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GIC

GLOBAL INDUSTRIAL Co

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2296
SEC CIK
0000945114
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 2026114
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202616
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
SaleCommon Stock 5,004 $39.07 $195,506.28
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 7

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Disposition to issuerCommon Stock 7,660 $38.96 $298,433.60
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 6

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Tax withholdingCommon Stock 16,140 $38.96 $628,814.40
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 5

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionCommon Stock 8,375 $14.04 $117,585.00
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionCommon Stock 6,325 $12.69 $80,264.25
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionCommon Stock 6,600 $18.73 $123,618.00
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionCommon Stock 2,500 $8.31 $20,775.00
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:02 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 50,000 $0.00 Strike: $13.19 $0.00
Disclosure

SEC source: 0001628280-18-010726 · wf-form4_153367931445789.xml · derivative · entry 4

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2019-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 50,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 33,124 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 16,876 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is May 18, 2009.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:02 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Disposition to issuerCommon Stock 16,876 $38.96 $657,488.96
Disclosure

SEC source: 0001628280-18-010726 · wf-form4_153367931445789.xml · nonDerivative · entry 3

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,162

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 50,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 33,124 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 16,876 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 174,162, which includes 16,666 unvested Restricted Stock Units that were granted on February 1, 2016, 40,000 unvested Restricted Stock Units that were granted on November 14, 2011, 35,000 unvested Restricted Stock Units that were granted on August 25, 2010 and 82,496 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:02 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Tax withholdingCommon Stock 33,124 $38.96 $1,290,511.04
Disclosure

SEC source: 0001628280-18-010726 · wf-form4_153367931445789.xml · nonDerivative · entry 2

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,162

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 50,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 33,124 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 16,876 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 174,162, which includes 16,666 unvested Restricted Stock Units that were granted on February 1, 2016, 40,000 unvested Restricted Stock Units that were granted on November 14, 2011, 35,000 unvested Restricted Stock Units that were granted on August 25, 2010 and 82,496 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:02 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $13.19 $659,500.00
Disclosure

SEC source: 0001628280-18-010726 · wf-form4_153367931445789.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 50,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 33,124 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 16,876 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 174,162, which includes 16,666 unvested Restricted Stock Units that were granted on February 1, 2016, 40,000 unvested Restricted Stock Units that were granted on November 14, 2011, 35,000 unvested Restricted Stock Units that were granted on August 25, 2010 and 82,496 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:43 UTC
Clark Thomas EugeneVice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $18.73 $0.00
Disclosure

SEC source: 0001689126-18-000003 · wf-form4_153367819837280.xml · derivative · entry 6

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 10,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 7,214 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 2,786 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:43 UTC
Clark Thomas EugeneVice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $16.63 $0.00
Disclosure

SEC source: 0001689126-18-000003 · wf-form4_153367819837280.xml · derivative · entry 5

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 10,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 7,214 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 2,786 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 9, 2010.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:43 UTC
Clark Thomas EugeneVice President & CFO
Disposition to issuerCommon Stock 2,786 $38.96 $108,542.56
Disclosure

SEC source: 0001689126-18-000003 · wf-form4_153367819837280.xml · nonDerivative · entry 4

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 10,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 7,214 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 2,786 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,534, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,201 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:43 UTC
Clark Thomas EugeneVice President & CFO
Tax withholdingCommon Stock 7,214 $38.96 $281,057.44
Disclosure

SEC source: 0001689126-18-000003 · wf-form4_153367819837280.xml · nonDerivative · entry 3

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 10,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 7,214 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 2,786 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,534, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,201 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:43 UTC
Clark Thomas EugeneVice President & CFO
Exercise / conversionCommon Stock 5,000 $18.73 $93,650.00
Disclosure

SEC source: 0001689126-18-000003 · wf-form4_153367819837280.xml · nonDerivative · entry 2

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 10,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 7,214 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 2,786 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,534, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,201 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:43 UTC
Clark Thomas EugeneVice President & CFO
Exercise / conversionCommon Stock 5,000 $16.63 $83,150.00
Disclosure

SEC source: 0001689126-18-000003 · wf-form4_153367819837280.xml · nonDerivative · entry 1

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 10,000 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 7,214 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 2,786 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,534, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,201 shares of common stock.

Read SEC document
July 13, 2018 Filed Jan 25, 2019 21:58 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001243729-19-000004 · wf-form5_154845351722361.xml · nonDerivative · entry 1

ROSENTHAL ROBERT · CIK 0001243729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,660

F1 · price: Bona fide gift of securities by the reporting person to the Jodi and Robert Rosenthal Family Foundation.

