Underlying: Common Stock · 732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 2,925 restricted stock units, vesting in four equal installments on the first four anniversaries of February 17, 2018. F2 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 2,925 restricted stock units, vesting in four equal installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:06 UTC |
Aguirre Sergio A.President, BA division
|
Tax withholdingCommon Stock | 250 | $3.78 | $945.00 |
DisclosureSEC source: 0001209191-19-011043 · doc4.xml · nonDerivative · entry 2 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,382 Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 21:06 UTC |
Aguirre Sergio A.President, BA division
|
Exercise / conversionCommon Stock | 732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011043 · doc4.xml · nonDerivative · entry 1 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:30 UTC |
MUNDHEIM ROBERT HDirector
|
GrantOptions (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000186 · doc4.xml · derivative · entry 2 MUNDHEIM ROBERT H · CIK 0001039520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:30 UTC |
MUNDHEIM ROBERT HDirector
|
GrantDeferred Share Units · Derivative | 5,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000186 · doc4.xml · derivative · entry 1 MUNDHEIM ROBERT H · CIK 0001039520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,078 Underlying: Common Stock · 5,852 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:29 UTC |
LEMAY RONALD TDirector
|
GrantOptions (Right to Buy) · Derivative | 14,132 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000183 · doc4.xml · derivative · entry 2 LEMAY RONALD T · CIK 0001104293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,132 Underlying: Common Stock · 14,132 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:29 UTC |
LEMAY RONALD TDirector
|
GrantDeferred Share Units · Derivative | 7,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000183 · doc4.xml · derivative · entry 1 LEMAY RONALD T · CIK 0001104293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,574 Underlying: Common Stock · 7,943 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:31 UTC |
Payne Christopher DDirector
|
GrantOptions (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000187 · doc4.xml · derivative · entry 2 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:31 UTC |
Payne Christopher DDirector
|
GrantDeferred Share Units · Derivative | 10,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000187 · doc4.xml · derivative · entry 1 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,676 Underlying: Common Stock · 10,033 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:28 UTC |
JONES HUGH WDirector
|
GrantOptions (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000181 · doc4.xml · derivative · entry 2 JONES HUGH W · CIK 0001182420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:28 UTC |
JONES HUGH WDirector
|
GrantDeferred Share Units · Derivative | 5,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000181 · doc4.xml · derivative · entry 1 JONES HUGH W · CIK 0001182420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,782 Underlying: Common Stock · 5,852 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:30 UTC |
MAYES MICHELE COLEMANDirector
|
GrantOptions (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000184 · doc4.xml · derivative · entry 2 MAYES MICHELE COLEMAN · CIK 0001224609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:30 UTC |
MAYES MICHELE COLEMANDirector
|
GrantDeferred Share Units · Derivative | 10,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000184 · doc4.xml · derivative · entry 1 MAYES MICHELE COLEMAN · CIK 0001224609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,585 Underlying: Common Stock · 10,869 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:27 UTC |
CRANDALL ROBERT LDirector
|
GrantOptions (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000180 · doc4.xml · derivative · entry 2 CRANDALL ROBERT L · CIK 0001206595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:27 UTC |
CRANDALL ROBERT LDirector
|
GrantDeferred Share Units · Derivative | 10,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000180 · doc4.xml · derivative · entry 1 CRANDALL ROBERT L · CIK 0001206595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,877 Underlying: Common Stock · 10,033 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:33 UTC |
WILLIAMS HARRIS NDirector
|
GrantOptions (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000191 · doc4.xml · derivative · entry 2 WILLIAMS HARRIS N · CIK 0001579625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:33 UTC |
WILLIAMS HARRIS NDirector
|
GrantDeferred Share Units · Derivative | 5,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000191 · doc4.xml · derivative · entry 1 WILLIAMS HARRIS N · CIK 0001579625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,263 Underlying: Common Stock · 5,852 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:32 UTC |
TOWNSEND CHARLES CDirector
|
GrantOptions (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001209191-19-000189 · doc4.xml · derivative · entry 2 TOWNSEND CHARLES C · CIK 0001579494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,413 Underlying: Common Stock · 10,413 shares Expires 2028-12-31 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:32 UTC |
TOWNSEND CHARLES CDirector
|
GrantDeferred Share Units · Derivative | 10,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000189 · doc4.xml · derivative · entry 1 TOWNSEND CHARLES C · CIK 0001579494 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,133 Underlying: Common Stock · 10,033 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| November 21, 2018 Filed Nov 28, 2018 23:59 UTC |
Thorndale Farm, Inc.10% owner
THORNE OAKLEIGHDirector · President and CEO · 10% owner
|
Purchase6.00% Convertible Senior Notes due 2022 · Derivative | Not disclosed | $8,000,000.00 Strike: $6.00 | $8,000,000.00 |
