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NYSE · USD

GKOS

GLAUKOS Corp

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Tapewire entity
3510
SEC CIK
0001192448
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 2026012
Feb 202604
Mar 202606
Apr 202605
May 202604
Jun 202601
Jul 202605
Aug 202607
Sep 2026011
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2024 Filed Jun 4, 2024 01:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-015246 · form4-06042024_010655.xml · derivative · entry 4

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 01:00 UTC GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015246 · form4-06042024_010655.xml · nonDerivative · entry 3

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,336

F2 · security: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F1 · balance_after: Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 01:00 UTC SaleCommon Stock 5,000 $112.00 $560,000.00
Disclosure

SEC source: 0001415889-24-015246 · form4-06042024_010655.xml · nonDerivative · entry 2

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,620

F1 · balance_after: Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 01:00 UTC Exercise / conversionCommon Stock 5,000 $32.00 $160,000.00
Disclosure

SEC source: 0001415889-24-015246 · form4-06042024_010655.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,125 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:59 UTC GrantStock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $110.70 $0.00
Disclosure

SEC source: 0001415889-24-015242 · form4-06042024_120653.xml · derivative · entry 4

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 1,246 shares

Expires 2034-05-30

F3 · derivative.exercise_date: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of grant date.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:59 UTC GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015242 · form4-06042024_120653.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,119

F1 · security: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 5,841 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:57 UTC GrantStock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $110.70 $0.00
Disclosure

SEC source: 0001415889-24-015240 · form4-06042024_120636.xml · derivative · entry 2

Torres Denice · CIK 0001820278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 1,246 shares

Expires 2034-05-30

F3 · derivative.exercise_date: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of grant date.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:57 UTC GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015240 · form4-06042024_120636.xml · nonDerivative · entry 1

Torres Denice · CIK 0001820278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,142

F1 · security: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 5,841 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:56 UTC
WEN LEANADirector
GrantStock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $110.70 $0.00
Disclosure

SEC source: 0001415889-24-015238 · form4-06042024_120653.xml · derivative · entry 2

WEN LEANA · CIK 0001847598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 1,246 shares

Expires 2034-05-30

F3 · derivative.exercise_date: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of the grant date.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:56 UTC
WEN LEANADirector
GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015238 · form4-06042024_120653.xml · nonDerivative · entry 1

WEN LEANA · CIK 0001847598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,247

F1 · security: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Consists of 4,946 restricted stock units that have not yet vested or have not been delivered to the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:56 UTC
Foley Mark JDirector
GrantStock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $110.70 $0.00
Disclosure

SEC source: 0001415889-24-015236 · form4-06042024_120612.xml · derivative · entry 2

Foley Mark J · CIK 0001529196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 1,246 shares

Expires 2034-05-30

F3 · derivative.exercise_date: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of grant date.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:56 UTC
Foley Mark JDirector
GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015236 · form4-06042024_120612.xml · nonDerivative · entry 1

Foley Mark J · CIK 0001529196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,936

F1 · security: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 4,946 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:55 UTC
Stapley MarcDirector
GrantStock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $110.70 $0.00
Disclosure

SEC source: 0001415889-24-015234 · form4-06042024_120631.xml · derivative · entry 2

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 1,246 shares

Expires 2034-05-30

F3 · derivative.exercise_date: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of grant date.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:55 UTC
Stapley MarcDirector
GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015234 · form4-06042024_120631.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,076

F1 · security: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 5,990 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
May 15, 2024 Filed May 16, 2024 23:45 UTC
Stapley MarcDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-013385 · form4-05162024_110513.xml · derivative · entry 5

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F7 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

Read SEC document
May 15, 2024 Filed May 16, 2024 23:45 UTC
Stapley MarcDirector
SaleCommon Stock 2,000 $113.68 $227,360.00
Disclosure

SEC source: 0001415889-24-013385 · form4-05162024_110513.xml · nonDerivative · entry 4

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,360

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $113.40 to $113.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
May 15, 2024 Filed May 16, 2024 23:45 UTC
Stapley MarcDirector
SaleCommon Stock 2,200 $112.91 $248,402.00
Disclosure

SEC source: 0001415889-24-013385 · form4-05162024_110513.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,360

