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Nasdaq · USD

GOGO

Gogo Inc.

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5812
SEC CIK
0001537054
Parsed reports
764

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202520
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2019 Filed Jul 2, 2019 16:51 UTC GrantOptions (Right to Buy) · Derivative 8,271 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001209191-19-040023 · doc4.xml · derivative · entry 2

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 8,271 shares

Expires 2029-06-28

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:51 UTC GrantDeferred Share Units · Derivative 7,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040023 · doc4.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,894

Underlying: Common Stock · 7,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:49 UTC
JONES HUGH WDirector
GrantOptions (Right to Buy) · Derivative 8,271 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001209191-19-040018 · doc4.xml · derivative · entry 2

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 8,271 shares

Expires 2029-06-28

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:49 UTC
JONES HUGH WDirector
GrantDeferred Share Units · Derivative 7,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040018 · doc4.xml · derivative · entry 1

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 7,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:50 UTC GrantOptions (Right to Buy) · Derivative 8,271 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001209191-19-040020 · doc4.xml · derivative · entry 2

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 8,271 shares

Expires 2029-06-28

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:50 UTC GrantDeferred Share Units · Derivative 8,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040020 · doc4.xml · derivative · entry 1

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,988

Underlying: Common Stock · 8,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 12:48 UTC GrantOptions (Right to Buy) · Derivative 8,271 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001209191-19-040017 · doc4.xml · derivative · entry 2

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 8,271 shares

Expires 2029-06-28

Read SEC document
June 28, 2019 Filed Jul 2, 2019 12:48 UTC GrantDeferred Share Units · Derivative 7,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040017 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,095

Underlying: Common Stock · 7,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:53 UTC GrantOptions (Right to Buy) · Derivative 8,271 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001209191-19-040027 · doc4.xml · derivative · entry 2

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 8,271 shares

Expires 2029-06-28

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:53 UTC GrantDeferred Share Units · Derivative 7,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040027 · doc4.xml · derivative · entry 1

WILLIAMS HARRIS N · CIK 0001579625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,481

Underlying: Common Stock · 7,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:52 UTC GrantOptions (Right to Buy) · Derivative 8,271 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001209191-19-040025 · doc4.xml · derivative · entry 2

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

Underlying: Common Stock · 8,271 shares

Expires 2029-06-28

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:52 UTC GrantDeferred Share Units · Derivative 7,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040025 · doc4.xml · derivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,351

Underlying: Common Stock · 7,537 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
May 26, 2019 Filed May 28, 2019 16:46 UTC
Elias Marguerite MEVP, Gen Counsel and Secy
Tax withholdingCommon Stock 600 $5.41 $3,246.00
Disclosure

SEC source: 0001209191-19-033025 · doc4.xml · nonDerivative · entry 2

Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,356

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2019 Filed May 28, 2019 16:46 UTC
Elias Marguerite MEVP, Gen Counsel and Secy
Tax withholdingCommon Stock 600 $5.41 $3,246.00
Disclosure

SEC source: 0001209191-19-033025 · doc4.xml · nonDerivative · entry 1

Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,956

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:53 UTC
Jackson KarenSVP, Human Resources
Tax withholdingCommon Stock 63 $5.41 $340.83
Disclosure

SEC source: 0001209191-19-033027 · doc4.xml · nonDerivative · entry 1

Jackson Karen · CIK 0001634791 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,365

F1 · security: Includes restricted shares.

F2 · balance_after: Includes 5,997 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c)

Read SEC document
May 26, 2019 Filed May 28, 2019 20:44 UTC
Bayer Michael P.SVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033022 · doc4.xml · derivative · entry 3

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 24, 2016, the reporting person was granted 3,200 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

F4 · derivative.expiration_date: On June 24, 2016, the reporting person was granted 3,200 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:44 UTC
Bayer Michael P.SVP, Controller & CAO
Tax withholdingCommon Stock 234 $5.41 $1,265.94
Disclosure

SEC source: 0001209191-19-033022 · doc4.xml · nonDerivative · entry 2

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,292

F1 · security: Includes restricted shares.

