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NYSE · USD

GNK

GENCO SHIPPING & TRADING LTD

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Tapewire entity
2088
SEC CIK
0001326200
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 2026015
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2023 Filed Aug 25, 2023 23:01 UTC GrantRestricted Stock Units · Derivative 57.44 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041342 · form4.xml · derivative · entry 5

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,380.46

Underlying: Common Stock · 57.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F5 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 23:01 UTC GrantRestricted Stock Units · Derivative 73.47 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041342 · form4.xml · derivative · entry 4

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,882.06

Underlying: Common Stock · 73.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F4 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
June 16, 2023 Filed Jun 17, 2023 01:01 UTC
Allen Peter GeorgeChief Financial Officer
GrantRestricted Stock Units · Derivative 3,917 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-030349 · form4.xml · derivative · entry 2

Allen Peter George · CIK 0001980843 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,917

Underlying: Common Stock · 3,917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 82.38 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026775 · form4.xml · derivative · entry 3

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,370.38

Underlying: Common Stock · 82.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F4 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 59.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026775 · form4.xml · derivative · entry 2

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,323.02

Underlying: Common Stock · 59.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F3 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 76.1 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026775 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,808.59

Underlying: Common Stock · 76.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F2 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 82.38 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026774 · form4.xml · derivative · entry 7

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,370.38

Underlying: Common Stock · 82.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F8 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 59.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026774 · form4.xml · derivative · entry 6

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,323.02

Underlying: Common Stock · 59.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F7 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 76.1 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026774 · form4.xml · derivative · entry 5

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,808.59

Underlying: Common Stock · 76.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F6 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 196.92 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026774 · form4.xml · derivative · entry 4

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,618.22

Underlying: Common Stock · 196.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F5 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 149.46 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026774 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,371.53

Underlying: Common Stock · 149.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F4 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 72.09 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026774 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,449.77

Underlying: Common Stock · 72.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F3 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 127.31 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026774 · form4.xml · derivative · entry 1

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,390.21

Underlying: Common Stock · 127.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F2 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 164.77 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 10

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,741.77

Underlying: Common Stock · 164.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F11 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F11 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F11 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 119.01 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 9

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,647.19

Underlying: Common Stock · 119.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F10 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F10 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F10 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 156.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 8

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,019.57

Underlying: Common Stock · 156.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F9 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F9 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 196.92 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 7

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,618.22

Underlying: Common Stock · 196.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F8 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F8 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 149.46 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,371.53

Underlying: Common Stock · 149.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F7 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F7 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 72.09 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,449.77

Underlying: Common Stock · 72.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F6 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F6 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 127.31 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 4

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,390.21

Underlying: Common Stock · 127.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F5 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 252.62 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 3

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,601.43

Underlying: Common Stock · 252.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F4 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F4 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 17.64 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 2

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,578.53

Underlying: Common Stock · 17.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F3 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F3 · derivative.expiration_date: These RSUs vested on May 18, 2016.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:02 UTC GrantRestricted Stock Units · Derivative 6.12 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026773 · form4.xml · derivative · entry 1

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 547.89

Underlying: Common Stock · 6.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F2 · derivative.exercise_price: These RSUs vested on July 17, 2015.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on July 17, 2015.

F2 · derivative.expiration_date: These RSUs vested on July 17, 2015.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 82.38 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026776 · form4.xml · derivative · entry 6

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,370.38

Underlying: Common Stock · 82.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F6 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 59.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026776 · form4.xml · derivative · entry 5

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,323.02

Underlying: Common Stock · 59.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F5 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 76.1 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026776 · form4.xml · derivative · entry 4

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,808.59

Underlying: Common Stock · 76.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F4 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 82.38 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 10

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,370.38

Underlying: Common Stock · 82.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F10 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F10 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 59.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 9

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,323.02

Underlying: Common Stock · 59.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F9 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 76.1 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 8

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,808.59

Underlying: Common Stock · 76.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F8 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 196.92 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 7

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,618.22

Underlying: Common Stock · 196.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F7 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 149.46 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,371.53

Underlying: Common Stock · 149.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F6 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 72.09 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,449.77

Underlying: Common Stock · 72.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 127.31 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 4

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,390.21

Underlying: Common Stock · 127.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F4 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 252.62 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 3

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,601.43

Underlying: Common Stock · 252.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F3 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
May 23, 2023 Filed May 26, 2023 01:02 UTC GrantRestricted Stock Units · Derivative 17.64 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-026772 · form4.xml · derivative · entry 2

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,578.53

Underlying: Common Stock · 17.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F2 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F2 · derivative.expiration_date: These RSUs vested on May 18, 2016.

