GKOS

SEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,151

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.605 to $77.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,621

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.60 to $76.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011120 · form4-07142023_080725.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,643

Underlying: Common Stock · 2,700 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F4 · derivative.exercise_date: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011120 · form4-07142023_080725.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,484

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.96 to $73.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011120 · form4-07142023_080725.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011036 · form4-07112023_110706.xml · derivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 13,440 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $71.17 to $71.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,292

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.17 to $71.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-013191 · form4-09122023_100930.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Through the Burns Family Trust

Disclosed balance after: 893,932

F1 · kind: Represents a transfer to the Burns Family Trust for estate planning purposes. The Reporting Person is a beneficiary and co-Trustee of the Burns Family Trust.

F2 · balance_after: In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person.

SEC source: 0001415889-23-013191 · form4-09122023_100930.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,438

F1 · kind: Represents a transfer to the Burns Family Trust for estate planning purposes. The Reporting Person is a beneficiary and co-Trustee of the Burns Family Trust.

F2 · balance_after: In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person.

SEC source: 0001415889-23-011036 · form4-07112023_110706.xml · derivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,440

Underlying: Common Stock · 133 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011036 · form4-07112023_110706.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-010895 · form4-07062023_090706.xml · derivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,573

Underlying: Common Stock · 5,027 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F6 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 678,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-010895 · form4-07062023_090706.xml · derivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,600

Underlying: Common Stock · 26,400 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F6 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $69.865 to $70.835. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,793

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $68.865 to $69.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-010895 · form4-07062023_090706.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-010494 · form4-06302023_100624.xml · derivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,000

Underlying: Common Stock · 26,810 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F4 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-010494 · form4-06302023_100624.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.585. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-010494 · form4-06302023_100624.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009632 · form4-06122023_090603.xml · derivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,810

Underlying: Common Stock · 3,190 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F4 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-009632 · form4-06122023_090603.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009632 · form4-06122023_090603.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · derivative · entry 8

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 17,382 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F7 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $67.805 to $68.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,643

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $66.795 to $67.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686,344

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $65.795 to $66.755. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · derivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,382

Underlying: Common Stock · 7,618 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F7 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009452 · form4-06082023_100637.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009289 · form4-06062023_120617.xml · derivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 142 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-009289 · form4-06062023_120617.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009289 · form4-06062023_120617.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009291 · form4-06062023_120648.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,631

F1 · security: Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 10,621 restricted stock units that have not yet vested or have not been delivered to the Reporting Person.

SEC source: 0001415889-23-009287 · form4-06062023_120649.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,725

F1 · security: Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 9,166 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009285 · form4-06062023_120650.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,508

F1 · security: Represents a grant of restricted stock units that will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 13,983 restricted stock units that have not yet vested or have not been delivered to the Reporting Person, and reflects the transfer of 10,000 shares to The Saeman-Weisner Family Trust, of which the Reporting Person is a co-trustee.

SEC source: 0001415889-23-009297 · form4-06062023_120643.xml · nonDerivative · entry 1

WEN LEANA · CIK 0001847598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,531

F1 · security: Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Consists of restricted stock units that have not yet vested or have not been delivered to the Reporting Person.

SEC source: 0001415889-23-009295 · form4-06062023_120658.xml · nonDerivative · entry 1

Torres Denice · CIK 0001820278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,531

F1 · security: Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 10,195 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009293 · form4-06062023_120601.xml · nonDerivative · entry 1

Foley Mark J · CIK 0001529196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,780

F1 · security: Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 10,542 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-009283 · form4-06062023_120654.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,316

F1 · security: Represents a grant of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 14,818 restricted stock units that have not vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-008680 · form4-05242023_120534.xml · derivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,142

Underlying: Common Stock · 7 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-008680 · form4-05242023_120534.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-008680 · form4-05242023_120534.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-008680 · form4-05242023_120534.xml · derivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,149

Underlying: Common Stock · 1 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.