F3 · balance_after: Includes 4,548 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c).

Read SEC document
May 26, 2019 Filed May 28, 2019 20:44 UTC
Bayer Michael P.SVP, Controller & CAO
Exercise / conversionCommon Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033022 · doc4.xml · nonDerivative · entry 1

Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes restricted shares.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · balance_after: Includes 4,548 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c).

Read SEC document
May 26, 2019 Filed May 28, 2019 20:47 UTC
WADE JOHNPresident, CA division
Tax withholdingCommon Stock 183 $5.41 $990.03
Disclosure

SEC source: 0001209191-19-033026 · doc4.xml · nonDerivative · entry 3

WADE JOHN · CIK 0001579578 · President, CA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,830

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:47 UTC
WADE JOHNPresident, CA division
Tax withholdingCommon Stock 600 $5.41 $3,246.00
Disclosure

SEC source: 0001209191-19-033026 · doc4.xml · nonDerivative · entry 2

WADE JOHN · CIK 0001579578 · President, CA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,013

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:47 UTC
WADE JOHNPresident, CA division
Tax withholdingCommon Stock 600 $5.41 $3,246.00
Disclosure

SEC source: 0001209191-19-033026 · doc4.xml · nonDerivative · entry 1

WADE JOHN · CIK 0001579578 · President, CA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,613

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:45 UTC
COBIN JONATHAN BEVP, Chief Strategy Officer
Tax withholdingCommon Stock 600 $5.41 $3,246.00
Disclosure

SEC source: 0001209191-19-033023 · doc4.xml · nonDerivative · entry 2

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,497

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:45 UTC
COBIN JONATHAN BEVP, Chief Strategy Officer
Tax withholdingCommon Stock 600 $5.41 $3,246.00
Disclosure

SEC source: 0001209191-19-033023 · doc4.xml · nonDerivative · entry 1

COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,097

F1 · security: Includes restricted shares.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:43 UTC
Aguirre Sergio A.President, BA division
Exercise / conversionRestricted Stock Units · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033021 · doc4.xml · derivative · entry 6

Aguirre Sergio A. · CIK 0001738955 · President, BA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 24, 2016, the reporting person was granted 3,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

F3 · derivative.expiration_date: On June 24, 2016, the reporting person was granted 3,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:43 UTC
Aguirre Sergio A.President, BA division
Exercise / conversionRestricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033021 · doc4.xml · derivative · entry 5

Aguirre Sergio A. · CIK 0001738955 · President, BA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 26, 2015, the reporting person was granted 3,800 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

F2 · derivative.expiration_date: On May 26, 2015, the reporting person was granted 3,800 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:43 UTC
Aguirre Sergio A.President, BA division
Tax withholdingCommon Stock 253 $5.41 $1,368.73
Disclosure

SEC source: 0001209191-19-033021 · doc4.xml · nonDerivative · entry 4

Aguirre Sergio A. · CIK 0001738955 · President, BA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,158

Read SEC document
May 26, 2019 Filed May 28, 2019 20:43 UTC
Aguirre Sergio A.President, BA division
Exercise / conversionCommon Stock 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033021 · doc4.xml · nonDerivative · entry 3

Aguirre Sergio A. · CIK 0001738955 · President, BA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 26, 2019 Filed May 28, 2019 20:43 UTC
Aguirre Sergio A.President, BA division
Tax withholdingCommon Stock 275 $5.41 $1,487.75
Disclosure

SEC source: 0001209191-19-033021 · doc4.xml · nonDerivative · entry 2

Aguirre Sergio A. · CIK 0001738955 · President, BA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,536

Read SEC document
May 26, 2019 Filed May 28, 2019 20:43 UTC
Aguirre Sergio A.President, BA division
Exercise / conversionCommon Stock 950 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033021 · doc4.xml · nonDerivative · entry 1

