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CORNING INC /NY

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2883
SEC CIK
0000024741
Parsed reports
3,626

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 2026012
Mar 202600
Apr 202600
May 2026011
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2023 Filed Feb 10, 2023 20:48 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
GrantRestricted Stock Unit · Derivative 14,853 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004423 · form4.xml · derivative · entry 13

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

Underlying: Common Stock · 14,853 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 14,853 RSUs in exchange for the cash payment of $431,250 under the PIP.

F10 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:48 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
GrantRestricted Stock Unit · Derivative 2,161 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004423 · form4.xml · derivative · entry 12

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,161

Underlying: Common Stock · 2,161 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $57,500 of their cash compensation for 2,161 RSUs.

F8 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F8 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:48 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Tax withholdingCommon Stock 546 $35.14 $19,186.44
Disclosure

SEC source: 0001127602-23-004423 · form4.xml · nonDerivative · entry 4

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:48 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Exercise / conversionCommon Stock 358 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004423 · form4.xml · nonDerivative · entry 3

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:48 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Exercise / conversionCommon Stock 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004423 · form4.xml · nonDerivative · entry 2

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:48 UTC
Bayne John P JRSVP &GM, Mobile Consumer Elec.
Exercise / conversionCommon Stock 113 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004423 · form4.xml · nonDerivative · entry 1

Bayne John P JR · CIK 0001824725 · SVP &GM, Mobile Consumer Elec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:47 UTC
Amin JayminSVP and Chief Tech. Officer
GrantPerformance Share Unit · Derivative 5,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004421 · form4.xml · derivative · entry 13

Amin Jaymin · CIK 0001930559 · SVP and Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,107

Underlying: Common Stock · 5,646 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:47 UTC
Amin JayminSVP and Chief Tech. Officer
GrantPerformance Share Unit · Derivative 1,015 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004421 · form4.xml · derivative · entry 12

Amin Jaymin · CIK 0001930559 · SVP and Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,641

Underlying: Common Stock · 1,015 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:47 UTC
Amin JayminSVP and Chief Tech. Officer
GrantPerformance Share Unit · Derivative 3,182 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004421 · form4.xml · derivative · entry 11

Amin Jaymin · CIK 0001930559 · SVP and Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,182

Underlying: Common Stock · 3,182 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:47 UTC
Amin JayminSVP and Chief Tech. Officer
GrantRestricted Stock Unit · Derivative 15,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004421 · form4.xml · derivative · entry 10

Amin Jaymin · CIK 0001930559 · SVP and Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,843

Underlying: Common Stock · 15,843 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 15,843 RSUs in exchange for the cash payment of $460,000 under the PIP.

F9 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:47 UTC
Amin JayminSVP and Chief Tech. Officer
GrantRestricted Stock Unit · Derivative 3,241 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004421 · form4.xml · derivative · entry 9

Amin Jaymin · CIK 0001930559 · SVP and Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,241

Underlying: Common Stock · 3,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $86,250 of their cash compensation for 3,241 RSUs.

F7 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F7 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:49 UTC
Becker StefanSenior VP & Controller
GrantPerformance Share Unit · Derivative 5,892 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004425 · form4.xml · derivative · entry 11

Becker Stefan · CIK 0001825967 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,982

Underlying: Common Stock · 5,892 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:49 UTC
Becker StefanSenior VP & Controller
GrantPerformance Share Unit · Derivative 1,353 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004425 · form4.xml · derivative · entry 10

Becker Stefan · CIK 0001825967 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 1,353 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:49 UTC
Becker StefanSenior VP & Controller
GrantPerformance Share Unit · Derivative 2,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004425 · form4.xml · derivative · entry 9

Becker Stefan · CIK 0001825967 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

Underlying: Common Stock · 2,911 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:49 UTC
Becker StefanSenior VP & Controller
GrantRestricted Stock Unit · Derivative 12,657 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004425 · form4.xml · derivative · entry 8

Becker Stefan · CIK 0001825967 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,657

Underlying: Common Stock · 12,657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 12,657 RSUs in exchange for the cash payment of $367,500 under the PIP.

F9 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F9 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:49 UTC
Becker StefanSenior VP & Controller
GrantRestricted Stock Unit · Derivative 3,945 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004425 · form4.xml · derivative · entry 7

Becker Stefan · CIK 0001825967 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,945

Underlying: Common Stock · 3,945 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $105,000 of their cash compensation for 3,945 RSUs.