F2 · balance_after: The amount of non-derivative securities beneficially owned at the end of Issuer's fiscal year is 70,660, which includes the June 5, 2017 grant of 2,470 Restricted Stock Units, the June 4, 2018 grant of 1,259 Restricted Stock Units and 66,931 shares of common stock.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:39 UTC GrantCommon Stock 1,259 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007655 · wf-form4_152831750905021.xml · nonDerivative · entry 1

ROSENTHAL ROBERT · CIK 0001243729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,660

F1 · date: On June 4, 2018 (the date of the Company's 2018 annual meeting of stockholders), the reporting person received 1,259 shares of restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan. The number of restricted stock units was determined by dividing $40,000 by the closing price per share during the 20 trading days preceding the date of such meeting (rounded up to the nearest whole number of shares). Such shares are generally subject to forfeiture if the holder is not a director of the Company on the second anniversary of grant, and can not be sold while so restricted; such restrictions lapse if the holder dies or becomes disabled or there is a change of control, as defined in the grant agreement.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:37 UTC
Litwin BarryDirector
GrantCommon Stock 1,259 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007654 · wf-form4_152831743736771.xml · nonDerivative · entry 1

Litwin Barry · CIK 0001713754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367

F1 · date: On June 4, 2018 (the date of the Company's 2018 annual meeting of stockholders), the reporting person received 1,259 shares of restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan. The number of restricted stock units was determined by dividing $40,000 by the closing price per share during the 20 trading days preceding the date of such meeting (rounded up to the nearest whole number of shares). Such shares are generally subject to forfeiture if the holder is not a director of the Company on the second anniversary of grant, and can not be sold while so restricted; such restrictions lapse if the holder dies or becomes disabled or there is a change of control, as defined in the grant agreement.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:36 UTC GrantCommon Stock 1,259 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007653 · wf-form4_152831737456290.xml · nonDerivative · entry 1

LINDBLOOM CHAD · CIK 0001241107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

F1 · date: On June 4, 2018 (the date of the Company's 2018 annual meeting of stockholders), the reporting person received 1,259 shares of restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan. The number of restricted stock units was determined by dividing $40,000 by the closing price per share during the 20 trading days preceding the date of such meeting (rounded up to the nearest whole number of shares). Such shares are generally subject to forfeiture if the holder is not a director of the Company on the second anniversary of grant, and can not be sold while so restricted; such restrictions lapse if the holder dies or becomes disabled or there is a change of control, as defined in the grant agreement.

Read SEC document
May 15, 2018 Filed Jan 22, 2019 13:52 UTC Tax withholdingCommon Stock 8,570 $30.46 $261,042.20
Disclosure

SEC source: 0001216763-19-000004 · wf-form5_154816513286442.xml · nonDerivative · entry 2

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F1 · shares: Shares surrendered to the Issuer for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 165,011 shares of common stock.

Read SEC document
April 02, 2018 Filed Jan 22, 2019 21:33 UTC
Kipe DavidSVP & Chief Operations Officer
Tax withholdingCommon Stock 621 $27.90 $17,325.90
Disclosure

SEC source: 0001718653-19-000003 · wf-form5_154819279563582.xml · nonDerivative · entry 1

Kipe David · CIK 0001718653 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,974

F1 · shares: Shares surrendered for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 5,974, which includes 5,117 unvested Restricted Stock Units that were granted on October 2, 2018 and 857 shares of common stock.

Read SEC document
March 01, 2018 Filed Jan 22, 2019 13:46 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Tax withholdingCommon Stock 1,699 $28.43 $48,302.57
Disclosure

SEC source: 0001243716-19-000003 · wf-form5_154816479848843.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,380

F1 · shares: Shares surrendered to the Issuer for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.

Read SEC document
February 01, 2018 Filed Jan 22, 2019 13:52 UTC Tax withholdingCommon Stock 8,162 $30.48 $248,777.76
Disclosure

SEC source: 0001216763-19-000004 · wf-form5_154816513286442.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F1 · shares: Shares surrendered to the Issuer for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 165,011 shares of common stock.

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February 01, 2018 Filed Jan 22, 2019 13:37 UTC
Lerner EricSenior VP & General Counsel
OtherCommon Stock 2,916 $30.48 $88,879.68
Disclosure

SEC source: 0001549062-19-000004 · wf-form5_154816423451923.xml · nonDerivative · entry 1

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

F1 · shares: Shares surrendered for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

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January 08, 2018 Filed Jan 10, 2018 01:36 UTC
AXMACHER THOMASVP & Controller
Tax withholdingCommon Stock 568 $31.52 $17,903.36
Disclosure

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F2 · kind: Such shares were surrendered to the Company to satisfy withholding tax obligations.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

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January 08, 2018 Filed Jan 10, 2018 01:36 UTC
AXMACHER THOMASVP & Controller
Tax withholdingCommon Stock 928 $31.52 $29,250.56
Disclosure

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 2

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F2 · kind: Such shares were surrendered to the Company to satisfy withholding tax obligations.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

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January 08, 2018 Filed Jan 10, 2018 01:34 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Tax withholdingCommon Stock 11,933 $31.52 $376,128.16
Disclosure

SEC source: 0001628280-18-000271 · wf-form4_151554797403281.xml · nonDerivative · entry 2

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,894

F2 · kind: Such shares were surrendered to the Company to satisfy withholding tax obligations.