Aguirre Sergio A. · CIK 0001738955 · President, BA division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2019 Filed May 21, 2019 14:56 UTC Disposition to issuer3.75% Senior Convertible Notes due 2020 · Derivative Not disclosed $130,000.00 Strike: $23.85 $130,000.00
Disclosure

SEC source: 0001209191-19-031624 · doc4.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,451 shares

Expires 2020-03-01

F2 · price: The 3.75% Convertible Senior Notes due 2020 ("3.75% Notes") were purchased by the Company in a transaction exempt pursuant to Rule 16b-3 in connection with the Company's offer to purchase any and all of the outstanding 3.75% Notes, for cash in an amount equal to $1,000 per $1,000 principal amount of Notes purchased, plus accrued and unpaid interest, if any, up to, but not including, the settlement date.

F1 · derivative.exercise_date: The 3.75% senior convertible notes due 2020 become convertible on December 1, 2019 or earlier upon certain events.

Read SEC document
May 17, 2019 Filed May 21, 2019 10:46 UTC Disposition to issuer3.75% Senior Convertible Notes due 2020 · Derivative Not disclosed $500,000.00 Strike: $23.85 $500,000.00
Disclosure

SEC source: 0001209191-19-031622 · doc4.xml · derivative · entry 2

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 20,964 shares

Expires 2020-03-01

F2 · price: The 3.75% Convertible Senior Notes due 2020 ("3.75% Notes") were purchased by the Company in a transaction exempt pursuant to Rule 16b-3 in connection with the Company's offer to purchase any and all of the outstanding 3.75% Notes, for cash in an amount equal to $1,000 per $1,000 principal amount of Notes purchased, plus accrued and unpaid interest, if any, up to, but not including, the settlement date.

F1 · derivative.exercise_date: The 3.75% senior convertible notes due 2020 become convertible on December 1, 2019 or earlier upon certain events.

F3 · ownership.direct: Reflects shares held by Crandall Family Investments Ltc, a Texas Limited Partnership. Mr. Crandall disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest.

Read SEC document
May 17, 2019 Filed May 21, 2019 10:46 UTC Disposition to issuer3.75% Senior Convertible Notes due 2020 · Derivative Not disclosed $2,355,000.00 Strike: $23.85 $2,355,000.00
Disclosure

SEC source: 0001209191-19-031622 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,742 shares

Expires 2020-03-01

F2 · price: The 3.75% Convertible Senior Notes due 2020 ("3.75% Notes") were purchased by the Company in a transaction exempt pursuant to Rule 16b-3 in connection with the Company's offer to purchase any and all of the outstanding 3.75% Notes, for cash in an amount equal to $1,000 per $1,000 principal amount of Notes purchased, plus accrued and unpaid interest, if any, up to, but not including, the settlement date.

F1 · derivative.exercise_date: The 3.75% senior convertible notes due 2020 become convertible on December 1, 2019 or earlier upon certain events.

Read SEC document
May 14, 2019 Filed May 15, 2019 14:36 UTC PurchaseCommon Stock 35,611 $5.66 $201,707.83
Disclosure

SEC source: 0001209191-19-029855 · doc4.xml · nonDerivative · entry 2

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,054,267

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.62 to $5.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Reflects shares held by the Charles C. Townsend III Trust. Mr Townsend, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Townsend disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 13, 2019 Filed May 15, 2019 14:36 UTC PurchaseCommon Stock 64,389 $5.48 $353,141.47
Disclosure

SEC source: 0001209191-19-029855 · doc4.xml · nonDerivative · entry 1

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,018,656

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.41 to $5.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Reflects shares held by the Charles C. Townsend III Trust. Mr Townsend, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Townsend disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Read SEC document
April 30, 2019 Filed May 2, 2019 10:30 UTC
ROWAN BARRY LEVP and CFO
GrantOptions (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0001209191-19-026903 · doc4.xml · derivative · entry 2

ROWAN BARRY L · CIK 0001253821 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-04-30

F3 · derivative.exercise_date: These options were granted on April 30, 2019. 50% of these options are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company.

