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Nasdaq · USD

GNTX

GENTEX CORP

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Tapewire entity
3954
SEC CIK
0000355811
Parsed reports
338

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202601
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2019 Filed Feb 1, 2019 21:40 UTC Exercise / conversionCommon Stock 12,000 $11.20 $134,340.00
Disclosure

SEC source: 0001562180-19-000654 · primarydocument.xml · nonDerivative · entry 1

Wallace James H · CIK 0001398852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2018 Filed Dec 31, 2018 19:25 UTC
Ryan Scott PGeneral Counsel
SaleCommon Stock 3,000 $19.88 $59,640.00
Disclosure

SEC source: 0001562180-18-005126 · primarydocument.xml · nonDerivative · entry 2

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,513

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 19:30 UTC
Downing Steven RPresident and CEO
PurchaseCommon Stock 149 $16.86 $2,512.14
Disclosure

SEC source: 0001562180-18-005129 · primarydocument.xml · nonDerivative · entry 1

Downing Steven R · CIK 0001577379 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,192

F1 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
December 28, 2018 Filed Dec 31, 2018 19:26 UTC
Chiodo MatthewVice President of Sales
PurchaseCommon Stock 148 $16.86 $2,495.28
Disclosure

SEC source: 0001562180-18-005128 · primarydocument.xml · nonDerivative · entry 1

Chiodo Matthew · CIK 0001731933 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,934

F1 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
December 28, 2018 Filed Dec 31, 2018 19:25 UTC
Boehm NeilChief Technology Officer
PurchaseCommon Stock 19 $16.86 $320.34
Disclosure

SEC source: 0001562180-18-005127 · primarydocument.xml · nonDerivative · entry 1

Boehm Neil · CIK 0001731934 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,432

F1 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
December 28, 2018 Filed Dec 31, 2018 19:25 UTC
Ryan Scott PGeneral Counsel
PurchaseCommon Stock 148 $16.86 $2,495.28
Disclosure

SEC source: 0001562180-18-005126 · primarydocument.xml · nonDerivative · entry 1

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,513

F1 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:01 UTC GrantNon-Employee Director Stock Option Grant · Derivative 3,510 $0.00 Strike: $22.81 $0.00
Disclosure

SEC source: 0001562180-18-004601 · primarydocument.xml · derivative · entry 1

WALKER BRIAN C · CIK 0001202922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

Underlying: Common Stock · 3,510 shares

Expires 2028-11-15

Read SEC document
October 22, 2018 Filed Oct 22, 2018 21:12 UTC PurchaseCommon Stock 1,000 $20.41 $20,406.00
Disclosure

SEC source: 0001562180-18-004260 · primarydocument.xml · nonDerivative · entry 1

Starkoff Kathleen · CIK 0001755126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
September 28, 2018 Filed Oct 1, 2018 17:26 UTC
Boehm NeilChief Technology Officer
PurchaseCommon Stock 18 $18.24 $328.32
Disclosure

SEC source: 0001562180-18-004058 · primarydocument.xml · nonDerivative · entry 2

Boehm Neil · CIK 0001731934 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,413

F2 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
September 28, 2018 Filed Oct 1, 2018 17:26 UTC
Downing Steven RPresident and CEO
PurchaseCommon Stock 137 $18.24 $2,498.88
Disclosure

SEC source: 0001562180-18-004057 · primarydocument.xml · nonDerivative · entry 2

Downing Steven R · CIK 0001577379 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,043

F2 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
September 28, 2018 Filed Oct 3, 2018 22:03 UTC GrantNon-Employee Director Stock Option Grant · Derivative 4,430 $21.46 Strike: $21.46 $95,067.80
Disclosure

SEC source: 0001562180-18-004157 · primarydocument.xml · derivative · entry 1

Starkoff Kathleen · CIK 0001755126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,430

Underlying: Common Stock · 4,430 shares

Expires 2028-09-28

Read SEC document
September 28, 2018 Filed Jan 16, 2019 19:58 UTC
Chiodo MatthewVice President of Sales
PurchaseCommon Stock 138 $18.24 $2,517.12
Disclosure

SEC source: 0001562180-19-000312 · primarydocument.xml · nonDerivative · entry 1

Chiodo Matthew · CIK 0001731933 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,072

F1 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
September 28, 2018 Filed Jan 16, 2019 19:57 UTC
Ryan Scott PGeneral Counsel
PurchaseCommon Stock 137 $18.24 $2,498.88
Disclosure

SEC source: 0001562180-19-000311 · primarydocument.xml · nonDerivative · entry 1

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,650

F1 · kind: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
September 27, 2018 Filed Oct 1, 2018 17:26 UTC
Boehm NeilChief Technology Officer
SaleCommon Stock 4,000 $21.50 $85,999.20
Disclosure

SEC source: 0001562180-18-004058 · primarydocument.xml · nonDerivative · entry 1

Boehm Neil · CIK 0001731934 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,395

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.30 to $21.66. The price reported above reflects the weighted average price.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 17:26 UTC
Downing Steven RPresident and CEO
SaleCommon Stock 18,000 $21.50 $386,996.40
Disclosure