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $112.40 - $113.39). The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
May 15, 2024 Filed May 16, 2024 23:45 UTC
Stapley MarcDirector
SaleCommon Stock 2,050 $111.82 $229,231.00
Disclosure

SEC source: 0001415889-24-013385 · form4-05162024_110513.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,560

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $111.39 - $112.38). The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
May 15, 2024 Filed May 16, 2024 23:45 UTC
Stapley MarcDirector
Exercise / conversionCommon Stock 6,250 $32.00 $200,000.00
Disclosure

SEC source: 0001415889-24-013385 · form4-05162024_110513.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:41 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 37 $111.22 $4,115.14
Disclosure

SEC source: 0001415889-24-013132 · form4-05142024_080538.xml · nonDerivative · entry 2

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,647

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F3 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:41 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 316 $110.43 $34,895.88
Disclosure

SEC source: 0001415889-24-013132 · form4-05142024_080538.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,684

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $110.00 to $110.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:43 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,395 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-013136 · form4-05142024_080543.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,239

Underlying: Common Stock · 2,395 shares

Expires 2032-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:43 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 2,395 $110.56 $264,791.20
Disclosure

SEC source: 0001415889-24-013136 · form4-05142024_080543.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,845

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $110.36 to $111.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:43 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 2,395 $55.18 $132,156.10
Disclosure

SEC source: 0001415889-24-013136 · form4-05142024_080543.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 06, 2024 Filed May 8, 2024 21:08 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 90 $110.26 $9,923.40
Disclosure

SEC source: 0001415889-24-012631 · form4-05082024_090534.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F2 · balance_after: Includes 22,898 restricted stock units that have not yet vested or been delivered to the Reporting Person. This number has been corrected from the amount of restricted stock units reported in footnote (3) of the Forms 4 filed by the Reporting Person on each of April 9, 2024 and May 6, 2024, which contained a typographical error and reported such amount as 28,898 restricted stock units.

Read SEC document
May 06, 2024 Filed May 8, 2024 21:21 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 105 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-012635 · form4-05082024_090556.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,634

Underlying: Common Stock · 105 shares

Expires 2032-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F4 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.

Read SEC document
May 06, 2024 Filed May 8, 2024 21:21 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 105 $110.36 $11,587.80
Disclosure

SEC source: 0001415889-24-012635 · form4-05082024_090556.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,845

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 06, 2024 Filed May 8, 2024 21:21 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 105 $55.18 $5,793.90
Disclosure

SEC source: 0001415889-24-012635 · form4-05082024_090556.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:27 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 42 $107.77 $4,526.34
Disclosure

SEC source: 0001415889-24-012361 · form4-05062024_090519.xml · nonDerivative · entry 3

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,090

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:27 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 65 $106.58 $6,927.70
Disclosure

SEC source: 0001415889-24-012361 · form4-05062024_090519.xml · nonDerivative · entry 2

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,132

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $106.37 to $106.80.The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:27 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 335 $105.25 $35,258.75
Disclosure

SEC source: 0001415889-24-012361 · form4-05062024_090519.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,197

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:23 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,059 $0.00 Strike: $69.30 $0.00
Disclosure

SEC source: 0001415889-24-012358 · form4-05062024_090515.xml · derivative · entry 6

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,231

Underlying: Common Stock · 2,059 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F8 · derivative.exercise_date: This option was granted on March 14, 2019 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:23 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 165 $107.58 $17,750.70
Disclosure

SEC source: 0001415889-24-012358 · form4-05062024_090515.xml · nonDerivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,845

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $107.42 to $107.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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May 02, 2024 Filed May 6, 2024 21:23 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 577 $106.39 $61,387.03
Disclosure

SEC source: 0001415889-24-012358 · form4-05062024_090515.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,010

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $106.08 to $106.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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May 02, 2024 Filed May 6, 2024 21:23 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 672 $105.31 $70,768.32
Disclosure

SEC source: 0001415889-24-012358 · form4-05062024_090515.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,587

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $104.96 to $105.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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May 02, 2024 Filed May 6, 2024 21:23 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 645 $104.43 $67,357.35
Disclosure

SEC source: 0001415889-24-012358 · form4-05062024_090515.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,259

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $103.95 to $104.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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May 02, 2024 Filed May 6, 2024 21:23 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 2,059 $69.30 $142,688.70
Disclosure

SEC source: 0001415889-24-012358 · form4-05062024_090515.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 10, 2024 Filed Apr 12, 2024 23:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-24-010785 · form4-04122024_110444.xml · derivative · entry 3

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted July 10, 2014. Vested 1/3 annually over a three-year period such that it vested in full on the three-year anniversary of the grant date.

