Tapewire

Nasdaq · USD

GNTX

GENTEX CORP

Export transactions ↓
Tapewire entity
3954
SEC CIK
0000355811
Parsed reports
338

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202601
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 6,627 $14.69 Strike: $14.69 $97,350.63
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · derivative · entry 10

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,373

Underlying: Common Stock · 6,627 shares

Expires 2021-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 20-Aug-2015.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
SaleCommon Stock 714,627 $23.32 $16,663,029.22
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 5

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,529,728

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.25 USD to $23.52 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 208,000 $11.28 $2,346,240.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 4

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,244,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 250,000 $9.12 $2,278,750.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 3

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 250,000 $12.35 $3,087,500.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 2

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 6,627 $14.69 $97,350.63
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 1

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,536,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
SaleCommon Stock 714,627 $23.32 $16,663,029.22
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 5

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.25 USD to $23.52 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 09, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
Exercise / conversionCommon Stock 208,000 $11.28 $2,346,240.00
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 4

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
Exercise / conversionCommon Stock 250,000 $9.12 $2,278,750.00
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 3

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
Exercise / conversionCommon Stock 250,000 $12.35 $3,087,500.00
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 2

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
Exercise / conversionCommon Stock 6,627 $14.69 $97,350.63
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 1

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 12:25 UTC
Matthews Joseph E IVVice President Purchasing
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,060 $14.70 Strike: $14.70 $15,582.00
Disclosure

SEC source: 0001562180-18-001344 · primarydocument.xml · derivative · entry 3

Matthews Joseph E IV · CIK 0001615149 · Vice President Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,060 shares

Expires 2023-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 22-Feb-2016

Read SEC document
March 01, 2018 Filed Mar 2, 2018 12:25 UTC
Matthews Joseph E IVVice President Purchasing
SaleCommon Stock 1,060 $22.51 $23,860.49
Disclosure

SEC source: 0001562180-18-001344 · primarydocument.xml · nonDerivative · entry 2

Matthews Joseph E IV · CIK 0001615149 · Vice President Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,120

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.50 USD to $22.515 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 12:25 UTC
Matthews Joseph E IVVice President Purchasing
Exercise / conversionCommon Stock 1,060 $14.70 $15,582.00
Disclosure

SEC source: 0001562180-18-001344 · primarydocument.xml · nonDerivative · entry 1

Matthews Joseph E IV · CIK 0001615149 · Vice President Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Downing Steven RPresident and CFO
GrantEmployee Stock Option (Right to buy) · Derivative 101,000 $22.94 Strike: $22.94 $2,316,940.00
Disclosure

SEC source: 0001562180-18-001071 · primarydocument.xml · derivative · entry 3

Downing Steven R · CIK 0001577379 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock · 101,000 shares

Expires 2028-02-15

F4 · price: Options granted under the Gentex Corporation Employee Stock Option Plan, which is a Rule 16B-3 Plan.

F5 · derivative.exercise_date: These shares become exercisable as to 25% one year after date of grant and an additional 25% at each ensuing anniversary date.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Downing Steven RPresident and CFO
GrantCommon Stock 31,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001071 · primarydocument.xml · nonDerivative · entry 2

Downing Steven R · CIK 0001577379 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,651

F3 · shares: These shares vest 100% four years from grant award date.

F2 · price: Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Downing Steven RPresident and CFO
GrantCommon Stock 37,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001071 · primarydocument.xml · nonDerivative · entry 1

Downing Steven R · CIK 0001577379 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,651

F1 · shares: These shares vest 100% five years from grant award date.

F2 · price: Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Matthews Joseph E IVVice President Purchasing
GrantEmployee Stock Option (Right to buy) · Derivative 6,500 $22.94 Strike: $22.94 $149,110.00
Disclosure

SEC source: 0001562180-18-001070 · primarydocument.xml · derivative · entry 2

Matthews Joseph E IV · CIK 0001615149 · Vice President Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2028-02-15

F3 · price: Options granted under the Gentex Corporation Employee Stock Option Plan, which is a Rule 16B-3 Plan.

F4 · derivative.exercise_date: These shares become exercisable as to 25% one year after date of grant and an additional 25% at each ensuing anniversary date.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Matthews Joseph E IVVice President Purchasing
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001070 · primarydocument.xml · nonDerivative · entry 1

Matthews Joseph E IV · CIK 0001615149 · Vice President Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,120

F1 · shares: These shares vest 100% four years from grant award date.

F2 · price: Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Nash Kevin CChief Accounting Officer
GrantEmployee Stock Option (Right to buy) · Derivative 27,000 $22.94 Strike: $22.94 $619,380.00
Disclosure

SEC source: 0001562180-18-001069 · primarydocument.xml · derivative · entry 2

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2028-02-15

F3 · price: Options granted under the Gentex Corporation Employee Stock Option Plan, which is a Rule 16B-3 Plan.

F4 · derivative.exercise_date: These shares become exercisable as to 25% one year after date of grant and an additional 25% at each ensuing anniversary date.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Nash Kevin CChief Accounting Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001069 · primarydocument.xml · nonDerivative · entry 1

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,732

F1 · shares: These shares vest 100% four years from grant award date.

F2 · price: Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Ryan Scott PGeneral Counsel
GrantEmployee Stock Option (Right to buy) · Derivative 25,000 $22.94 Strike: $22.94 $573,500.00
Disclosure

SEC source: 0001562180-18-001068 · primarydocument.xml · derivative · entry 2

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-02-15

F3 · price: Options granted under the Gentex Corporation Employee Stock Option Plan, which is a Rule 16B-3 Plan.

