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GKOS

GLAUKOS Corp

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3510
SEC CIK
0001192448
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 2026012
Feb 202604
Mar 202606
Apr 202605
May 202604
Jun 202601
Jul 202605
Aug 202607
Sep 2026011
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2024 Filed Mar 27, 2024 20:37 UTC Amendment
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 8,700 $0.00 Strike: $85.78 $0.00
Disclosure

SEC source: 0001415889-24-009209 · form4a-03272024_080352.xml · derivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,700

Underlying: Common Stock · 8,700 shares

Expires 2034-03-14

F1 · shares: This Form 4A amends a Form 4 filed March 18, 2024 that incorrectly reported the number of options granted to the Reporting Person on March 14, 2024 as 8,591. The correct number of options granted was 8,700, as shown above.

F2 · derivative.exercise_date: This option was granted on March 14, 2024 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

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March 14, 2024 Filed Mar 27, 2024 20:41 UTC Amendment
Gilliam Joseph EPRESIDENT & COO
GrantStock Option (Right to Buy) · Derivative 15,353 $0.00 Strike: $85.78 $0.00
Disclosure

SEC source: 0001415889-24-009213 · form4a-03272024_080328.xml · derivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,353

Underlying: Common Stock · 15,353 shares

Expires 2034-03-14

F1 · shares: This Form 4A amends a Form 4 filed March 18, 2024 that incorrectly reported the number of options granted to the Reporting Person on March 14, 2024 as 15,161. The correct number of options granted was 15,353, as shown above.

F2 · derivative.exercise_date: This option was granted on March 14, 2024 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

Read SEC document
March 14, 2024 Filed Mar 27, 2024 20:39 UTC Amendment
Burns Thomas WilliamDirector · CHAIRMAN & CEO
GrantStock Option (Right to Buy) · Derivative 37,359 $0.00 Strike: $85.78 $0.00
Disclosure

SEC source: 0001415889-24-009211 · form4a-03272024_080321.xml · derivative · entry 1

Burns Thomas William · CIK 0001644557 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,359

Underlying: Common Stock · 37,359 shares

Expires 2034-03-14

F1 · shares: This Form 4A amends a Form 4 filed March 18, 2024 that incorrectly reported the number of options granted to the Reporting Person on March 14, 2024 as 36,891. The correct number of options granted was 37,359, as shown above.

F2 · derivative.exercise_date: This option was granted on March 14, 2024 and has a four-year vesting schedule in which 25% vests on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 22:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-007388 · form4-03082024_100313.xml · derivative · entry 5

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

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March 07, 2024 Filed Mar 8, 2024 22:12 UTC SaleCommon Stock 5,000 $88.25 $441,250.00
Disclosure

SEC source: 0001415889-24-007388 · form4-03082024_100313.xml · nonDerivative · entry 4

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,620

F5 · price: This transaction was executed in multiple trades at prices ranging from $88.00 to $88.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes 4,125 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 22:12 UTC Exercise / conversionCommon Stock 5,000 $32.00 $160,000.00
Disclosure

SEC source: 0001415889-24-007388 · form4-03082024_100313.xml · nonDerivative · entry 3

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 4,125 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:12 UTC SaleCommon Stock 5,202 $84.93 $441,805.86
Disclosure

SEC source: 0001415889-24-007388 · form4-03082024_100313.xml · nonDerivative · entry 2

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By InterWest Venture Management Company

Disclosed balance after: 0

F3 · price: This transaction was executed in multiple trades at prices ranging from $84.50 to $85.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.

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March 06, 2024 Filed Mar 8, 2024 22:12 UTC SaleCommon Stock 3,145 $86.01 $270,501.45
Disclosure

SEC source: 0001415889-24-007388 · form4-03082024_100313.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By InterWest Venture Management Company

Disclosed balance after: 5,202

F1 · price: This transaction was executed in multiple trades at prices ranging from $86.00 to $86.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.

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February 29, 2024 Filed Mar 5, 2024 01:09 UTC
Stapley MarcDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001415889-24-006435 · form4-03052024_010346.xml · derivative · entry 5

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F7 · derivative.exercise_date: This option was granted on July 23, 2015 and has a three-year vesting schedule in which one-third vests on each of the first three anniversaries of the grant date, such that the stock option vests in full on the three-year anniversary of the grant date.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:09 UTC
Stapley MarcDirector
SaleCommon Stock 2,313 $91.21 $210,968.73
Disclosure

SEC source: 0001415889-24-006435 · form4-03052024_010346.xml · nonDerivative · entry 4

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,360

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $90.96 - $91.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:09 UTC
Stapley MarcDirector
SaleCommon Stock 1,500 $90.54 $135,810.00
Disclosure

SEC source: 0001415889-24-006435 · form4-03052024_010346.xml · nonDerivative · entry 3

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,673

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $89.51 - $90.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:09 UTC
Stapley MarcDirector
SaleCommon Stock 2,437 $88.76 $216,308.12
Disclosure

