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NYSE · USD

GKOS

GLAUKOS Corp

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Tapewire entity
3510
SEC CIK
0001192448
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 2026012
Feb 202604
Mar 202606
Apr 202605
May 202604
Jun 202601
Jul 202605
Aug 202607
Sep 2026011
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2024 Filed Jan 3, 2025 01:31 UTC
Navratil TomasCHIEF DEVELOPMENT OFFICER
Tax withholdingCommon Stock 509 $145.14 $73,876.26
Disclosure

SEC source: 0001415889-25-000246 · form4-01032025_010101.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,723

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F2 · balance_after: Includes 47,627 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
December 11, 2024 Filed Dec 14, 2024 00:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-029374 · form4-12142024_121206.xml · derivative · entry 3

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

Read SEC document
December 11, 2024 Filed Dec 14, 2024 00:50 UTC SaleCommon Stock 2,000 $144.01 $288,020.00
Disclosure

SEC source: 0001415889-24-029374 · form4-12142024_121206.xml · nonDerivative · entry 2

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,336

F2 · price: This transaction was executed in multiple trades at prices ranging from $144.00 to $144.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
December 11, 2024 Filed Dec 14, 2024 00:50 UTC Exercise / conversionCommon Stock 2,000 $32.00 $64,000.00
Disclosure

SEC source: 0001415889-24-029374 · form4-12142024_121206.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 21:30 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,275 $69.30 Strike: $69.30 $157,657.50
Disclosure

SEC source: 0001415889-24-025918 · form4-11012024_051101.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,706

Underlying: Common Stock · 2,275 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F5 · derivative.exercise_date: This option was granted on March 14, 2019 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

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October 30, 2024 Filed Nov 1, 2024 21:30 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 2,275 $138.97 $316,156.75
Disclosure

SEC source: 0001415889-24-025918 · form4-11012024_051101.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,169

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $138.60 to $139.47. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person, and includes 324 shares of common stock of the Issuer that were purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 21:30 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 2,275 $69.30 $157,657.50
Disclosure

SEC source: 0001415889-24-025918 · form4-11012024_051101.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person, and includes 324 shares of common stock of the Issuer that were purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 22:00 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Tax withholdingCommon Stock 1,098 $130.07 $142,816.86
Disclosure

SEC source: 0001415889-24-025227 · form4-10162024_061004.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,396

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F2 · balance_after: Includes 63,680 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 22:00 UTC
Navratil TomasCHIEF DEVELOPMENT OFFICER
Tax withholdingCommon Stock 510 $130.07 $66,335.70
Disclosure

SEC source: 0001415889-24-025228 · form4-10162024_061007.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,232

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F2 · balance_after: Includes 49,628 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 23:05 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 7,320 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-023868 · form4-09232024_110917.xml · derivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,192

Underlying: Common Stock · 7,320 shares

Expires 2032-03-24

F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F2 · derivative.exercise_date: 25% of the portion of the option reported herein will vest and become exercisable in September 2024. 25% of the portion of the option reported herein will vest and become exercisable in December 2024. 25% of the portion of the option reported herein will vest and become exercisable in May 2025, and the remaining 25% will vest and become exercisable in September 2025.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 23:15 UTC
Gilliam Joseph EPRESIDENT & COO
GrantStock Option (Right to Buy) · Derivative 14,640 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-023870 · form4-09232024_110924.xml · derivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,379

Underlying: Common Stock · 14,640 shares

Expires 2032-03-24

F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F2 · derivative.exercise_date: 25% of the portion of the option reported herein will vest and become exercisable in September 2024. 25% of the portion of the option reported herein will vest and become exercisable in December 2024. 25% of the portion of the option reported herein will vest and become exercisable in May 2025, and the remaining 25% will vest and become exercisable in September 2025.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 22:44 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
GrantStock Option (Right to Buy) · Derivative 16,832 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-023864 · form4-09232024_100938.xml · derivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,432

Underlying: Common Stock · 16,832 shares

Expires 2032-03-24

F3 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F4 · derivative.exercise_date: 25% of the portion of the option reported herein will vest and become exercisable in September 2024. 25% of the portion of the option reported herein will vest and become exercisable in December 2024. 25% of the portion of the option reported herein will vest and become exercisable in May 2025. and the remaining 25% will vest and become exercisable in September 2025.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 22:44 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
GrantCommon Stock 8,336 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023864 · form4-09232024_100938.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,494

F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational targets. 25% of the number of shares of common stock reported herein will vest and be delivered in September 2024. 25% of the number of shares of common stock reported herein will vest and be delivered in each of September 2024, December 2024, May 2025 and September 2025.

