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NYSE · USD

GKOS

GLAUKOS Corp

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Tapewire entity
3510
SEC CIK
0001192448
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 2026012
Feb 202604
Mar 202606
Apr 202605
May 202604
Jun 202601
Jul 202605
Aug 202607
Sep 2026011
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2024 Filed Jan 18, 2024 22:30 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 4,890 $30.92 $151,198.80
Disclosure

SEC source: 0001415889-24-001532 · form4-01182024_050101.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:57 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 41 $77.08 $3,160.28
Disclosure

SEC source: 0001415889-24-001107 · form4-01162024_090113.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,201

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:59 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 110 $0.00 Strike: $30.92 $0.00
Disclosure

SEC source: 0001415889-24-001111 · form4-01162024_090125.xml · derivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,327

Underlying: Common Stock · 110 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F6 · derivative.exercise_date: This option was granted on March 14, 2018 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:59 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 110 $89.01 $9,791.10
Disclosure

SEC source: 0001415889-24-001111 · form4-01162024_090125.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F2 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:59 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 110 $30.92 $3,401.20
Disclosure

SEC source: 0001415889-24-001111 · form4-01162024_090125.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:59 UTC
Gilliam Joseph EPRESIDENT & COO
Tax withholdingCommon Stock 199 $77.08 $15,338.92
Disclosure

SEC source: 0001415889-24-001111 · form4-01162024_090125.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:56 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Tax withholdingCommon Stock 397 $77.08 $30,600.76
Disclosure

SEC source: 0001415889-24-001105 · form4-01162024_090128.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,438

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 46,378 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:58 UTC
Navratil TomasCHIEF DEVELOPMENT OFFICER
Tax withholdingCommon Stock 1,209 $77.08 $93,189.72
Disclosure

SEC source: 0001415889-24-001109 · form4-01162024_090105.xml · nonDerivative · entry 1

Navratil Tomas · CIK 0001920053 · CHIEF DEVELOPMENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,596

F1 · shares: Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer.

F2 · balance_after: Includes 47,786 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 115 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · derivative · entry 17

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F11 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 37 $87.33 $3,231.21
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 10

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,835

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F9 · price: This transaction was executed in multiple trades at prices ranging from $87.26 to $88.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 73 $86.74 $6,332.02
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 9

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,872

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F8 · price: This transaction was executed in multiple trades at prices ranging from $86.25 to $87.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 5 $85.00 $425.00
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 8

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,945

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionCommon Stock 115 $7.28 $836.63
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · derivative · entry 16

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115

Underlying: Common Stock · 60,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F11 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 3,900 $84.21 $328,419.00
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,835

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $84.05 to $84.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 17,873 $83.38 $1,490,250.74
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,735

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $83.00 to $83.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 23,299 $82.38 $1,919,371.62
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,608

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 12,614 $81.50 $1,028,041.00
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,907

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $81.00 to $81.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 2,314 $80.65 $186,624.10
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,521

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 08, 2024 Filed Jan 11, 2024 00:14 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionCommon Stock 60,000 $7.28 $436,500.00
Disclosure

SEC source: 0001415889-24-000952 · form4-01112024_120146.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:18 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-24-000389 · form4-01032024_110156.xml · derivative · entry 10

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,115

Underlying: Common Stock · 95,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F7 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:18 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 8,150 $78.49 $639,693.50
Disclosure

SEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,835

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $78.21 to $79.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:18 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 35,086 $77.66 $2,724,778.76
Disclosure

SEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,985

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $77.18 to $78.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:18 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 51,764 $76.69 $3,969,781.16
Disclosure

SEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,071

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $76.18 to $77.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 23:18 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionCommon Stock 95,000 $7.28 $691,125.00
Disclosure

SEC source: 0001415889-24-000389 · form4-01032024_110156.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:36 UTC GrantCommon Stock 1,082 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000620 · form4-01042024_090156.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,399

F1 · security: Represents a grant of restricted stock units received by the Reporting Person in lieu of annual director retainer fees pursuant to a stock-for-fees election under the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 5,767 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person, and reflects a transfer of 23,374 shares from the Reporting Person's direct ownership to a corporation of which the Reporting Person is the sole stockholder, thereby resulting in no change in the Reporting Person's beneficial ownership.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:37 UTC GrantCommon Stock 895 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000625 · form4-01042024_090142.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,620

F1 · security: Represents a grant of restricted stock units received by the Reporting Person in lieu of annual director retainer fees pursuant to a stock-for-fees election under the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 10,061 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:39 UTC GrantCommon Stock 895 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000627 · form4-01042024_090120.xml · nonDerivative · entry 1

WEISNER AIMEE S · CIK 0001227308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,403

F1 · security: Represents a grant of restricted stock units received by the Reporting Person in lieu of annual director retainer fees pursuant to a stock-for-fees election under the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 14,878 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:42 UTC GrantCommon Stock 895 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000632 · form4-01042024_090140.xml · nonDerivative · entry 1

