GL

SEC source: 0001183084-17-000176 · edgar.xml · nonDerivative · entry 2

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001183084-17-000176 · edgar.xml · nonDerivative · entry 1

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000172 · edgar.xml · derivative · entry 4

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000172 · edgar.xml · nonDerivative · entry 2

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,260

SEC source: 0001183084-17-000172 · edgar.xml · nonDerivative · entry 1

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000170 · edgar.xml · derivative · entry 4

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Previously reported as option for 5,000 shares at an exercise price of $76.04 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F3 · shares: Previously reported as option for 5,000 shares at an exercise price of $76.04 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000170 · edgar.xml · nonDerivative · entry 2

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: sales at prices ranging from $85.02 per share to $85.05 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000170 · edgar.xml · nonDerivative · entry 1

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000168 · edgar.xml · derivative · entry 5

LEAVELL BILL · CIK 0001591926 · Exec Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · shares: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000168 · edgar.xml · nonDerivative · entry 2

LEAVELL BILL · CIK 0001591926 · Exec Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: sales at prices ranging from $84.36 per share to $84.95 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000168 · edgar.xml · nonDerivative · entry 1

LEAVELL BILL · CIK 0001591926 · Exec Officer of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000174 · edgar.xml · derivative · entry 3

Rogers John Henry JR · CIK 0001629960 · Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740

Underlying: Common Stock · 1,875 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Previously reported as option for 5,000 shares at an exercise price of $76.04 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F1 · shares: Previously reported as option for 5,000 shares at an exercise price of $76.04 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F2 · balance_after: Amended to correct error in balance of options remaining outstanding.

SEC source: 0001183084-17-000166 · edgar.xml · derivative · entry 4

LUTEK BEN · CIK 0001423566 · Exec. VP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,500 shares

Expires 2020-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Previously reported as option for 35,000 shares at an exercise price of $56.10 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F3 · shares: Previously reported as option for 35,000 shares at an exercise price of $56.10 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000166 · edgar.xml · nonDerivative · entry 2

LUTEK BEN · CIK 0001423566 · Exec. VP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

F1 · price: sales at prices ranging from $82.05 per share to $84.85 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000166 · edgar.xml · nonDerivative · entry 1

LUTEK BEN · CIK 0001423566 · Exec. VP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000164 · edgar.xml · derivative · entry 6

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 6,000 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000164 · edgar.xml · derivative · entry 5

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Previously reported as option for 10,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F3 · shares: Previously reported as option for 10,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000164 · edgar.xml · nonDerivative · entry 3

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,260

F1 · price: sales at prices ranging from $84.45 per share to $84.85 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000164 · edgar.xml · nonDerivative · entry 2

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000164 · edgar.xml · nonDerivative · entry 1

MAJORS MICHAEL CLAY · CIK 0001426922 · VP & Dir Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000162 · edgar.xml · derivative · entry 4

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · shares: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000162 · edgar.xml · nonDerivative · entry 2

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,995.691

F3 · price: sales at prices ranging from $84.24 per share to $85.15 per share.

F4 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000162 · edgar.xml · nonDerivative · entry 1

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,845.8768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100.1858 shares acquired through brokerage dividend reinvestment plan since date of last report.

SEC source: 0001183084-17-000158 · edgar.xml · derivative · entry 4

PRESSLEY W MICHAEL · CIK 0001360960 · EVP & Chief Inv. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,500 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 35,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · shares: Previously reported as option for 35,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000158 · edgar.xml · nonDerivative · entry 2

PRESSLEY W MICHAEL · CIK 0001360960 · EVP & Chief Inv. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,448

F2 · price: sales at prices ranging from $82.70 per share to $84.82 per share.

