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NYSE · USD

GNK

GENCO SHIPPING & TRADING LTD

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Tapewire entity
2088
SEC CIK
0001326200
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 2026015
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2024 Filed May 24, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 5,776 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-027506 · form4.xml · derivative · entry 8

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,776

Underlying: Common Stock · 5,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F9 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F9 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F9 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2024 Filed May 24, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 9,242 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-027507 · form4.xml · derivative · entry 11

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,242

Underlying: Common Stock · 9,242 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests

F12 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F12 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F12 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2024 Filed May 24, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 5,776 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-027509 · form4.xml · derivative · entry 6

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,776

Underlying: Common Stock · 5,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F6 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F6 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2024 Filed May 24, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 5,776 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-027508 · form4.xml · derivative · entry 11

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,776

Underlying: Common Stock · 5,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F11 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F11 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F11 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 23, 2024 Filed May 24, 2024 23:00 UTC
Das ParamitaDirector
GrantRestricted Stock Units · Derivative 5,776 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-027505 · form4.xml · derivative · entry 1

Das Paramita · CIK 0001975897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,776

Underlying: Common Stock · 5,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F2 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

F2 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 23, 2024 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
May 13, 2024 Filed May 14, 2024 00:03 UTC SaleCommon Stock 1,400 $22.86 $32,004.14
Disclosure

SEC source: 0001140361-24-025790 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,414

F1 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for certain restricted stock units ("RSUs") of the issuer that vested on May 9, 2024.

Read SEC document
May 09, 2024 Filed May 10, 2024 22:42 UTC Exercise / conversionRestricted Stock Units · Derivative 6,143 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-025519 · form4.xml · derivative · entry 2

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units ("RSUs") upon their vesting.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_date: These RSUs generally vest in equal installments on each of the first three anniversaries of May 4, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.expiration_date: These RSUs generally vest in equal installments on each of the first three anniversaries of May 4, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

Read SEC document
May 09, 2024 Filed May 10, 2024 22:42 UTC Exercise / conversionCommon Stock 6,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-025519 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units ("RSUs") upon their vesting.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 147.98 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013602 · form4.xml · derivative · entry 3

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,669.9

Underlying: Common Stock · 147.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F4 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 106.88 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013602 · form4.xml · derivative · entry 2

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,539.34

Underlying: Common Stock · 106.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F3 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 136.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013602 · form4.xml · derivative · entry 1

Orsel Karin Y · CIK 0001853182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,085.28

Underlying: Common Stock · 136.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F5 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F2 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 147.98 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013603 · form4.xml · derivative · entry 7

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,669.9

Underlying: Common Stock · 147.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F8 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 106.88 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013603 · form4.xml · derivative · entry 6

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,539.34

Underlying: Common Stock · 106.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F7 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 136.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013603 · form4.xml · derivative · entry 5

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,085.28

Underlying: Common Stock · 136.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F6 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 353.74 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013603 · form4.xml · derivative · entry 4

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,334.2

Underlying: Common Stock · 353.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F5 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 268.48 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013603 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,914.93

Underlying: Common Stock · 268.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F4 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 129.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013603 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,711.89

Underlying: Common Stock · 129.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F3 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 228.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013603 · form4.xml · derivative · entry 1

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,853.1

Underlying: Common Stock · 228.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F9 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F2 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 295.99 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 10

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,340.86

Underlying: Common Stock · 295.99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F11 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F11 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F11 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 213.78 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 9

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,079.88

Underlying: Common Stock · 213.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F10 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F10 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 281.49 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 8

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,589.31

Underlying: Common Stock · 281.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F9 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 353.74 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 7

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,334.2

Underlying: Common Stock · 353.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F8 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 268.48 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,914.93

Underlying: Common Stock · 268.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F7 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 129.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,711.89

Underlying: Common Stock · 129.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F6 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 228.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 4

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,853.1

Underlying: Common Stock · 228.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 453.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 3

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,519.92

Underlying: Common Stock · 453.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F4 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 31.69 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 2

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,642.68

Underlying: Common Stock · 31.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F3 · derivative.expiration_date: These RSUs vested on May 18, 2016.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:00 UTC GrantRestricted Stock Units · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013605 · form4.xml · derivative · entry 1

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570.16

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F2 · derivative.exercise_price: These RSUs vested on July 17, 2015.

F12 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on July 17, 2015.

F2 · derivative.expiration_date: These RSUs vested on July 17, 2015.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 147.98 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 10

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,669.9

Underlying: Common Stock · 147.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F10 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F10 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F10 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 106.88 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 9

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,539.34

Underlying: Common Stock · 106.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F9 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F9 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F9 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 136.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 8

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,085.28

Underlying: Common Stock · 136.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F8 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F8 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F8 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 353.74 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 7

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,334.2

Underlying: Common Stock · 353.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F7 · derivative.exercise_price: These RSUs vested on May 13, 2021.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F7 · derivative.exercise_date: These RSUs vested on May 13, 2021.

F7 · derivative.expiration_date: These RSUs vested on May 13, 2021.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 268.48 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,914.93

Underlying: Common Stock · 268.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F6 · derivative.exercise_price: These RSUs vested on July 15, 2020.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs vested on July 15, 2020.

F6 · derivative.expiration_date: These RSUs vested on July 15, 2020.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 129.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,711.89

Underlying: Common Stock · 129.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F5 · derivative.exercise_price: These RSUs vested on May 15, 2019.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 15, 2019.

F5 · derivative.expiration_date: These RSUs vested on May 15, 2019.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 228.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 4

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,853.1

Underlying: Common Stock · 228.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F4 · derivative.exercise_price: These RSUs vested on May 15, 2018.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 15, 2018.