SEC source: 0001415889-24-006435 · form4-03052024_010346.xml · nonDerivative · entry 2

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,173

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $88.45 - $89.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:09 UTC
Stapley MarcDirector
Exercise / conversionCommon Stock 6,250 $32.00 $200,000.00
Disclosure

SEC source: 0001415889-24-006435 · form4-03052024_010346.xml · nonDerivative · entry 1

Stapley Marc · CIK 0001539796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 7,840 restricted stock units that have not yet vested or delivery of which has been deferred by the Reporting Person.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:52 UTC SaleCommon Stock 8,000 $92.00 $736,000.00
Disclosure

SEC source: 0001415889-24-005947 · form4-02292024_100237.xml · nonDerivative · entry 1

Kliman Gilbert H · CIK 0001293171 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By InterWest Venture Management Company

Disclosed balance after: 8,347

F1 · ownership.nature: Consists of shares owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer, director and shareholder of IVMC and has sole voting and investment control over the shares held by IVMC.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 00:01 UTC
Foley Mark JDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.28 $0.00
Disclosure

SEC source: 0001415889-24-005327 · form4-02272024_120257.xml · derivative · entry 3

Foley Mark J · CIK 0001529196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted July 10, 2014. Vested 1/3 annually over a three-year period such that it vested in full on the three-year anniversary of the grant date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 00:01 UTC
Foley Mark JDirector
SaleCommon Stock 4,560 $92.87 $423,487.20
Disclosure

SEC source: 0001415889-24-005327 · form4-02272024_120257.xml · nonDerivative · entry 2

Foley Mark J · CIK 0001529196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,220

F2 · price: This transaction was executed in multiple trades at prices ranging from $92.75 to $92.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 3,230 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 00:01 UTC
Foley Mark JDirector
Exercise / conversionCommon Stock 10,000 $7.28 $72,750.00
Disclosure

SEC source: 0001415889-24-005327 · form4-02272024_120257.xml · nonDerivative · entry 1

Foley Mark J · CIK 0001529196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,230 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,607 $0.00 Strike: $39.10 $0.00
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · derivative · entry 11

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,607 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 12, 2020, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.

F11 · balance_after: The amount reported reflects an adjustment of 5,000 shares underlying a stock option grant reported as exercised on a Form 4 filed with the Securities and Exchange Commission on February 12, 2024. The exercise was inadvertently attributed to the stock option grant issued on 3/12/2020 and subject to a time-based vesting schedule, but should have been attributed to the stock option grant issued on 3/12/2020 and subject to performance-based vesting requirements.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 26,671 $0.00 Strike: $39.10 $0.00
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · derivative · entry 10

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,053

Underlying: Common Stock · 26,671 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option was granted on March 12, 2020 and has a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

F9 · balance_after: The amount reported reflects an adjustment of 5,000 shares underlying a stock option grant reported as exercised on a Form 4 filed with the Securities and Exchange Commission on February 12, 2024. The exercise was inadvertently attributed to the stock option grant issued on 3/12/2020 and subject to a time-based vesting schedule, but should have been attributed to the stock option grant issued on 3/12/2020 and subject to performance-based vesting requirements. In addition, the amount reported takes into account a reconciliation adjustment to reflect the Reporting Person's economic interest in the shares underlying this stock option grant to comply with the terms of a domestic relations order issued in connection with a marital dissolution.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 13,128 $0.00 Strike: $30.92 $0.00
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · derivative · entry 9

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,128 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option was granted on March 14, 2018 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

F6 · balance_after: The amount reported takes into account a reconciliation adjustment to reflect the Reporting Person's economic interest in the shares underlying this stock option grant to comply with the terms of a domestic relations order issued in connection with a marital dissolution.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 74,425 $0.00 Strike: $41.69 $0.00
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · derivative · entry 8

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,929

Underlying: Common Stock · 74,425 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option was granted on May 5, 2017 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

F6 · balance_after: The amount reported takes into account a reconciliation adjustment to reflect the Reporting Person's economic interest in the shares underlying this stock option grant to comply with the terms of a domestic relations order issued in connection with a marital dissolution.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 4,092 $93.05 $380,760.60
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · nonDerivative · entry 7

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,388

F4 · price: This transaction was executed in multiple trades at prices ranging from $92.80 to $93.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 114,739 $92.33 $10,593,851.87
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · nonDerivative · entry 6

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,480

F3 · price: This transaction was executed in multiple trades at prices ranging from $91.79 to $92.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 21,414 $90.94 $1,947,389.16
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · nonDerivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,219

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.37 to $91.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 4,607 $39.10 $180,133.70
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 13,128 $30.92 $405,917.76
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 74,425 $41.69 $3,102,778.25
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 02:29 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 26,671 $39.10 $1,042,836.10
Disclosure

SEC source: 0001415889-24-005638 · form4-02282024_020223.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:56 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,512 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-003767 · form4-02142024_090237.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,936