SEC source: 0001562180-18-004057 · primarydocument.xml · nonDerivative · entry 1

Downing Steven R · CIK 0001577379 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,906

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.30 to $21.66. The price reported above reflects the weighted average price.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 15:10 UTC
Nash Kevin CChief Financial Officer
SaleCommon Stock 6,000 $21.50 $128,998.80
Disclosure

SEC source: 0001562180-18-004056 · primarydocument.xml · nonDerivative · entry 1

Nash Kevin C · CIK 0001577359 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,732

F1 · price: This transaction was executed in multiple trades at prices ranging from $21.30 to $21.66. The price reported above reflects the weighted average price.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 21:15 UTC PurchaseCommon Stock 5,000 $22.99 $114,949.50
Disclosure

SEC source: 0001562180-18-003495 · primarydocument.xml · nonDerivative · entry 1

Schaum Richard O · CIK 0001333446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.9899 to $22.99. The price reported above reflects the weighted average price.

F2 · balance_after: All shares held in trust account "Richard O Schaum Living Trust".

Read SEC document
June 29, 2018 Filed Jul 3, 2018 00:26 UTC
Ryan Scott PGeneral Counsel
GrantCommon Stock 128 $19.57 $2,504.96
Disclosure

SEC source: 0001562180-18-003181 · primarydocument.xml · nonDerivative · entry 1

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,365

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
June 29, 2018 Filed Jul 3, 2018 00:25 UTC
Chiodo MatthewVice President of Sales
GrantCommon Stock 127 $19.57 $2,485.39
Disclosure

SEC source: 0001562180-18-003180 · primarydocument.xml · nonDerivative · entry 1

Chiodo Matthew · CIK 0001731933 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,786

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
June 29, 2018 Filed Jul 3, 2018 00:24 UTC
Boehm NeilChief Technology Officer
GrantCommon Stock 16 $19.57 $313.12
Disclosure

SEC source: 0001562180-18-003179 · primarydocument.xml · nonDerivative · entry 1

Boehm Neil · CIK 0001731934 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,395

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
June 29, 2018 Filed Jul 3, 2018 14:48 UTC
Downing Steven RPresident and CEO
GrantCommon Stock 128 $19.57 $2,504.96
Disclosure

SEC source: 0001562180-18-003186 · primarydocument.xml · nonDerivative · entry 1

Downing Steven R · CIK 0001577379 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,906

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
June 19, 2018 Filed Jun 21, 2018 21:11 UTC SaleCommon Stock 5,000 $25.00 $125,014.50
Disclosure

SEC source: 0001562180-18-003076 · primarydocument.xml · nonDerivative · entry 1

MULDER JOHN A · CIK 0001232671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,304

F1 · balance_after: 50,000 Shares indirectly held in the "Elinore L. Mulder Trust"

Read SEC document
May 17, 2018 Filed May 18, 2018 00:46 UTC GrantNon-Employee Director Stock Option Grant · Derivative 7,000 $24.21 Strike: $24.21 $169,470.00
Disclosure

SEC source: 0001562180-18-002565 · primarydocument.xml · derivative · entry 1

SOTOK FREDERICK A · CIK 0001116161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-05-17

Read SEC document
May 17, 2018 Filed May 18, 2018 00:45 UTC GrantNon-Employee Director Stock Option Grant · Derivative 7,000 $24.21 Strike: $24.21 $169,470.00
Disclosure

SEC source: 0001562180-18-002563 · primarydocument.xml · derivative · entry 1

MULDER JOHN A · CIK 0001232671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-05-17

Read SEC document
May 17, 2018 Filed May 18, 2018 00:46 UTC GrantNon-Employee Director Stock Option Grant · Derivative 7,000 $24.21 Strike: $24.21 $169,470.00
Disclosure

SEC source: 0001562180-18-002564 · primarydocument.xml · derivative · entry 1

Schaum Richard O · CIK 0001333446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-05-17

Read SEC document
May 17, 2018 Filed May 18, 2018 00:45 UTC
GOODE GARY FDirector
GrantNon-Employee Director Stock Option Grant · Derivative 7,000 $24.21 Strike: $24.21 $169,470.00
Disclosure

SEC source: 0001562180-18-002561 · primarydocument.xml · derivative · entry 1

GOODE GARY F · CIK 0001223646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-05-17

Read SEC document
May 17, 2018 Filed May 18, 2018 00:45 UTC GrantNon-Employee Director Stock Option Grant · Derivative 7,000 $24.21 Strike: $24.21 $169,470.00
Disclosure

SEC source: 0001562180-18-002562 · primarydocument.xml · derivative · entry 1

Hollars James A · CIK 0001608435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-05-17

Read SEC document
May 17, 2018 Filed May 18, 2018 00:45 UTC GrantNon-Employee Director Stock Option Grant · Derivative 7,000 $24.21 Strike: $24.21 $169,470.00
Disclosure

SEC source: 0001562180-18-002560 · primarydocument.xml · derivative · entry 1

BROWN LESLIE L · CIK 0001674693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-05-17