F2 · balance_after: Includes 65,764 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 23:01 UTC
Navratil TomasCHIEF DEVELOPMENT OFFICER
GrantCommon Stock 4,108 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-023866 · form4-09232024_110923.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,742

F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the earning and vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 19, 2024 that certain operational targets had been achieved. The number of shares reported herein consists of the portion of the award that was deemed earned based upon the achievement of the operational targets. 25% of the number of shares of common stock reported herein will vest and be delivered in each of September 2024, December 2024, May 2025 and September 2025.

F2 · balance_after: Includes 50,655 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 23:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-023258 · form4-09112024_110919.xml · derivative · entry 4

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 23:49 UTC SaleCommon Stock 1,000 $130.00 $130,000.00
Disclosure

SEC source: 0001415889-24-023258 · form4-09112024_110919.xml · nonDerivative · entry 3

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,336

F1 · balance_after: Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 23:49 UTC SaleCommon Stock 2,000 $131.00 $262,000.00
Disclosure

SEC source: 0001415889-24-023258 · form4-09112024_110919.xml · nonDerivative · entry 2

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,336

F1 · balance_after: Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 23:49 UTC Exercise / conversionCommon Stock 3,000 $32.00 $96,000.00
Disclosure

SEC source: 0001415889-24-023258 · form4-09112024_110919.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,611 restricted stock units that have not vested or been delivered to the Reporting Person.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:25 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-022146 · form4-08232024_090851.xml · derivative · entry 6

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,442

Underlying: Common Stock · 2,500 shares

Expires 2032-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F7 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer to the Reporting Person on March 24, 2022 in connection with his promotion to President and Chief Operating Officer, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:25 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-022146 · form4-08232024_090851.xml · derivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,739

Underlying: Common Stock · 2,500 shares

Expires 2032-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F6 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:25 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 580 $130.03 $75,417.40
Disclosure

SEC source: 0001415889-24-022146 · form4-08232024_090851.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,169

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $130.02 to $130.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person, and includes 324 shares of common stock of the Issuer that were purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:25 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 4,420 $129.27 $571,373.40
Disclosure

SEC source: 0001415889-24-022146 · form4-08232024_090851.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,749

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $129.01 to $130.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person, and includes 324 shares of common stock of the Issuer that were purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:25 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 2,500 $55.18 $137,950.00
Disclosure

SEC source: 0001415889-24-022146 · form4-08232024_090851.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person, and includes 324 shares of common stock of the Issuer that were purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:25 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 2,500 $55.18 $137,950.00
Disclosure

SEC source: 0001415889-24-022146 · form4-08232024_090851.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person, and includes 324 shares of common stock of the Issuer that were purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:15 UTC
Stapley MarcDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-021611 · form4-08192024_090840.xml · derivative · entry 6

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F8 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:15 UTC
Stapley MarcDirector
SaleCommon Stock 581 $126.91 $73,734.71
Disclosure

SEC source: 0001415889-24-021611 · form4-08192024_090840.xml · nonDerivative · entry 5

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,076

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $126.75 to $127.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 6,326 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:15 UTC
Stapley MarcDirector
SaleCommon Stock 3,959 $126.27 $499,902.93
Disclosure

SEC source: 0001415889-24-021611 · form4-08192024_090840.xml · nonDerivative · entry 4

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,657

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $125.74 - $126.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 6,326 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:15 UTC
Stapley MarcDirector
SaleCommon Stock 1,110 $125.28 $139,060.80
Disclosure

SEC source: 0001415889-24-021611 · form4-08192024_090840.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,616

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $124.65 - $125.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 6,326 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:15 UTC
Stapley MarcDirector
SaleCommon Stock 600 $123.98 $74,388.00
Disclosure

SEC source: 0001415889-24-021611 · form4-08192024_090840.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,726

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.22 - $124.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 6,326 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

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August 15, 2024 Filed Aug 19, 2024 21:15 UTC
Stapley MarcDirector
Exercise / conversionCommon Stock 6,250 $32.00 $200,000.00
Disclosure

SEC source: 0001415889-24-021611 · form4-08192024_090840.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,326 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

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August 08, 2024 Filed Aug 12, 2024 21:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-021096 · form4-08122024_050801.xml · derivative · entry 5

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on July 23, 2015 and had a three-year vesting schedule in which one-third vested on each of the first three anniversaries of the grant date.