Underlying: Common Stock · 1,512 shares

Expires 2032-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:56 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 1,512 $96.80 $146,361.60
Disclosure

SEC source: 0001415889-24-003767 · form4-02142024_090237.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $96.57 to $97.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:56 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 1,512 $55.18 $83,432.16
Disclosure

SEC source: 0001415889-24-003767 · form4-02142024_090237.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 23:41 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 631 $0.00 Strike: $55.18 $0.00
Disclosure

SEC source: 0001415889-24-003420 · form4-02122024_110218.xml · derivative · entry 6

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,448

Underlying: Common Stock · 631 shares

Expires 2032-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F7 · derivative.exercise_date: Represents a portion of an option to purchase shares of common stock previously granted by the Issuer on March 24, 2022, the vesting of which was subject to the Issuer's achievement of certain pre-determined operational targets over a multi-year performance period.

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February 09, 2024 Filed Feb 12, 2024 23:41 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 631 $96.70 $61,017.70
Disclosure

SEC source: 0001415889-24-003420 · form4-02122024_110218.xml · nonDerivative · entry 4

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $96.57 to $97.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 23:41 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 631 $55.18 $34,818.58
Disclosure

SEC source: 0001415889-24-003420 · form4-02122024_110218.xml · nonDerivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 23:33 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 181 $96.06 $17,386.86
Disclosure

SEC source: 0001415889-24-003218 · form4-02092024_110207.xml · nonDerivative · entry 3

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,035

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $96.01 to $96.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 23:33 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 369 $95.65 $35,294.85
Disclosure

SEC source: 0001415889-24-003218 · form4-02092024_110207.xml · nonDerivative · entry 2

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,216

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.96. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:41 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $39.10 $0.00
Disclosure

SEC source: 0001415889-24-003420 · form4-02122024_110218.xml · derivative · entry 5

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,466

Underlying: Common Stock · 5,000 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F6 · derivative.exercise_date: This option was granted on March 12, 2020 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:41 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 5,000 $96.07 $480,350.00
Disclosure

SEC source: 0001415889-24-003420 · form4-02122024_110218.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $96.01 to $96.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:41 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 5,000 $39.10 $195,500.00
Disclosure

SEC source: 0001415889-24-003420 · form4-02122024_110218.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 23:33 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 33 $95.00 $3,135.00
Disclosure

SEC source: 0001415889-24-003218 · form4-02092024_110207.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,585

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F2 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:35 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 9,476 $0.00 Strike: $39.10 $0.00
Disclosure

SEC source: 0001415889-24-002083 · form4-01312024_100118.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,466

Underlying: Common Stock · 9,476 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5 · derivative.exercise_date: This option was granted on March 12, 2020 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:35 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 9,476 $94.12 $891,881.12
Disclosure

SEC source: 0001415889-24-002083 · form4-01312024_100118.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $94.01 to $94.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:35 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 9,476 $39.10 $370,511.60
Disclosure

SEC source: 0001415889-24-002083 · form4-01312024_100118.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 23:04 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 524 $0.00 Strike: $39.10 $0.00
Disclosure

SEC source: 0001415889-24-001779 · form4-01242024_110137.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,942

Underlying: Common Stock · 524 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F4 · derivative.exercise_date: This option was granted on March 12, 2020 and has a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vests in equal monthly installments for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 23:04 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 524 $94.01 $49,261.24
Disclosure

SEC source: 0001415889-24-001779 · form4-01242024_110137.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 23:04 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionCommon Stock 524 $39.10 $20,488.40
Disclosure

SEC source: 0001415889-24-001779 · form4-01242024_110137.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 22:30 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 100 $91.11 $9,111.00
Disclosure

SEC source: 0001415889-24-001640 · form4-01222024_050101.xml · nonDerivative · entry 2

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,618

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $91.02 to $91.28. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 18, 2024 Filed Jan 22, 2024 22:30 UTC
Thurman Alex R.SVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 483 $90.42 $43,672.86
Disclosure

SEC source: 0001415889-24-001640 · form4-01222024_050101.xml · nonDerivative · entry 1

Thurman Alex R. · CIK 0001920061 · SVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,718

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 27,644 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 22:30 UTC
Gilliam Joseph EPRESIDENT & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,890 $0.00 Strike: $30.92 $0.00
Disclosure

SEC source: 0001415889-24-001532 · form4-01182024_050101.xml · derivative · entry 3

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,437

Underlying: Common Stock · 4,890 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F5 · derivative.exercise_date: This option was granted on March 14, 2018 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 22:30 UTC
Gilliam Joseph EPRESIDENT & COO
SaleCommon Stock 4,890 $89.17 $436,041.30
Disclosure

SEC source: 0001415889-24-001532 · form4-01182024_050101.xml · nonDerivative · entry 2

Gilliam Joseph E · CIK 0001705850 · PRESIDENT & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,802

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $89.01 to $89.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes 81,885 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.