F4 · derivative.exercise_date: These shares become exercisable as to 25% one year after date of grant and an additional 25% at each ensuing anniversary date.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 18:52 UTC
Ryan Scott PGeneral Counsel
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001068 · primarydocument.xml · nonDerivative · entry 1

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,109

F1 · shares: These shares vest 100% four years from grant award date.

F2 · price: Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 16:19 UTC
Ryan Scott PGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,220 $16.42 Strike: $16.42 $118,516.30
Disclosure

SEC source: 0001562180-18-000506 · primarydocument.xml · derivative · entry 3

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,220 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares become exercisable as to 25% one year after date of grant and an additional 25% at each ensuing anniversary date.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 16:19 UTC
Ryan Scott PGeneral Counsel
SaleCommon Stock 7,220 $23.66 $170,823.03
Disclosure

SEC source: 0001562180-18-000506 · primarydocument.xml · nonDerivative · entry 2

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,109

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.62 to $23.69. The price reported above reflects the weighted average price.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 16:19 UTC
Ryan Scott PGeneral Counsel
Exercise / conversionCommon Stock 7,220 $16.42 $118,516.30
Disclosure

SEC source: 0001562180-18-000506 · primarydocument.xml · nonDerivative · entry 1

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC
Nash Kevin CChief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,330 $12.80 Strike: $12.80 $42,607.35
Disclosure

SEC source: 0001562180-18-000500 · primarydocument.xml · derivative · entry 7

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,330 shares

Expires 2018-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares become exercisable as to 25% one year after date of grant and an additional 25% at each ensuing anniversary date.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC
Nash Kevin CChief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,932 $13.39 Strike: $13.39 $39,244.82
Disclosure

SEC source: 0001562180-18-000500 · primarydocument.xml · derivative · entry 6

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Common Stock · 2,932 shares

Expires 2021-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares become exercisable as to 20% one year after date of grant and an additional 20% at each ensuing anniversary date.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC
Nash Kevin CChief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,612 $15.50 Strike: $15.50 $24,986.00
Disclosure

SEC source: 0001562180-18-000500 · primarydocument.xml · derivative · entry 5

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836

Underlying: Common Stock · 1,612 shares

Expires 2022-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares become exercisable as to 20% one year after date of grant and an additional 20% at each ensuing anniversary date.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC
Nash Kevin CChief Accounting Officer
SaleCommon Stock 7,874 $23.40 $184,282.31
Disclosure

SEC source: 0001562180-18-000500 · primarydocument.xml · nonDerivative · entry 4

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,732

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.40 to $23.42. The price reported above reflects the weighted average price.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC
Nash Kevin CChief Accounting Officer
Exercise / conversionCommon Stock 2,932 $13.39 $39,244.82
Disclosure

SEC source: 0001562180-18-000500 · primarydocument.xml · nonDerivative · entry 3

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC
Nash Kevin CChief Accounting Officer
Exercise / conversionCommon Stock 1,612 $15.50 $24,986.00
Disclosure

SEC source: 0001562180-18-000500 · primarydocument.xml · nonDerivative · entry 2

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC
Nash Kevin CChief Accounting Officer
Exercise / conversionCommon Stock 3,330 $12.80 $42,607.35
Disclosure

SEC source: 0001562180-18-000500 · primarydocument.xml · nonDerivative · entry 1

Nash Kevin C · CIK 0001577359 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 12,000 $10.56 Strike: $10.56 $126,720.00
Disclosure

SEC source: 0001562180-18-000499 · primarydocument.xml · derivative · entry 3

Wallace James H · CIK 0001398852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC SaleCommon Stock 12,000 $23.40 $280,776.00
Disclosure

SEC source: 0001562180-18-000499 · primarydocument.xml · nonDerivative · entry 2

Wallace James H · CIK 0001398852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.30 to $23.43. The price reported above reflects the weighted average price.

Read SEC document
January 30, 2018 Filed Jan 31, 2018 21:47 UTC Exercise / conversionCommon Stock 12,000 $10.56 $126,720.00
Disclosure

SEC source: 0001562180-18-000499 · primarydocument.xml · nonDerivative · entry 1

Wallace James H · CIK 0001398852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 12,000 $12.37 Strike: $12.37 $148,380.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · derivative · entry 13

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 14,000 $14.30 Strike: $14.30 $200,200.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · derivative · entry 12

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2024-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,000 $15.74 Strike: $15.74 $110,180.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · derivative · entry 11

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,000 $17.46 Strike: $17.46 $122,220.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · derivative · entry 10

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,000 $18.70 Strike: $18.70 $130,900.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · derivative · entry 9

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment SaleCommon Stock 500 $23.37 $11,683.45
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 8

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment SaleCommon Stock 6,500 $23.49 $152,656.40
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 7

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment SaleCommon Stock 47,000 $23.53 $1,105,675.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 6

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.45 to $23.67. The price reported above reflects the weighted average price.

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionCommon Stock 7,000 $18.70 $130,900.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 5

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionCommon Stock 7,000 $15.74 $110,180.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 4

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionCommon Stock 7,000 $17.46 $122,220.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 3

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionCommon Stock 12,000 $12.37 $148,380.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 2

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:23 UTC Amendment Exercise / conversionCommon Stock 14,000 $14.30 $200,200.00
Disclosure

SEC source: 0001562180-18-000505 · primarydocument.xml · nonDerivative · entry 1

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This balance reflects a stock split which occurred on January 2, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:09 UTC Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 12,000 $12.37 Strike: $12.37 $148,380.00
Disclosure

SEC source: 0001562180-18-000502 · primarydocument.xml · derivative · entry 11

Hoekstra Peter · CIK 0001576824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.