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August 08, 2024 Filed Aug 12, 2024 21:05 UTC SaleCommon Stock 25,000 $120.00 $3,000,000.00
Disclosure

SEC source: 0001415889-24-021096 · form4-08122024_050801.xml · nonDerivative · entry 2

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,119

F1 · balance_after: Includes 2,611 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

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August 08, 2024 Filed Aug 12, 2024 21:05 UTC Exercise / conversionCommon Stock 25,000 $32.00 $800,000.00
Disclosure

SEC source: 0001415889-24-021096 · form4-08122024_050801.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,611 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

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August 06, 2024 Filed Aug 8, 2024 23:12 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Tax withholdingCommon Stock 1,057 $120.73 $127,611.61
Disclosure

SEC source: 0001415889-24-021015 · form4-08082024_110859.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,158

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F2 · balance_after: Includes 57,428 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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August 06, 2024 Filed Aug 8, 2024 23:10 UTC
Navratil TomasCHIEF DEVELOPMENT OFFICER
Tax withholdingCommon Stock 520 $120.73 $62,779.60
Disclosure

SEC source: 0001415889-24-021013 · form4-08082024_110853.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,634

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F2 · balance_after: Includes 46,547 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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July 05, 2024 Filed Jul 9, 2024 21:10 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,250 $69.30 Strike: $69.30 $155,925.00
Disclosure

SEC source: 0001415889-24-019438 · form4-07092024_090713.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,981

Underlying: Common Stock · 2,250 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F5 · derivative.exercise_date: This option was granted on March 14, 2019 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

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July 05, 2024 Filed Jul 9, 2024 21:10 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 2,250 $121.39 $273,127.50
Disclosure

SEC source: 0001415889-24-019438 · form4-07092024_090713.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,845

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $121.28 to $121.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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July 05, 2024 Filed Jul 9, 2024 21:10 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 2,250 $69.30 $155,925.00
Disclosure

SEC source: 0001415889-24-019438 · form4-07092024_090713.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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June 24, 2024 Filed Jun 26, 2024 22:45 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Tax withholdingCommon Stock 529 $92.69 $49,033.01
Disclosure

SEC source: 0001415889-24-018270 · form4-06262024_060607.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,215

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F3 · balance_after: Includes 59,513 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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June 24, 2024 Filed Jun 26, 2024 22:45 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Tax withholdingCommon Stock 529 $93.57 $49,498.53
Disclosure

SEC source: 0001415889-24-018270 · form4-06262024_060607.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,744

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F2 · balance_after: Includes 60,555 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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June 24, 2024 Filed Jun 26, 2024 22:45 UTC
Navratil TomasCHIEF DEVELOPMENT OFFICER
Tax withholdingCommon Stock 260 $92.69 $24,099.40
Disclosure

SEC source: 0001415889-24-018269 · form4-06262024_060603.xml · nonDerivative · entry 2

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,154

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F3 · balance_after: Includes 47,573 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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June 24, 2024 Filed Jun 26, 2024 22:45 UTC
Navratil TomasCHIEF DEVELOPMENT OFFICER
Tax withholdingCommon Stock 260 $93.57 $24,328.20
Disclosure

SEC source: 0001415889-24-018269 · form4-06262024_060603.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,414

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 24, 2022.

F2 · balance_after: Includes 48,086 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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June 03, 2024 Filed Jun 5, 2024 23:35 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-015681 · form4-06052024_110616.xml · derivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,942

Underlying: Common Stock · 2,500 shares

Expires 2032-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The option exercises reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F7 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer to the Reporting Person on March 24, 2022 in connection with his promotion to President and Chief Operating Officer, the vesting of which was subject to the Issuer's achievement of certain multi-year performance goals.

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June 03, 2024 Filed Jun 5, 2024 23:35 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 190 $114.73 $21,798.70
Disclosure

SEC source: 0001415889-24-015681 · form4-06052024_110616.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,845

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $114.72 to $114.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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June 03, 2024 Filed Jun 5, 2024 23:35 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 936 $114.22 $106,909.92
Disclosure

SEC source: 0001415889-24-015681 · form4-06052024_110616.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,035

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $113.62 to $114.62. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 23:35 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 1,374 $112.84 $155,042.16
Disclosure

SEC source: 0001415889-24-015681 · form4-06052024_110616.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,971

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $112.44 - $113.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 23:35 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 2,500 $55.18 $137,950.00
Disclosure

SEC source: 0001415889-24-015681 · form4-06052024_110616.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 76,419 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:54 UTC GrantStock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $110.70 $0.00
Disclosure

SEC source: 0001415889-24-015232 · form4-06042024_120625.xml · derivative · entry 3

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 1,246 shares

Expires 2034-05-30

F3 · derivative.exercise_date: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of grant date.

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May 30, 2024 Filed Jun 4, 2024 00:54 UTC GrantCommon Stock 1,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015232 · form4-06042024_120625.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,483

F1 · security: Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 6,028 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person, and reflects a transfer of 10,000 shares from the Reporting Person's direct ownership to a corporation of which the Reporting Person is the sole stockholder, thereby resulting in no change in the Reporting Person's beneficial ownership.

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May 30, 2024 Filed Jun 4, 2024 01:00 UTC GrantStock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $110.70 $0.00
Disclosure

SEC source: 0001415889-24-015246 · form4-06042024_010655.xml · derivative · entry 5

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246

Underlying: Common Stock · 1,246 shares

Expires 2034-05-30

F4 · derivative.exercise_date: Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.