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NYSE · USD

GNK

GENCO SHIPPING & TRADING LTD

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Tapewire entity
2088
SEC CIK
0001326200
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 2026015
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 293.42 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 9

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,404.42

Underlying: Common Stock · 293.42 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F10 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F10 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 386.36 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 8

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,383.16

Underlying: Common Stock · 386.36 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F9 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 485.54 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 7

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,561.76

Underlying: Common Stock · 485.54 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F8 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 368.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,810.76

Underlying: Common Stock · 368.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F7 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 177.75 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,696.94

Underlying: Common Stock · 177.75 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F6 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 313.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 4

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060.72

Underlying: Common Stock · 313.9 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 622.87 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 3

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,963.32

Underlying: Common Stock · 622.87 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F4 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 43.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 2

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394.28

Underlying: Common Stock · 43.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F3 · derivative.expiration_date: These RSUs vested on May 18, 2016.

Read SEC document
May 24, 2022 Filed May 25, 2022 21:01 UTC GrantRestricted Stock Units · Derivative 15.1 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020646 · form4.xml · derivative · entry 1

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483.94

Underlying: Common Stock · 15.1 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on July 17, 2015.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on July 17, 2015.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on July 17, 2015.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 146.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 9

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,701.7

Underlying: Common Stock · 146.7 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 187.64 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 8

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,013.87

Underlying: Common Stock · 187.64 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F8 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 485.54 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 7

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,561.76

Underlying: Common Stock · 485.54 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F7 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 368.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,810.76

Underlying: Common Stock · 368.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F6 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 177.75 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,696.94

Underlying: Common Stock · 177.75 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 313.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 4

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060.72

Underlying: Common Stock · 313.9 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F4 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 622.87 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 3

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,963.32

Underlying: Common Stock · 622.87 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F3 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:01 UTC GrantRestricted Stock Units · Derivative 43.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020647 · form4.xml · derivative · entry 2

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394.28

Underlying: Common Stock · 43.5 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 18, 2016.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 18, 2016.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 18, 2016.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 146.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020645 · form4.xml · derivative · entry 9

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,701.7

Underlying: Common Stock · 146.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:00 UTC GrantRestricted Stock Units · Derivative 187.64 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020645 · form4.xml · derivative · entry 8

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,013.87

Underlying: Common Stock · 187.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F8 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 24, 2022 Filed May 26, 2022 01:00 UTC
Hughes Robert EChief Operations Officer
SaleCommon Stock 3,500 $24.79 $86,767.10
Disclosure

SEC source: 0001140361-22-020643 · form4.xml · nonDerivative · entry 1

Hughes Robert E · CIK 0001765719 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742

F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $24.70 (inclusive) on May 24, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 23, 2022 Filed May 26, 2022 01:00 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
Exercise / conversionOption · Derivative 133,000 $0.00 Strike: $10.81 $0.00
Disclosure

SEC source: 0001140361-22-020644 · form4.xml · derivative · entry 12

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,000 shares

Expires 2023-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: These options generally became exercisable in equal installments on each of the first three anniversaries of October 15, 2016.

Read SEC document
May 23, 2022 Filed May 26, 2022 01:00 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
Exercise / conversionOption · Derivative 34,313 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001140361-22-020644 · form4.xml · derivative · entry 11

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,822

Underlying: Common Stock · 34,313 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019.

Read SEC document
May 23, 2022 Filed May 26, 2022 01:00 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
SaleCommon Stock 100,000 $25.14 $2,514,300.00
Disclosure

SEC source: 0001140361-22-020644 · form4.xml · nonDerivative · entry 5

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,099

F3 · shares: A portion of these shares were sold in order to satisfy the reporting person's tax obligations for shares of common stock of the issuer that the reporting person received from the exercise of stock options on May 23, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.45 (inclusive) on May 23, 2022. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 23, 2022 Filed May 26, 2022 01:00 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
Tax withholdingCommon Stock 10,869 $25.46 $276,724.74
Disclosure

SEC source: 0001140361-22-020644 · form4.xml · nonDerivative · entry 4

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,099

F2 · shares: Represents shares withheld by the issuer for the cashless exercise of options for 34,313 shares of the issuer's common stock.

