Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2020 Filed Mar 19, 2020 12:54 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020209 · doc4.xml · derivative · entry 3 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 14, 2017, the reporting person was granted 3,840 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,880 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. F3 · derivative.expiration_date: On March 14, 2017, the reporting person was granted 3,840 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,880 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:54 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Tax withholdingCommon Stock | 2,958 | $2.14 | $6,330.12 |
DisclosureSEC source: 0001209191-20-020209 · doc4.xml · nonDerivative · entry 2 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,720 F1 · security: Includes restricted shares. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:54 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Exercise / conversionCommon Stock | 8,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020209 · doc4.xml · nonDerivative · entry 1 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC |
ROWAN BARRY LEVP and CFO
|
GrantRestricted Stock Units · Derivative | 87,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 6 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250 Underlying: Common Stock · 87,250 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F8 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F8 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC |
ROWAN BARRY LEVP and CFO
|
GrantOptions (Right to Buy) · Derivative | 53,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 5 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 53,000 shares Expires 2030-03-17 F6 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 4 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionPerformance Restricted Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 24, 2017, the reporting person was granted 20,000 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 10,000 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on April 24, 2020 and the first anniversary thereof, subject to continued employment with the Company. F3 · derivative.expiration_date: On April 24, 2017, the reporting person was granted 20,000 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 10,000 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on April 24, 2020 and the first anniversary thereof, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC |
ROWAN BARRY LEVP and CFO
|
Exercise / conversionCommon Stock | 15,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 87,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020208 · doc4.xml · derivative · entry 7 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250 Underlying: Common Stock · 87,250 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F8 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F8 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
GrantOptions (Right to Buy) · Derivative | 53,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020208 · doc4.xml · derivative · entry 6 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 53,000 shares Expires 2030-03-17 F6 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020208 · doc4.xml · derivative · entry 5 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020208 · doc4.xml · derivative · entry 4 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020208 · doc4.xml · derivative · entry 3 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 14, 2017, the reporting person was granted 3,840 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,880 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. F3 · derivative.expiration_date: On March 14, 2017, the reporting person was granted 3,840 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,880 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Tax withholdingCommon Stock | 2,958 | $2.14 | $6,330.12 |
DisclosureSEC source: 0001209191-20-020208 · doc4.xml · nonDerivative · entry 2 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,861 F1 · security: Includes restricted shares. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Exercise / conversionCommon Stock | 8,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020208 · doc4.xml · nonDerivative · entry 1 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:54 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
GrantRestricted Stock Units · Derivative | 87,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020210 · doc4.xml · derivative · entry 6 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250 Underlying: Common Stock · 87,250 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F7 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F7 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:54 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
GrantOptions (Right to Buy) · Derivative | 53,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020210 · doc4.xml · derivative · entry 5 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 53,000 shares Expires 2030-03-17 F5 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:54 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020210 · doc4.xml · derivative · entry 4 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487 Underlying: Common Stock · 488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 975 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 488 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 975 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 488 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:54 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020210 · doc4.xml · derivative · entry 3 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232 Underlying: Common Stock · 698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 14, 2017, the reporting person was granted 930 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 698 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. F3 · derivative.expiration_date: On March 14, 2017, the reporting person was granted 930 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 698 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:54 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
Tax withholdingCommon Stock | 408 | $2.14 | $873.12 |
DisclosureSEC source: 0001209191-20-020210 · doc4.xml · nonDerivative · entry 2 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,748 F1 · security: Includes restricted shares. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:54 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
Exercise / conversionCommon Stock | 1,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020210 · doc4.xml · nonDerivative · entry 1 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC |
WADE JOHNPresident, CA division
|
GrantRestricted Stock Units · Derivative | 87,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020213 · doc4.xml · derivative · entry 7 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250 Underlying: Common Stock · 87,250 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F8 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F8 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC |
WADE JOHNPresident, CA division
|
GrantOptions (Right to Buy) · Derivative | 53,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020213 · doc4.xml · derivative · entry 6 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 53,000 shares Expires 2030-03-17 F6 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC |
WADE JOHNPresident, CA division
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020213 · doc4.xml · derivative · entry 5 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC |
WADE JOHNPresident, CA division
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020213 · doc4.xml · derivative · entry 4 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC |
WADE JOHNPresident, CA division
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020213 · doc4.xml · derivative · entry 3 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 14, 2017, the reporting person was granted 3,840 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,880 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. F3 · derivative.expiration_date: On March 14, 2017, the reporting person was granted 3,840 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,880 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC |
WADE JOHNPresident, CA division
|
Tax withholdingCommon Stock | 2,958 | $2.14 | $6,330.12 |
DisclosureSEC source: 0001209191-20-020213 · doc4.xml · nonDerivative · entry 2 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,194 F1 · security: Includes restricted shares. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:56 UTC |
WADE JOHNPresident, CA division
|
Exercise / conversionCommon Stock | 8,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020213 · doc4.xml · nonDerivative · entry 1 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
Bayer Michael P.SVP, Controller & CAO
|
GrantRestricted Stock Units · Derivative | 30,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020207 · doc4.xml · derivative · entry 6 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Stock · 30,500 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F7 · derivative.exercise_date: 11,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F7 · derivative.expiration_date: 11,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
Bayer Michael P.SVP, Controller & CAO
|
GrantOptions (Right to Buy) · Derivative | 19,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020207 · doc4.xml · derivative · entry 5 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires 2030-03-17 F5 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020207 · doc4.xml · derivative · entry 4 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487 Underlying: Common Stock · 488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 975 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 488 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 975 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 488 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020207 · doc4.xml · derivative · entry 3 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232 Underlying: Common Stock · 698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 14, 2017, the reporting person was granted 930 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 698 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. F3 · derivative.expiration_date: On March 14, 2017, the reporting person was granted 930 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 698 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Tax withholdingCommon Stock | 408 | $2.14 | $873.12 |
DisclosureSEC source: 0001209191-20-020207 · doc4.xml · nonDerivative · entry 2 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 F1 · security: Includes restricted shares. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:53 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Exercise / conversionCommon Stock | 1,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020207 · doc4.xml · nonDerivative · entry 1 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
GrantRestricted Stock Units · Derivative | 87,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · derivative · entry 8 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250 Underlying: Common Stock · 87,250 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F8 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F8 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
GrantOptions (Right to Buy) · Derivative | 53,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · derivative · entry 7 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 53,000 shares Expires 2030-03-17 F6 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · derivative · entry 6 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · derivative · entry 5 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 2,640 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 660 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on July 31, 2020 and the first two anniversaries thereof, subject to continued employment with the Company. F4 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 2,640 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 660 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on July 31, 2020 and the first two anniversaries thereof, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · derivative · entry 4 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487 Underlying: Common Stock · 488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 975 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 488 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. F3 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 975 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 488 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · derivative · entry 3 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232 Underlying: Common Stock · 698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 14, 2017, the reporting person was granted 930 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 698 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. F2 · derivative.expiration_date: On March 14, 2017, the reporting person was granted 930 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 698 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest on March 14, 2021, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
Tax withholdingCommon Stock | 1,631 | $2.14 | $3,490.34 |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · nonDerivative · entry 2 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,285 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 16:52 UTC |
Aguirre Sergio A.President, BA division
|
Exercise / conversionCommon Stock | 4,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020206 · doc4.xml · nonDerivative · entry 1 Aguirre Sergio A. · CIK 0001738955 · President, BA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 10:47 UTC |
Elias Marguerite MEVP, Gen Counsel and Secy
|
Tax withholdingCommon Stock | 865 | $2.23 | $1,928.95 |
DisclosureSEC source: 0001209191-20-019464 · doc4.xml · nonDerivative · entry 1 Elias Marguerite M · CIK 0001297509 · EVP, Gen Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,123 F1 · security: Includes restricted shares. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 14:52 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019469 · doc4.xml · derivative · entry 3 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727 Underlying: Common Stock · 727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 14, 2017, the reporting person was granted 2,910 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 14, 2017. F3 · derivative.expiration_date: On March 14, 2017, the reporting person was granted 2,910 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 14, 2017. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 14:52 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Tax withholdingCommon Stock | 251 | $2.23 | $559.73 |
DisclosureSEC source: 0001209191-20-019469 · doc4.xml · nonDerivative · entry 2 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,972 F1 · security: Includes restricted shares. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 14:52 UTC |
Bayer Michael P.SVP, Controller & CAO
|
Exercise / conversionCommon Stock | 727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019469 · doc4.xml · nonDerivative · entry 1 Bayer Michael P. · CIK 0001644203 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 14:49 UTC |
WADE JOHNPresident, CA division
|
Tax withholdingCommon Stock | 865 | $2.23 | $1,928.95 |
DisclosureSEC source: 0001209191-20-019467 · doc4.xml · nonDerivative · entry 1 WADE JOHN · CIK 0001579578 · President, CA division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,597 F1 · security: Includes restricted shares. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 14:48 UTC |
Jackson KarenEVP, Chief People Exp. Officer
|
Tax withholdingCommon Stock | 125 | $2.23 | $278.75 |
DisclosureSEC source: 0001209191-20-019466 · doc4.xml · nonDerivative · entry 1 Jackson Karen · CIK 0001634791 · EVP, Chief People Exp. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,970 F1 · security: Includes restricted shares. Read SEC document |
| March 14, 2020 Filed Mar 17, 2020 14:46 UTC |
COBIN JONATHAN BEVP, Chief Strategy Officer
|
Tax withholdingCommon Stock | 865 | $2.23 | $1,928.95 |
DisclosureSEC source: 0001209191-20-019463 · doc4.xml · nonDerivative · entry 1 COBIN JONATHAN B · CIK 0001579480 · EVP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,264 F1 · security: Includes restricted shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.