DisclosureSEC source: 0000899243-18-029766 · doc4.xml · derivative · entry 1 Thorndale Farm, Inc. · CIK 0001718404 · 10% owner THORNE OAKLEIGH · CIK 0001135089 · Director · President and CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 1,333,334 shares Expires 2022-05-15 F3 · price: Represent the aggregate purchase price for the 6.00% Convertible Senior Notes due 2022. F1 · derivative.exercise_date: The 6.00% Convertible Senior Notes due 2022 become convertible on January 15, 2022 or earlier upon certain events. F2 · derivative.underlying_shares: The 6.00% Convertible Senior Notes due 2022 are convertible into common stock at a conversion price equal to $6.00 per share of the issuer's common stock, subject to adjustment in certain events. F4 · ownership.nature: Reflects 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Private Equity 2, LLC and Mr. Thorne is Chief Executive Officer of Thorndale Farm, Inc. Thorndale Farm, Inc., as the managing member of Thorndale Farm Private Equity 2, LLC, and Mr. Thorne, as Chief Executive Officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Mr. Thorne and Thorndale Farm, Inc. disclaim beneficial ownership of such 6.00% Convertible Senior Notes due 2022 except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Thorndale Form, Inc. or Mr. Thorne is the beneficial owner of such 6.00% Convertible Senior Notes due 2022 for purposes of Section 16 or for any other purpose. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 14:30 UTC |
MUNDHEIM ROBERT HDirector
|
GrantOptions (Right to Buy) · Derivative | 6,190 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-18-053001 · doc4.xml · derivative · entry 2 MUNDHEIM ROBERT H · CIK 0001039520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2028-09-28 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 14:30 UTC |
MUNDHEIM ROBERT HDirector
|
GrantDeferred Share Units · Derivative | 3,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053001 · doc4.xml · derivative · entry 1 MUNDHEIM ROBERT H · CIK 0001039520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,226 Underlying: Common Stock · 3,371 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 14:29 UTC |
LEMAY RONALD TDirector
|
GrantOptions (Right to Buy) · Derivative | 8,400 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-18-052999 · doc4.xml · derivative · entry 2 LEMAY RONALD T · CIK 0001104293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 Underlying: Common Stock · 8,400 shares Expires 2028-09-28 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 14:29 UTC |
LEMAY RONALD TDirector
|
GrantDeferred Share Units · Derivative | 4,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052999 · doc4.xml · derivative · entry 1 LEMAY RONALD T · CIK 0001104293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,631 Underlying: Common Stock · 4,576 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:31 UTC |
Payne Christopher DDirector
|
GrantOptions (Right to Buy) · Derivative | 6,190 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-18-053003 · doc4.xml · derivative · entry 2 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2028-09-28 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:31 UTC |
Payne Christopher DDirector
|
GrantDeferred Share Units · Derivative | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053003 · doc4.xml · derivative · entry 1 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,643 Underlying: Common Stock · 5,780 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:28 UTC |
JONES HUGH WDirector
|
GrantOptions (Right to Buy) · Derivative | 6,190 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-18-052998 · doc4.xml · derivative · entry 2 JONES HUGH W · CIK 0001182420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2028-09-28 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:28 UTC |
JONES HUGH WDirector
|
GrantDeferred Share Units · Derivative | 3,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052998 · doc4.xml · derivative · entry 1 JONES HUGH W · CIK 0001182420 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,930 Underlying: Common Stock · 3,371 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:29 UTC |
MAYES MICHELE COLEMANDirector
|
GrantOptions (Right to Buy) · Derivative | 6,190 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-18-053000 · doc4.xml · derivative · entry 2 MAYES MICHELE COLEMAN · CIK 0001224609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2028-09-28 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:29 UTC |
MAYES MICHELE COLEMANDirector
|
GrantDeferred Share Units · Derivative | 6,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053000 · doc4.xml · derivative · entry 1 MAYES MICHELE COLEMAN · CIK 0001224609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,716 Underlying: Common Stock · 6,262 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 14:27 UTC |
CRANDALL ROBERT LDirector
|
GrantOptions (Right to Buy) · Derivative | 6,190 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-18-052997 · doc4.xml · derivative · entry 2 CRANDALL ROBERT L · CIK 0001206595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2028-09-28 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 14:27 UTC |
CRANDALL ROBERT LDirector
|
GrantDeferred Share Units · Derivative | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052997 · doc4.xml · derivative · entry 1 CRANDALL ROBERT L · CIK 0001206595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,844 Underlying: Common Stock · 5,780 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 18:32 UTC |
WILLIAMS HARRIS NDirector
|
GrantOptions (Right to Buy) · Derivative | 6,190 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-18-053005 · doc4.xml · derivative · entry 2 WILLIAMS HARRIS N · CIK 0001579625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2028-09-28 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.