Torres Denice · CIK 0001820278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,426

F1 · security: Represents a grant of restricted stock units received by the Reporting Person in lieu of annual director retainer fees pursuant to a stock-for-fees election under the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 6.726 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:41 UTC
Stapley MarcDirector
GrantCommon Stock 1,082 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000629 · form4-01042024_090106.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,398

F1 · security: Represents a grant of restricted stock units received by the Reporting Person in lieu of annual director retainer fees pursuant to a stock-for-fees election under the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 11,536 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
January 02, 2024 Filed Mar 5, 2024 01:07 UTC Amendment
Stapley MarcDirector
GrantCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006433 · form4a-03052024_010346.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,360

F1 · shares: This Form 4A amends a Form 4 filed January 4, 2024 that incorrectly reported the number of restricted stock unites ("RSUs") granted to the Reporting Person on January 2, 2024 as 1,082. The correct number of RSUs granted was 1,044, as shown above.

F2 · balance_after: Includes 9,740 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

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December 22, 2023 Filed Dec 22, 2023 23:03 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-23-016910 · form4-12222023_111223.xml · derivative · entry 11

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,115

Underlying: Common Stock · 1 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

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December 22, 2023 Filed Dec 22, 2023 23:03 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 1 $85.32 $85.32
Disclosure

SEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,835

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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December 22, 2023 Filed Dec 22, 2023 23:03 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionCommon Stock 1 $7.28 $7.28
Disclosure

SEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 3

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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December 21, 2023 Filed Dec 22, 2023 23:04 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 583 $85.14 $49,636.62
Disclosure

SEC source: 0001415889-23-016912 · form4-12222023_111240.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,242

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 27,743 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

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December 21, 2023 Filed Dec 22, 2023 23:05 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $41.69 $0.00
Disclosure

SEC source: 0001415889-23-016914 · form4-12222023_111232.xml · derivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,044

Underlying: Common Stock · 25,000 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F8 · derivative.exercise_date: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

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December 21, 2023 Filed Dec 22, 2023 23:05 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 3,200 $85.58 $273,856.00
Disclosure

SEC source: 0001415889-23-016914 · form4-12222023_111232.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,001

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $85.44 to $85.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes 82,275 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

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December 21, 2023 Filed Dec 22, 2023 23:05 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 16,965 $84.97 $1,441,516.05
Disclosure

SEC source: 0001415889-23-016914 · form4-12222023_111232.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,201

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $84.44 to $85.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes 82,275 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

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December 21, 2023 Filed Dec 22, 2023 23:05 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 4,835 $83.70 $404,689.50
Disclosure

SEC source: 0001415889-23-016914 · form4-12222023_111232.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,166

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.38 to $84.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes 82,275 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person.

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December 21, 2023 Filed Dec 22, 2023 23:05 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 25,000 $41.69 $1,042,250.00
Disclosure

SEC source: 0001415889-23-016914 · form4-12222023_111232.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 82,275 restricted stock units that have not yet vested or not yet been delivered to the Reporting Person. Also reflects a prior transfer by the Reporting Person of 88 shares of common stock pursuant a domestic relations order in connection with a marital dissolution.

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December 21, 2023 Filed Dec 22, 2023 23:03 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 79,684 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-23-016910 · form4-12222023_111223.xml · derivative · entry 10

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,116

Underlying: Common Stock · 79,684 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F5 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

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December 21, 2023 Filed Dec 22, 2023 23:03 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 79,684 $85.21 $6,789,873.64
Disclosure

SEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 2

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,835

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 23:03 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionCommon Stock 79,684 $7.28 $579,701.10
Disclosure

SEC source: 0001415889-23-016910 · form4-12222023_111223.xml · nonDerivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 01:41 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 1,270 $79.80 $101,346.00
Disclosure

SEC source: 0001415889-23-016672 · form4-12192023_011228.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,825

F1 · balance_after: Includes 27,743 restricted stock units that have not yet vested or been delivered to the Reporting Person, and 569 shares purchased by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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December 15, 2023 Filed Dec 19, 2023 01:39 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · derivative · entry 14

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,800

Underlying: Common Stock · 60,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F9 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 01:39 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 4,970 $81.77 $406,396.90
Disclosure

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 7

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,835

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $81.74 to $81.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 01:39 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 28,835 $81.38 $2,346,592.30
Disclosure

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 6

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,805

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $81.00 to $81.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 01:39 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
SaleCommon Stock 26,195 $80.30 $2,103,458.50
Disclosure

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 5

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,640

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 01:39 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionCommon Stock 60,000 $7.28 $436,500.00
Disclosure

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · nonDerivative · entry 4

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47,177 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
December 14, 2023 Filed Dec 19, 2023 01:39 UTC
Burns Thomas WilliamDirector · CHAIRMAN & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-23-016664 · form4-12192023_011226.xml · derivative · entry 13

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 294,800

Underlying: Common Stock · 30,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F9 · derivative.exercise_date: This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.