Read SEC document
May 16, 2023 Filed May 19, 2023 01:01 UTC GrantRestricted Stock Units · Derivative 7,288 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-025578 · form4.xml · derivative · entry 3

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,288

Underlying: Common Stock · 7,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F4 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F4 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 16, 2023 Filed May 19, 2023 01:01 UTC GrantRestricted Stock Units · Derivative 7,288 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-025576 · form4.xml · derivative · entry 7

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,288

Underlying: Common Stock · 7,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F8 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F8 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:01 UTC GrantRestricted Stock Units · Derivative 14,577 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-025579 · form4.xml · derivative · entry 10

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,577

Underlying: Common Stock · 14,577 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F11 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F11 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F11 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 16, 2023 Filed May 19, 2023 01:01 UTC GrantRestricted Stock Units · Derivative 7,288 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-025575 · form4.xml · derivative · entry 10

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,288

Underlying: Common Stock · 7,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F10 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F10 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 16, 2023 Filed May 19, 2023 01:01 UTC GrantRestricted Stock Units · Derivative 7,288 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-025577 · form4.xml · derivative · entry 6

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,288

Underlying: Common Stock · 7,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F6 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F6 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 08, 2023 Filed May 10, 2023 01:00 UTC Exercise / conversionOption · Derivative 18,727 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001140361-23-023753 · form4.xml · derivative · entry 4

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,727 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options generally became exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

Read SEC document
May 08, 2023 Filed May 10, 2023 01:00 UTC SaleCommon Stock 9,423 $14.03 $132,204.69
Disclosure

SEC source: 0001140361-23-023753 · form4.xml · nonDerivative · entry 2

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,671

F1 · shares: Represents shares withheld by the issuer for the cashless exercise of options having an exercise price of $7.06 per share for 18,727 shares of the issuer's common stock

Read SEC document
May 08, 2023 Filed May 10, 2023 01:00 UTC Exercise / conversionCommon Stock 18,727 $7.06 $132,212.62
Disclosure

SEC source: 0001140361-23-023753 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 23:31 UTC Exercise / conversionRestricted Stock Units · Derivative 6,143 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-023289 · form4.xml · derivative · entry 2

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 12,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units ("RSUs") upon their vesting.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_date: These RSUs generally vest in equal installments on each of the first three anniversaries of May 4, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.expiration_date: These RSUs generally vest in equal installments on each of the first three anniversaries of May 4, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

Read SEC document
May 04, 2023 Filed May 5, 2023 23:31 UTC Exercise / conversionCommon Stock 6,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-023289 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units ("RSUs") upon their vesting.

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April 14, 2023 Filed Apr 17, 2023 22:46 UTC
Adamo JosephChief Accounting Officer
GrantRestricted Stock Units · Derivative 7,669 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-018729 · form4.xml · derivative · entry 2

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,669

Underlying: Common Stock · 7,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

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April 14, 2023 Filed Apr 17, 2023 22:46 UTC
Christensen JesperChief Commercial Officer
GrantRestricted Stock Units · Derivative 18,405 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-018730 · form4.xml · derivative · entry 2

Christensen Jesper · CIK 0001972855 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,405

Underlying: Common Stock · 18,405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

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April 14, 2023 Filed Apr 17, 2023 22:46 UTC
WOBENSMITH JOHN CDirector · CEO, President, and Secretary
GrantRestricted Stock Units · Derivative 39,877 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-018728 · form4.xml · derivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · Director · CEO, President, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,877

Underlying: Common Stock · 39,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

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March 14, 2023 Filed Mar 17, 2023 01:00 UTC GrantRestricted Stock Units · Derivative 151.95 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-012147 · form4.xml · derivative · entry 2

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,263.52

Underlying: Common Stock · 151.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F4 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

F3 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2022 grant date and (ii) the date that is fourteen months after the grant date.

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March 14, 2023 Filed Mar 17, 2023 01:00 UTC GrantRestricted Stock Units · Derivative 194.36 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-012147 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732.49

Underlying: Common Stock · 194.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F4 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F2 · derivative.expiration_date: These RSUs vested on May 16, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.