GKOS

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,835

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.00 to $76.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,147

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-016668 · form4-12192023_011238.xml · derivative · entry 6

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F7 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

SEC source: 0001415889-23-016668 · form4-12192023_011238.xml · derivative · entry 5

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F6 · derivative.exercise_date: This option was granted on July 10, 2014 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

SEC source: 0001415889-23-016668 · form4-12192023_011238.xml · nonDerivative · entry 4

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,316

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.00 to $76.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 10,454 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

SEC source: 0001415889-23-016668 · form4-12192023_011238.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,360

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 10,454 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

SEC source: 0001415889-23-016668 · form4-12192023_011238.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 10,454 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

SEC source: 0001415889-23-016668 · form4-12192023_011238.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 10,454 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

SEC source: 0001415889-23-016329 · form4-12122023_111237.xml · derivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,042

Underlying: Common Stock · 1,830 shares

Expires 2032-03-24

F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F2 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in February 2024, and the remaining 50% will vest and become exercisable in November 2024.

SEC source: 0001415889-23-016331 · form4-12122023_111241.xml · derivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,079

Underlying: Common Stock · 3,659 shares

Expires 2032-03-24

F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F2 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in February 2024, and the remaining 50% will vest and become exercisable in November 2024.

SEC source: 0001415889-23-016333 · form4-12132023_121236.xml · derivative · entry 8

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,392

Underlying: Common Stock · 4,208 shares

Expires 2032-03-24

F5 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F6 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in February 2024, and the remaining 50% will vest and become exercisable in November 2024.

SEC source: 0001415889-23-016333 · form4-12132023_121236.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,835

F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in February 2024, and the remaining 50% will vest and be delivered in November 2024.

F4 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-016327 · form4-12122023_111235.xml · nonDerivative · entry 2

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,805

F3 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on December 8, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in February 2024, and the remaining 50% will vest and be delivered in November 2024.

F4 · balance_after: Includes 50,981 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-016333 · form4-12132023_121236.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,751

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 45,093 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-016327 · form4-12122023_111235.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,778

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 49,954 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-014008 · form4-10042023_091035.xml · derivative · entry 12

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 324,800

Underlying: Common Stock · 45,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F8 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,785

F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $74.34 to $74.375. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,117

F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.31 to $74.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,996

F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $72.24 to $73.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,959

F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.15 to $71.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,059

F1 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.14 to $71.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-23-014008 · form4-10042023_091035.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-013348 · form4-09182023_100947.xml · derivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,212

Underlying: Common Stock · 3,659 shares

Expires 2033-03-24

F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F2 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in October 2023, and the remaining 50% will vest and become exercisable in July 2024.

SEC source: 0001415889-23-013344 · form4-09182023_100957.xml · derivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,420

Underlying: Common Stock · 7,318 shares

Expires 2032-03-24

F1 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F2 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in October 2023, and the remaining 50% will vest and become exercisable in July 2024.

SEC source: 0001415889-23-013350 · form4-09182023_100909.xml · derivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,184

Underlying: Common Stock · 8,416 shares

Expires 2032-03-24

F3 · shares: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating & Governance Committee determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock subject to the stock option as reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets.

F4 · derivative.exercise_date: 50% of the portion of the option reported herein will vest and become exercisable in October 2023, and the remaining 50% will vest and become exercisable in July 2024.

SEC source: 0001415889-23-013350 · form4-09182023_100909.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,785

F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in October 2023, and the remaining 50% will vest and be delivered in July 2024.

F2 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-013346 · form4-09182023_100951.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,287

F1 · shares: Represents shares of common stock underlying a portion of an award of restricted stock units previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period. The Compensation, Nominating and Governance Committee of the Issuer's Board of Directors determined on September 14, 2023 that certain of the operational targets had been achieved. The number of shares of common stock reported herein consists of the portion of the award that was earned based upon the achievement of the operational targets. 50% of the number of shares of common stock reported herein will vest and be delivered in October 2023, and the remaining 50% will vest and be delivered in July 2024.

F2 · balance_after: Includes 50,980 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-013182 · form4-09122023_090933.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,089

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 82,275 restricted stock units that have not yet vested or been delivered to the Reporting Person, and includes 569 shares of common stock of the Issuer that were purchased by the Reporting Person through the Issuer's Employee Stock Purchase Plan.

SEC source: 0001415889-23-013191 · form4-09122023_100930.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,616

F3 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021.

F4 · balance_after: Includes 43,008 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-013180 · form4-09122023_090927.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,235

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 48,928 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011933 · form4-08082023_080844.xml · derivative · entry 3

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on July 10, 2014 and had a three-year vesting schedule in which one-third vested on each of the first three anniversaries of the grant date.

SEC source: 0001415889-23-011933 · form4-08082023_080844.xml · nonDerivative · entry 2

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,725

F1 · balance_after: Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011933 · form4-08082023_080844.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011819 · form4-08032023_090822.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 671,379

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 50,716 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011381 · form4-07212023_080709.xml · derivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,800

Underlying: Common Stock · 200 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F3 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011381 · form4-07212023_080709.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011381 · form4-07212023_080709.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · derivative · entry 8

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,466

Underlying: Common Stock · 10,000 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F5 · derivative.exercise_date: This option was granted on March 12, 2020 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · derivative · entry 7

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,437

Underlying: Common Stock · 10,000 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F4 · derivative.exercise_date: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · derivative · entry 6

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,044

Underlying: Common Stock · 19,599 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F3 · derivative.exercise_date: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · nonDerivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,484

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F1 · balance_after: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011251 · form4-07192023_010723.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 84,219 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011249 · form4-07192023_120740.xml · derivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Common Stock · 30,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F8 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

SEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,963

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $79.61 to $79.815. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,663

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $78.61 to $79.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.

SEC source: 0001415889-23-011249 · form4-07192023_120740.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,462

F2 · kind: This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $77.610 to $78.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.