F1 · balance_after: The amount of securities beneficially owned following all transactions reported on Table I is 190,894 shares of common stock and includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (40,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 65,061 shares of common stock.

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January 05, 2018 Filed Jan 10, 2018 01:36 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 1,825 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · derivative · entry 6

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,825 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

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January 05, 2018 Filed Jan 10, 2018 01:36 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 3,675 $0.00 Strike: $12.69 $0.00
Disclosure

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · derivative · entry 5

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,325

Underlying: Common Stock · 3,675 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.

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January 05, 2018 Filed Jan 10, 2018 01:36 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionCommon Stock 1,825 $8.31 $15,165.75
Disclosure

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

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January 05, 2018 Filed Jan 10, 2018 01:36 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionCommon Stock 3,675 $12.69 $46,635.75
Disclosure

SEC source: 0001628280-18-000272 · wf-form4_151554819729328.xml · nonDerivative · entry 1

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of common stock owned following all transactions reported on Table I is 5,004.

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January 05, 2018 Filed Jan 10, 2018 01:34 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 50,000 $0.00 Strike: $11.51 $0.00
Disclosure

SEC source: 0001628280-18-000271 · wf-form4_151554797403281.xml · derivative · entry 3

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 13, 2008.

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January 05, 2018 Filed Jan 10, 2018 01:34 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $11.51 $575,500.00
Disclosure

SEC source: 0001628280-18-000271 · wf-form4_151554797403281.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of securities beneficially owned following all transactions reported on Table I is 190,894 shares of common stock and includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (40,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 65,061 shares of common stock.

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December 05, 2017 Filed Dec 7, 2017 22:03 UTC GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-012204 · wf-form4_151268416855180.xml · nonDerivative · entry 1

LINDBLOOM CHAD · CIK 0001241107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680

F1 · date: On December 5, 2017 (the date the reporting person was appointed as a director of Systemax Inc.), the reporting person received 680 shares of restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan. The number of restricted stock units was determined by dividing $20,000 by the average closing price per share during the 20 trading days preceding the date of such appointment (rounded up to the nearest whole number of shares). Such shares are generally subject to forfeiture if the holder is not a director of the Company on June 5, 2019, and can not be sold while so restricted; such restrictions lapse if the holder dies or becomes disabled or there is a change of control, as defined in the grant agreement.

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November 14, 2017 Filed Feb 14, 2018 00:08 UTC
REINHOLD LAWRENCE PDirector · President & CEO
Tax withholdingCommon Stock 5,157 $27.59 $142,281.63
Disclosure

SEC source: 0001628280-18-001605 · wf-form5_151856686535224.xml · nonDerivative · entry 3

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,827

F1 · shares: Shares surrendered to the Issuer for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned at the end of Issuer's fiscal year is, which includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (40,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 26,994 shares of common stock.

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October 02, 2017 Filed Oct 4, 2017 21:15 UTC
Kipe DavidSVP & Chief Operations Officer
GrantCommon Stock 3,688 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037656 · doc1.xml · nonDerivative · entry 1

Kipe David · CIK 0001718653 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

F1 · date: On October 2, 2017, the reporting person was granted 3,688 restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan, which vest in two installments: 1,844 shares on October 2, 2017 and 1,844 shares on April 2, 2018.

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October 02, 2017 Filed Feb 14, 2018 00:08 UTC
Kipe DavidSVP & Chief Operations Officer
Tax withholdingCommon Stock 780 $27.12 $21,153.60
Disclosure

SEC source: 0001628280-18-001606 · wf-form5_151856688307238.xml · nonDerivative · entry 1

Kipe David · CIK 0001718653 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,908

F1 · shares: Shares surrendered to the Issuer for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned at the end of Issuer's fiscal year is 2,908, which includes the October 2, 2017 grant of 3,688 Restricted Stock Units (1,844 remain unvested) and 1,064 shares of common stock.

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September 29, 2017 Filed Oct 2, 2017 21:36 UTC
REINHOLD LAWRENCE PDirector · President & CEO
SaleCommon Stock 4,800 $26.93 $129,264.00
Disclosure

SEC source: 0001140361-17-037160 · form4.xml · nonDerivative · entry 4

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,984

F7 · price: This transaction was executed in multiple trades at prices ranging from $26.53 to $27.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F8 · balance_after: The amount of securities beneficially owned following the second reported transaction on Table I includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (50,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 22,151 shares of common stock.