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April 10, 2024 Filed Apr 12, 2024 23:49 UTC Exercise / conversionCommon Stock 10,000 $7.28 $72,750.00
Disclosure

SEC source: 0001415889-24-010785 · form4-04122024_110444.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,312 restricted stock units that have not vested or been delivered to the Reporting Person, and reflects a transfer of 1,572 shares from the Reporting Person's direct ownership to a corporation of which the Reporting Person is the sole stockholder, thereby resulting in no change in the Reporting Person's beneficial ownership.

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April 08, 2024 Filed Apr 9, 2024 23:46 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 1,227 $100.46 $123,264.42
Disclosure

SEC source: 0001415889-24-010614 · form4-04092024_110435.xml · nonDerivative · entry 5

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,532

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 08, 2024 Filed Apr 9, 2024 23:46 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 145 $101.24 $14,679.80
Disclosure

SEC source: 0001415889-24-010614 · form4-04092024_110435.xml · nonDerivative · entry 4

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,759

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $101.01 to $101.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 08, 2024 Filed Apr 11, 2024 00:20 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 59,801 $0.00 Strike: $41.69 $0.00
Disclosure

SEC source: 0001415889-24-010674 · form4-04112024_120431.xml · derivative · entry 6

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,801 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F7 · shares: The amount reported reflects an adjustment in the number of stock options outstanding in the amount of 15,872, as a result of a forfeiture of such stock options back to the Reporting Person in accordance with the terms of a domestic relations order issued in connection with a marital dissolution.

F8 · derivative.exercise_date: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

F7 · balance_after: The amount reported reflects an adjustment in the number of stock options outstanding in the amount of 15,872, as a result of a forfeiture of such stock options back to the Reporting Person in accordance with the terms of a domestic relations order issued in connection with a marital dissolution.

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April 08, 2024 Filed Apr 11, 2024 00:20 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 86 $102.13 $8,783.18
Disclosure

SEC source: 0001415889-24-010674 · form4-04112024_120431.xml · nonDerivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,845

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 08, 2024 Filed Apr 11, 2024 00:20 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 8,191 $101.28 $829,584.48
Disclosure

SEC source: 0001415889-24-010674 · form4-04112024_120431.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,931

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $101.03 to $102.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 08, 2024 Filed Apr 11, 2024 00:20 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 41,068 $100.52 $4,128,155.36
Disclosure

SEC source: 0001415889-24-010674 · form4-04112024_120431.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,122

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $100.02 to $101.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 08, 2024 Filed Apr 11, 2024 00:20 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 10,456 $99.64 $1,041,835.84
Disclosure

SEC source: 0001415889-24-010674 · form4-04112024_120431.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,190

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $99.01 to $100.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 08, 2024 Filed Apr 11, 2024 00:20 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 59,801 $41.69 $2,493,103.69
Disclosure

SEC source: 0001415889-24-010674 · form4-04112024_120431.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 05, 2024 Filed Apr 9, 2024 23:46 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 27 $97.40 $2,629.80
Disclosure

SEC source: 0001415889-24-010614 · form4-04092024_110435.xml · nonDerivative · entry 3

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,904

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $97.04 to $97.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 05, 2024 Filed Apr 9, 2024 23:46 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 217 $96.62 $20,966.54
Disclosure

SEC source: 0001415889-24-010614 · form4-04092024_110435.xml · nonDerivative · entry 2

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,931

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $96.03 to $97.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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April 05, 2024 Filed Apr 9, 2024 23:46 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 18 $95.55 $1,719.90
Disclosure

SEC source: 0001415889-24-010614 · form4-04092024_110435.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,148

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 28,898 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.