F7 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F7 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionPerformance Share Unit · Derivative 325 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 19

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,724

Underlying: Common Stock · 325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionPerformance Share Unit · Derivative 68 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 18

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,312

Underlying: Common Stock · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionPerformance Share Unit · Derivative 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 17

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,081

Underlying: Common Stock · 103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
GrantPerformance Share Unit · Derivative 10,077 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 16

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,049

Underlying: Common Stock · 10,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
GrantPerformance Share Unit · Derivative 2,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 15

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,380

Underlying: Common Stock · 2,105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
GrantPerformance Share Unit · Derivative 3,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 14

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,184

Underlying: Common Stock · 3,184 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
GrantRestricted Stock Unit · Derivative 14,853 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 13

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,853

Underlying: Common Stock · 14,853 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 14,853 RSUs in exchange for the cash payment of $431,250 under the PIP.

F10 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
GrantRestricted Stock Unit · Derivative 4,321 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · derivative · entry 12

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,321

Underlying: Common Stock · 4,321 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $115,000 of their cash compensation for 4,321 RSUs.

F8 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F8 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Tax withholdingCommon Stock 496 $35.14 $17,429.44
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · nonDerivative · entry 4

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionCommon Stock 325 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · nonDerivative · entry 3

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionCommon Stock 68 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · nonDerivative · entry 2

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:50 UTC
Bell Michael AlanSenior VP & GM, Optical Comm.
Exercise / conversionCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004426 · form4.xml · nonDerivative · entry 1

Bell Michael Alan · CIK 0001826462 · Senior VP & GM, Optical Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionPerformance Share Unit · Derivative 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 17

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,361

Underlying: Common Stock · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionPerformance Share Unit · Derivative 49 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 16

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,652

Underlying: Common Stock · 49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionPerformance Share Unit · Derivative 71 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 15

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112

Underlying: Common Stock · 71 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
GrantPerformance Share Unit · Derivative 7,365 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 14

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,598

Underlying: Common Stock · 7,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
GrantPerformance Share Unit · Derivative 1,504 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 13

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,701

Underlying: Common Stock · 1,504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
GrantPerformance Share Unit · Derivative 2,183 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 12

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,183

Underlying: Common Stock · 2,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
GrantRestricted Stock Unit · Derivative 11,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 11

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,016

Underlying: Common Stock · 11,016 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 11,016 RSUs in exchange for the cash payment of $319,860 under the PIP.

F10 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
GrantRestricted Stock Unit · Derivative 1,002 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · derivative · entry 10

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 1,002 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $26,655 of their cash compensation for 1,002 RSUs.

F8 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F8 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Tax withholdingCommon Stock 357 $35.14 $12,544.98
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · nonDerivative · entry 4

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,427

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionCommon Stock 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · nonDerivative · entry 3

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionCommon Stock 49 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · nonDerivative · entry 2

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:51 UTC
Capps Cheryl CSVP & Chief Supply Chain Off.
Exercise / conversionCommon Stock 71 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004427 · form4.xml · nonDerivative · entry 1

Capps Cheryl C · CIK 0001843623 · SVP & Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionPerformance Share Unit · Derivative 679 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 18

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,796

Underlying: Common Stock · 679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionPerformance Share Unit · Derivative 107 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 17

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,262

Underlying: Common Stock · 107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionPerformance Share Unit · Derivative 134 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 16

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,641

Underlying: Common Stock · 134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
GrantPerformance Share Unit · Derivative 19,148 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 15

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,475

Underlying: Common Stock · 19,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
GrantPerformance Share Unit · Derivative 3,008 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 14

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,369

Underlying: Common Stock · 3,008 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
GrantPerformance Share Unit · Derivative 3,775 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 13

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775

Underlying: Common Stock · 3,775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
GrantRestricted Stock Unit · Derivative 19,287 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 12

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,287

Underlying: Common Stock · 19,287 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · shares: The reporting person was granted restricted stock units (RSUs) in lieu of the cash payment to be paid under the 2023 performance incentive plan (PIP). The reporting person was granted 19,287 RSUs in exchange for the cash payment of $560,000 under the PIP.

F10 · derivative.exercise_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F10 · derivative.expiration_date: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
GrantRestricted Stock Unit · Derivative 5,260 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · derivative · entry 11

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: Common Stock · 5,260 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $140,000 of their cash compensation for 5,260 RSUs.

F8 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F8 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
Tax withholdingCommon Stock 920 $35.14 $32,328.80
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · nonDerivative · entry 4

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:52 UTC
Curran Martin JExec. VP & Innovation Officer
Exercise / conversionCommon Stock 679 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004428 · form4.xml · nonDerivative · entry 3

Curran Martin J · CIK 0001639831 · Exec. VP & Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.