Read SEC document
May 17, 2018 Filed May 18, 2018 00:45 UTC GrantNon-Employee Director Stock Option Grant · Derivative 7,000 $24.21 Strike: $24.21 $169,470.00
Disclosure

SEC source: 0001562180-18-002559 · primarydocument.xml · derivative · entry 1

Wallace James H · CIK 0001398852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-05-17

Read SEC document
May 02, 2018 Filed May 3, 2018 12:16 UTC Exercise / conversionNon-Employee Director Stock Option (Right to buy) · Derivative 4,000 $15.74 Strike: $15.74 $62,960.00
Disclosure

SEC source: 0001562180-18-002152 · primarydocument.xml · derivative · entry 3

SOTOK FREDERICK A · CIK 0001116161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 4,000 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options are fully vested.

Read SEC document
May 02, 2018 Filed May 3, 2018 12:16 UTC SaleCommon Stock 4,000 $22.92 $91,665.20
Disclosure

SEC source: 0001562180-18-002152 · primarydocument.xml · nonDerivative · entry 2

SOTOK FREDERICK A · CIK 0001116161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,696

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.90 USD to $22.94 USD; the price reported above reflects the weighted average sale price.

Read SEC document
May 02, 2018 Filed May 3, 2018 12:16 UTC Exercise / conversionCommon Stock 4,000 $15.74 $62,960.00
Disclosure

SEC source: 0001562180-18-002152 · primarydocument.xml · nonDerivative · entry 1

SOTOK FREDERICK A · CIK 0001116161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 22:17 UTC
Ryan Scott PGeneral Counsel
GrantCommon Stock 128 $19.57 $2,504.96
Disclosure

SEC source: 0001562180-18-001775 · primarydocument.xml · nonDerivative · entry 1

Ryan Scott P · CIK 0001651517 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,237

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
March 29, 2018 Filed Apr 2, 2018 22:16 UTC
Downing Steven RPresident and CFO
GrantCommon Stock 127 $19.57 $2,485.39
Disclosure

SEC source: 0001562180-18-001774 · primarydocument.xml · nonDerivative · entry 1

Downing Steven R · CIK 0001577379 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,778

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
March 29, 2018 Filed Apr 2, 2018 22:16 UTC
Chiodo MatthewVice President of Sales
GrantCommon Stock 128 $19.57 $2,504.96
Disclosure

SEC source: 0001562180-18-001772 · primarydocument.xml · nonDerivative · entry 1

Chiodo Matthew · CIK 0001731933 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,659

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
March 29, 2018 Filed Apr 2, 2018 22:14 UTC
Boehm NeilChief Technology Officer
GrantCommon Stock 17 $19.57 $332.69
Disclosure

SEC source: 0001562180-18-001771 · primarydocument.xml · nonDerivative · entry 1

Boehm Neil · CIK 0001731934 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,379

F1 · price: Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 149,373 $14.69 Strike: $14.69 $2,194,289.37
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · derivative · entry 16

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Stock · 149,373 shares

Expires 2021-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 20-Aug-2015.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 54,000 $15.89 Strike: $15.89 $858,060.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · derivative · entry 15

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 54,000 shares

Expires 2022-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 20-Aug-2015.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 28,200 $17.97 Strike: $17.97 $506,754.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · derivative · entry 14

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,800

Underlying: Common Stock · 28,200 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 18-Aug-2017.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
SaleCommon Stock 231,573 $23.36 $5,409,614.75
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 9

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,529,728

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.25 USD to $23.56 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 28,200 $17.97 $506,754.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 8

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 54,000 $15.89 $858,060.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 7

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,733,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 149,373 $14.69 $2,194,289.37
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · nonDerivative · entry 6

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,679,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
SaleCommon Stock 231,573 $23.36 $5,409,614.75
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 9

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.25 USD to $23.56 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 12, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
Exercise / conversionCommon Stock 28,200 $17.97 $506,754.00
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 8

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
Exercise / conversionCommon Stock 54,000 $15.89 $858,060.00
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 7

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 21, 2018 12:04 UTC Amendment
BAUER FREDFormer Officer & Director
Exercise / conversionCommon Stock 149,373 $14.69 $2,194,289.37
Disclosure

SEC source: 0001562180-18-001693 · primarydocument.xml · nonDerivative · entry 6

BAUER FRED · CIK 0000903664 · Former Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 250,000 $9.12 Strike: $9.12 $2,278,750.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · derivative · entry 13

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2019-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option to purchase shares is fully vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 208,000 $11.28 Strike: $11.28 $2,346,240.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · derivative · entry 12

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 208,000 shares

Expires 2020-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 15-Aug-2014.

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March 09, 2018 Filed Mar 13, 2018 18:57 UTC
BAUER FREDDirector · Chairman of the Board & CEO
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 250,000 $12.35 Strike: $12.35 $3,087,500.00
Disclosure

SEC source: 0001562180-18-001619 · primarydocument.xml · derivative · entry 11

BAUER FRED · CIK 0000903664 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2018-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option to purchase shares is fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.