Read SEC document
May 23, 2022 Filed May 26, 2022 01:00 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
Exercise / conversionCommon Stock 34,313 $8.07 $276,734.35
Disclosure

SEC source: 0001140361-22-020644 · form4.xml · nonDerivative · entry 3

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2022 Filed May 26, 2022 01:00 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
Tax withholdingCommon Stock 56,444 $25.46 $1,437,064.24
Disclosure

SEC source: 0001140361-22-020644 · form4.xml · nonDerivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,655

F1 · shares: Represents shares withheld by the issuer for the cashless exercise of options for 133,000 shares of the issuer's common stock.

Read SEC document
May 23, 2022 Filed May 26, 2022 01:00 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
Exercise / conversionCommon Stock 133,000 $10.81 $1,437,065.00
Disclosure

SEC source: 0001140361-22-020644 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:48 UTC GrantRestricted Stock Units · Derivative 4,555 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-019820 · form4.xml · derivative · entry 2

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F3 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F3 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:34 UTC GrantRestricted Stock Units · Derivative 4,555 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-019819 · form4.xml · derivative · entry 6

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 16, 2022 Filed May 18, 2022 17:34 UTC GrantRestricted Stock Units · Derivative 9,111 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-019817 · form4.xml · derivative · entry 9

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111

Underlying: Common Stock · 9,111 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F10 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F10 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:31 UTC GrantRestricted Stock Units · Derivative 4,555 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-019818 · form4.xml · derivative · entry 9

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:30 UTC GrantRestricted Stock Units · Derivative 4,555 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-019816 · form4.xml · derivative · entry 9

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of the date of the annual shareholders' meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of the date of the annual shareholders' meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of the date of the annual shareholders' meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 6,142 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-018153 · form4.xml · derivative · entry 2

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,286

Underlying: Common Stock · 6,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of May 4, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of May 4, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

Read SEC document
May 05, 2022 Filed May 6, 2022 21:32 UTC Exercise / conversionCommon Stock 6,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-018153 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:00 UTC GrantRestricted Stock Units · Derivative 187.67 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010262 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826.23

Underlying: Common Stock · 187.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F3 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F2 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:01 UTC GrantRestricted Stock Units · Derivative 187.67 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010264 · form4.xml · derivative · entry 5

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826.23

Underlying: Common Stock · 187.67 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:01 UTC GrantRestricted Stock Units · Derivative 485.63 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010264 · form4.xml · derivative · entry 4

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076.22

Underlying: Common Stock · 485.63 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F5 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:01 UTC GrantRestricted Stock Units · Derivative 368.57 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010264 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,442.26

Underlying: Common Stock · 368.57 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F4 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:01 UTC GrantRestricted Stock Units · Derivative 177.78 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010264 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519.19

Underlying: Common Stock · 177.78 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F3 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 23:01 UTC GrantRestricted Stock Units · Derivative 313.96 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010264 · form4.xml · derivative · entry 1

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,746.82

Underlying: Common Stock · 313.96 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on May 15, 2018.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on May 15, 2018.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on May 15, 2018.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 386.44 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 8

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,996.8

Underlying: Common Stock · 386.44 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 485.63 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 7

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076.22

Underlying: Common Stock · 485.63 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F8 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 368.57 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,442.26

Underlying: Common Stock · 368.57 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F7 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 177.78 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519.19

Underlying: Common Stock · 177.78 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F6 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 313.96 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 4

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,746.82

Underlying: Common Stock · 313.96 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 622.99 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 3

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,340.45

Underlying: Common Stock · 622.99 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F4 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 43.51 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 2

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350.78

Underlying: Common Stock · 43.51 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F3 · derivative.expiration_date: These RSUs vested on May 18, 2016.

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March 17, 2022 Filed Mar 18, 2022 19:00 UTC GrantRestricted Stock Units · Derivative 15.1 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010263 · form4.xml · derivative · entry 1

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468.84

Underlying: Common Stock · 15.1 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") vested on July 17, 2015.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") vested on July 17, 2015.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") vested on July 17, 2015.

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March 17, 2022 Filed Mar 18, 2022 23:00 UTC GrantRestricted Stock Units · Derivative 187.67 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010260 · form4.xml · derivative · entry 8

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826.23

Underlying: Common Stock · 187.67 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F8 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

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March 17, 2022 Filed Mar 18, 2022 23:00 UTC GrantRestricted Stock Units · Derivative 485.63 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-010260 · form4.xml · derivative · entry 7

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,076.22

Underlying: Common Stock · 485.63 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F7 · derivative.expiration_date: These RSUs vested on May 13, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.