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September 29, 2017 Filed Oct 2, 2017 21:36 UTC
REINHOLD LAWRENCE PDirector · President & CEO
SaleCommon Stock 41,673 $26.02 $1,084,331.46
Disclosure

SEC source: 0001140361-17-037160 · form4.xml · nonDerivative · entry 3

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,784

F5 · price: This transaction was executed in multiple trades at prices ranging from $25.51 to $26.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · balance_after: The amount of securities beneficially owned following the first reported transaction on Table I includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (50,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 26,951 shares of common stock.

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September 28, 2017 Filed Oct 2, 2017 21:36 UTC
REINHOLD LAWRENCE PDirector · President & CEO
SaleCommon Stock 33,157 $27.73 $919,443.61
Disclosure

SEC source: 0001140361-17-037160 · form4.xml · nonDerivative · entry 2

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,457

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.09 to $28.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

F4 · balance_after: The amount of securities beneficially owned following the second reported transaction on Table I includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (50,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 68,624 shares of common stock.

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September 28, 2017 Filed Oct 2, 2017 21:36 UTC
REINHOLD LAWRENCE PDirector · President & CEO
SaleCommon Stock 573 $27.04 $15,493.92
Disclosure

SEC source: 0001140361-17-037160 · form4.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,614

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.00 to $27.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The amount of securities beneficially owned following the first reported transaction on Table I includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (50,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 101,781 shares of common stock.

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September 28, 2017 Filed Feb 14, 2018 00:08 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-001607 · wf-form5_151856689999881.xml · nonDerivative · entry 1

ROSENTHAL ROBERT · CIK 0001243729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,525

F1 · price: Bona fide gift of securities by the reporting person to the Jodi and Robert Rosenthal Family Foundation.

F2 · balance_after: The amount of non-derivative securities beneficially owned at the end of Issuer's fiscal year is 73,525, which includes the June 6, 2016 grant of 4,400 Restricted Stock Units, the June 5, 2017 grant of 2,470 Restricted Stock Units and 67,655 shares of common stock.

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September 15, 2017 Filed Sep 19, 2017 21:08 UTC
REINHOLD LAWRENCE PDirector · President & CEO
SaleCommon Stock 3,469 $25.91 $89,881.79
Disclosure

SEC source: 0001140361-17-035926 · doc1.xml · nonDerivative · entry 2

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,187

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.44 to $26.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The amount of securities beneficially owned following the second reported transaction on Table I includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (50,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 102,354 shares of common stock.

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September 15, 2017 Filed Sep 19, 2017 21:08 UTC
REINHOLD LAWRENCE PDirector · President & CEO
SaleCommon Stock 44,411 $25.00 $1,110,275.00
Disclosure

SEC source: 0001140361-17-035926 · doc1.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,656

F1 · balance_after: The amount of securities beneficially owned following the first reported transaction on Table I includes the February 1, 2016 grant of 50,000 Restricted Stock Units (33,333 remain unvested), the November 14, 2011 grant of 100,000 Restricted Stock Units (50,000 remain unvested), the August 25, 2010 grant of 175,000 Restricted Stock Units (52,500 remain unvested) and 105,823 shares of common stock.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 16:47 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 675 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001140361-17-033933 · doc1.xml · derivative · entry 6

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

Underlying: Common Stock · 675 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Cashless exercise of 675 options and immediate sale of 675 shares of common stock through broker of an award granted on February 1, 2016.

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

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August 29, 2017 Filed Aug 31, 2017 16:47 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 2,211 $0.00 Strike: $12.69 $0.00
Disclosure

SEC source: 0001140361-17-033933 · doc1.xml · derivative · entry 5

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,211 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 2,211 options and immediate sale of 2,211 shares of common stock through broker of an award granted on March 18, 2011.

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.

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August 29, 2017 Filed Aug 31, 2017 16:47 UTC
AXMACHER THOMASVP & Controller
SaleCommon Stock 675 $24.54 $16,564.50
Disclosure

SEC source: 0001140361-17-033933 · doc1.xml · nonDerivative · entry 4

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · kind: Cashless exercise of 675 options and immediate sale of 675 shares of common stock through broker of an award granted on February 1, 2016.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 16:47 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionCommon Stock 675 $8.31 $5,609.25
Disclosure

SEC source: 0001140361-17-033933 · doc1.xml · nonDerivative · entry 3

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Cashless exercise of 675 options and immediate sale of 675 shares of common stock through broker of an award granted on February 1, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.