F4 · derivative.expiration_date: These RSUs vested on May 15, 2018.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 453.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 3

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,519.92

Underlying: Common Stock · 453.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F3 · derivative.exercise_price: These RSUs vested on May 17, 2017.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F3 · derivative.exercise_date: These RSUs vested on May 17, 2017.

F3 · derivative.expiration_date: These RSUs vested on May 17, 2017.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 31.69 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013604 · form4.xml · derivative · entry 2

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,642.68

Underlying: Common Stock · 31.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the RSU vests.

F2 · derivative.exercise_price: These RSUs vested on May 18, 2016.

F11 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F2 · derivative.exercise_date: These RSUs vested on May 18, 2016.

F2 · derivative.expiration_date: These RSUs vested on May 18, 2016.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 147.98 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013601 · form4.xml · derivative · entry 6

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,669.9

Underlying: Common Stock · 147.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F6 · derivative.exercise_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

F6 · derivative.expiration_date: These RSUs generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the May 16, 2023 grant date and (ii) the date that is fourteen months after the grant date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 106.88 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013601 · form4.xml · derivative · entry 5

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,539.34

Underlying: Common Stock · 106.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These RSUs vested on May 16, 2023.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F5 · derivative.exercise_date: These RSUs vested on May 16, 2023.

F5 · derivative.expiration_date: These RSUs vested on May 16, 2023.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 23:00 UTC GrantRestricted Stock Units · Derivative 136.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013601 · form4.xml · derivative · entry 4

REGAN ARTHUR L · CIK 0001332732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,085.28

Underlying: Common Stock · 136.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These RSUs vested on May 16, 2022.

F7 · shares: Represents additional RSUs granted in lieu of the right to receive the amount of cash dividends paid on the common stock underlying the previously outstanding RSUs pursuant to the terms of the governing RSU agreements. The number of additional RSUs is calculated by dividing the amount of the dividend by the closing price per share of the issuer's common stock on the dividend payment date.

F4 · derivative.exercise_date: These RSUs vested on May 16, 2022.

F4 · derivative.expiration_date: These RSUs vested on May 16, 2022.

Read SEC document
February 29, 2024 Filed Mar 2, 2024 00:00 UTC
Adamo JosephChief Accounting Officer
Disposition to issuerOption · Derivative 1,873 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001140361-24-010853 · form4.xml · derivative · entry 10

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,873 shares

Expires 2026-02-25

F9 · derivative.exercise_date: These options generally became exercisable in equal installments on each of the first three anniversaries of February 25, 2020.

Read SEC document
February 29, 2024 Filed Mar 2, 2024 00:00 UTC
Adamo JosephChief Accounting Officer
Disposition to issuerOption · Derivative 1,540 $0.00 Strike: $9.91 $0.00
Disclosure

SEC source: 0001140361-24-010853 · form4.xml · derivative · entry 9

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,540 shares

Expires 2027-02-23

F8 · derivative.exercise_date: These options generally became exercisable in equal installments on each of the first three anniversaries of February 23, 2021.

Read SEC document
February 29, 2024 Filed Mar 2, 2024 00:00 UTC
Adamo JosephChief Accounting Officer
SaleCommon Stock 648 $20.40 $13,219.20
Disclosure

SEC source: 0001140361-24-010853 · form4.xml · nonDerivative · entry 4

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,219

F2 · shares: Represents shares withheld by the issuer for the cashless exercise of options for 1,873 shares of the issuer's common stock.

Read SEC document
February 29, 2024 Filed Mar 2, 2024 00:00 UTC
Adamo JosephChief Accounting Officer
Exercise / conversionCommon Stock 1,873 $7.06 $13,223.38
Disclosure

SEC source: 0001140361-24-010853 · form4.xml · nonDerivative · entry 3

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 2, 2024 00:00 UTC
Adamo JosephChief Accounting Officer
SaleCommon Stock 748 $20.40 $15,259.20
Disclosure

SEC source: 0001140361-24-010853 · form4.xml · nonDerivative · entry 2

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,994

F1 · shares: Represents shares withheld by the issuer for the cashless exercise of options for 1,540 shares of the issuer's common stock.

Read SEC document
February 29, 2024 Filed Mar 2, 2024 00:00 UTC
Adamo JosephChief Accounting Officer
Exercise / conversionCommon Stock 1,540 $9.91 $15,261.40
Disclosure

SEC source: 0001140361-24-010853 · form4.xml · nonDerivative · entry 1

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 24, 2024 02:18 UTC
Christensen JesperChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,925 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-009324 · form4.xml · derivative · entry 10

Christensen Jesper · CIK 0001972855 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F9 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F9 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F9 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2021, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

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February 23, 2024 Filed Feb 24, 2024 02:18 UTC
Christensen JesperChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,135 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-009324 · form4.xml · derivative · entry 9

Christensen Jesper · CIK 0001972855 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,405

Underlying: Common Stock · 6,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F8 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F8 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2022, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

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February 23, 2024 Filed Feb 24, 2024 02:18 UTC
Christensen JesperChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,646 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-009324 · form4.xml · derivative · entry 8

Christensen Jesper · CIK 0001972855 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,586

Underlying: Common Stock · 9,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first five anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
February 23, 2024 Filed Feb 24, 2024 02:18 UTC
Christensen JesperChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,135 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-009324 · form4.xml · derivative · entry 7

Christensen Jesper · CIK 0001972855 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,270

Underlying: Common Stock · 6,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person became entitled to receive shares of common stock in settlement of restricted stock units upon their vesting.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F6 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 23, 2023, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.