Read SEC document
April 30, 2019 Filed May 2, 2019 10:30 UTC
ROWAN BARRY LEVP and CFO
GrantRestricted Stock Units · Derivative 56,559 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026903 · doc4.xml · derivative · entry 1

ROWAN BARRY L · CIK 0001253821 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,559

Underlying: Common Stock · 56,559 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.

F2 · derivative.exercise_date: These restricted stock units were granted on April 30, 2019. 50% of these restricted stock units are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company.

F2 · derivative.expiration_date: These restricted stock units were granted on April 30, 2019. 50% of these restricted stock units are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 15:36 UTC
ROWAN BARRY LEVP and CFO
Tax withholdingCommon Stock 2,930 $5.13 $15,030.90
Disclosure

SEC source: 0001209191-19-026159 · doc4.xml · nonDerivative · entry 1

ROWAN BARRY L · CIK 0001253821 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,040

F1 · security: Includes restricted shares.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:51 UTC GrantOptions (Right to Buy) · Derivative 7,090 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-19-022259 · doc4.xml · derivative · entry 2

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 7,090 shares

Expires 2029-03-29

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:51 UTC GrantDeferred Share Units · Derivative 7,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022259 · doc4.xml · derivative · entry 1

MUNDHEIM ROBERT H · CIK 0001039520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,594

Underlying: Common Stock · 7,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:49 UTC GrantOptions (Right to Buy) · Derivative 9,622 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-19-022257 · doc4.xml · derivative · entry 2

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,622

Underlying: Common Stock · 9,622 shares

Expires 2029-03-29

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:49 UTC GrantDeferred Share Units · Derivative 5,289 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022257 · doc4.xml · derivative · entry 1

LEMAY RONALD T · CIK 0001104293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,863

Underlying: Common Stock · 5,289 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 18:51 UTC GrantOptions (Right to Buy) · Derivative 7,090 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-19-022260 · doc4.xml · derivative · entry 2

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 7,090 shares

Expires 2029-03-29

Read SEC document
March 29, 2019 Filed Apr 2, 2019 18:51 UTC GrantDeferred Share Units · Derivative 6,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022260 · doc4.xml · derivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,357

Underlying: Common Stock · 6,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 18:49 UTC
JONES HUGH WDirector
GrantOptions (Right to Buy) · Derivative 7,090 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-19-022256 · doc4.xml · derivative · entry 2

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 7,090 shares

Expires 2029-03-29

Read SEC document
March 29, 2019 Filed Apr 2, 2019 18:49 UTC
JONES HUGH WDirector
GrantDeferred Share Units · Derivative 6,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022256 · doc4.xml · derivative · entry 1

JONES HUGH W · CIK 0001182420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,463

Underlying: Common Stock · 6,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 18:50 UTC GrantOptions (Right to Buy) · Derivative 7,090 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-19-022258 · doc4.xml · derivative · entry 2

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 7,090 shares

Expires 2029-03-29

Read SEC document
March 29, 2019 Filed Apr 2, 2019 18:50 UTC GrantDeferred Share Units · Derivative 7,238 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022258 · doc4.xml · derivative · entry 1

MAYES MICHELE COLEMAN · CIK 0001224609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,823

Underlying: Common Stock · 7,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:48 UTC GrantOptions (Right to Buy) · Derivative 7,090 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-19-022255 · doc4.xml · derivative · entry 2

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 7,090 shares

Expires 2029-03-29

Read SEC document
March 29, 2019 Filed Apr 2, 2019 14:48 UTC GrantDeferred Share Units · Derivative 6,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022255 · doc4.xml · derivative · entry 1

CRANDALL ROBERT L · CIK 0001206595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,558

Underlying: Common Stock · 6,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.exercise_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

F1 · derivative.expiration_date: Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 18:52 UTC GrantOptions (Right to Buy) · Derivative 7,090 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-19-022261 · doc4.xml · derivative · entry 2

TOWNSEND CHARLES C · CIK 0001579494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 7,090 shares

Expires 2029-03-29

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.