F3 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000158 · edgar.xml · nonDerivative · entry 1

PRESSLEY W MICHAEL · CIK 0001360960 · EVP & Chief Inv. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000160 · edgar.xml · derivative · entry 6

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000160 · edgar.xml · derivative · entry 5

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 22,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · shares: Previously reported as option for 22,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000160 · edgar.xml · nonDerivative · entry 3

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

F1 · price: sales at prices ranging from $84.39 per share to $84.85 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000160 · edgar.xml · nonDerivative · entry 2

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000160 · edgar.xml · nonDerivative · entry 1

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000156 · edgar.xml · derivative · entry 4

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2019-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 60,000 shares at an exercise price of $45.49 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · shares: Previously reported as option for 60,000 shares at an exercise price of $45.49 per share, but has been adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000156 · edgar.xml · nonDerivative · entry 2

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,685

F1 · price: sales at prices ranging from $83.94 per share to $84.86 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000156 · edgar.xml · nonDerivative · entry 1

SMITH ROGER C · CIK 0001185148 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000152 · edgar.xml · derivative · entry 4

COLEMAN GARY L · CIK 0001185104 · Director · Co-Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

SEC source: 0001183084-17-000152 · edgar.xml · nonDerivative · entry 2

COLEMAN GARY L · CIK 0001185104 · Director · Co-Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,375

F1 · price: sales at prices ranging from $82.06 per share to $84.47 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000152 · edgar.xml · nonDerivative · entry 1

COLEMAN GARY L · CIK 0001185104 · Director · Co-Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000154 · edgar.xml · derivative · entry 4

HUTCHISON LARRY M · CIK 0001193088 · Director · Co-Chaiman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

F4 · shares: Previously reported as option for 50,000 shares at an exercise price of $66.58 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

SEC source: 0001183084-17-000154 · edgar.xml · nonDerivative · entry 2

HUTCHISON LARRY M · CIK 0001193088 · Director · Co-Chaiman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,342

F1 · price: sales at prices ranging from $82.05 per share to $84.41 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000154 · edgar.xml · nonDerivative · entry 1

HUTCHISON LARRY M · CIK 0001193088 · Director · Co-Chaiman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000149 · edgar.xml · nonDerivative · entry 1

ZUCCONI PAUL J · CIK 0001194325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,169.4945

F2 · price: sales at prices ranging from $85.0588 per share to $85.09 per share.

F3 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

F1 · balance_after: Includes 36.5509 dividend right restricted stock units acquired on restricted stock units since date of last report.

SEC source: 0001665773-20-000169 · edgar.xml · derivative · entry 4

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F5 · shares: Previously reported as option for 25,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001665773-20-000169 · edgar.xml · nonDerivative · entry 2

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,095.8768

F3 · price: sales at prices ranging from $84.24 per share to $85.15 per share.

F4 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

F6 · balance_after: Amended to reflect the correct number of shares directly beneficially owned by the reporting person, affecting eight subsequent filings.

SEC source: 0001665773-20-000169 · edgar.xml · nonDerivative · entry 1

MITCHELL ROBERT BRIAN · CIK 0001548492 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,845.8768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 100.1858 shares acquired through brokerage dividend reinvestment plan since date of last report.

SEC source: 0001183084-17-000147 · edgar.xml · derivative · entry 4

ADAIR CHARLES E · CIK 0001183732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,244 shares

Expires 2018-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Previously reported as option for 4,109 shares at an exercise price of $60.68 per share, but has been adjusted to reflect 3-for-2 stock splits paid in the form of 50% stock dividends occuring on July 1, 2011 and July 1, 2014.

SEC source: 0001183084-17-000147 · edgar.xml · nonDerivative · entry 2

ADAIR CHARLES E · CIK 0001183732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,369

F1 · price: sales at prices ranging from $78.82 per share to $78.99 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000147 · edgar.xml · nonDerivative · entry 1

ADAIR CHARLES E · CIK 0001183732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001183084-17-000145 · edgar.xml · derivative · entry 4

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 13,000 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Previously reported as option for 22,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · shares: Previously reported as option for 22,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · derivative.underlying_shares: Previously reported as option for 22,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

F4 · balance_after: Previously reported as option for 22,000 shares at an exercise price of $76.04 per share, but was adjusted to reflect 3-for-2 stock split paid in the form of 50% stock dividend occuring on July 1, 2014.

SEC source: 0001183084-17-000145 · edgar.xml · nonDerivative · entry 2

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

F1 · price: sales at prices ranging from $78.84 per share to $79.14 per share.

F2 · price: Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.

SEC source: 0001183084-17-000145 · edgar.xml · nonDerivative · entry 1

DICHIARO STEVEN JOHN · CIK 0001537474 · Exec. Officer of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.