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GLOBAL INDUSTRIAL Co

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2296
SEC CIK
0000945114
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 2026114
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202616
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2019 Filed Jan 22, 2019 13:28 UTC
Shetty ManojSenior VP & Chief Info Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 3

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-02-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F3 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on February 1, 2016 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 13:28 UTC
Shetty ManojSenior VP & Chief Info Officer
GrantEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 2

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2022-03-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 13:28 UTC
Shetty ManojSenior VP & Chief Info Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $18.73 $0.00
Disclosure

SEC source: 0001615469-19-000002 · wf-form4_154816371812822.xml · derivative · entry 1

Shetty Manoj · CIK 0001615469 · Senior VP & Chief Info Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2022-03-01

F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on January 17, 2019 and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the Option Repricing, the exercise price of the Employee Stock Option (right to buy) has been amended to reduce such exercise price by $2.30. There have been no other changes to the terms of the Employee Stock Option (right to buy). The Option Repricing was related to a special dividend declared in December 2018.

F2 · derivative.exercise_date: The Employee Stock Option (right to buy) granted on March 1, 2012 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 21:22 UTC
Litwin BarryDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $23.14 $0.00
Disclosure

SEC source: 0001713754-19-000003 · wf-form4_154698253311937.xml · derivative · entry 2

Litwin Barry · CIK 0001713754 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-01-07

F2 · derivative.exercise_date: On January 7, 2019, the reporting person was granted 100,000 stock options pursuant to the Company's 2010 Long Term Incentive Plan, which vest as follows: 20% of the stock options will vest on the first anniversary of the grant date, 20% will vest on the 2nd anniversary and 10% will vest on each subsequent anniversary of the grant date.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 21:22 UTC
Litwin BarryDirector · Chief Executive Officer
GrantCommon Stock 30,251 $0.00 $0.00
Disclosure

SEC source: 0001713754-19-000003 · wf-form4_154698253311937.xml · nonDerivative · entry 1

Litwin Barry · CIK 0001713754 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,618

F1 · date: On January 7, 2019, the reporting person was granted 30,251 restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan, which vest in five installments: 6,051 units on January 7, 2020; 6,050 units on January 7, 2021; 6,050 units on January 7, 2022; 6,050 units on January 7, 2023; and 6,050 units on January 7, 2024.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:18 UTC GrantCommon Stock 849 $0.00 $0.00
Disclosure

SEC source: 0001764067-19-000006 · wf-form4_154707589321911.xml · nonDerivative · entry 1

Pearlman Paul S · CIK 0001764067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

F1 · date: (1)On January 7, 2019 (the date the Reporting Person became a director of the Issuer), the Reporting Person received 849 shares of restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan (such grant reflecting the usual annual $40,000 grant being pro-rated). The number of restricted stock units was determined by dividing $20,000 by the average closing price per share during the 20 trading days preceding the date of such appointment (rounded up to the nearest whole number of shares). Such shares are generally subject to forfeiture if the holder is not a director of the Company on June 4, 2020, and can not be sold while so restricted; such restrictions lapse if the holder dies or becomes disabled or there is a change of control, as defined in the grant agreement.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC Disposition to issuerEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · derivative · entry 8

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-02-01

F7 · kind: On January 7, 2019, the Reporting Person entered into a two year consulting agreement with the Issuer, pursuant to which certain option awards previously granted to the Reporting Person (when he was Chief Executive Officer of the Issuer) will continue to vest, terminate or remain exercisable in accordance with their terms during the ongoing consultancy period. Pursuant to the consulting agreement, the employee stock option (right to buy) granted on February 1, 2016 consisting of 50,000 shares shall be treated as follows: (1) the 25,000 unvested options were terminated and (ii) the 25,000 vested options shall remain exercisable in accordance with their terms during the ongoing consultancy period.

F8 · derivative.exercise_date: The options granted on February 1, 2016 had a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date. The 25,000 options that will be beneficially owned following the reported transaction in Table II vested as follows: (i) 12,500 vested on February 1, 2017 and (ii) 12,500 vested on February 1, 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC GrantCommon Stock 849 $0.00 $0.00
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · nonDerivative · entry 7

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F6 · date: On January 7, 2019 (the date the Reporting Person became a non-employee director of the Issuer), the Reporting Person received 849 shares of restricted stock units pursuant to the Issuer's 2010 Long Term Incentive Plan (such grant reflecting the usual annual $40,000 grant being pro-rated). The number of restricted stock units was determined by dividing $20,000 by the average closing price per share during the 20 trading days preceding the date of such appointment (rounded up to the nearest whole number of shares). Such shares are generally subject to forfeiture if the holder is not a director of the Issuer on June 4, 2020, and can not be sold while so restricted; such restrictions lapse if the holder dies or becomes disabled or there is a change of control, as defined in the grant agreement.

F5 · shares: Shares surrendered to the Issuer for payment of tax liability incident to the accelerated vesting of 16,666 restricted stock units.

F2 · balance_after: The amount of securities beneficially owned following all reported transactions in Table I is 165,011 shares of common stock.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC Tax withholdingCommon Stock 4,337 $23.10 $100,184.70
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · nonDerivative · entry 6

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F5 · shares: Shares surrendered to the Issuer for payment of tax liability incident to the accelerated vesting of 16,666 restricted stock units.

F2 · balance_after: The amount of securities beneficially owned following all reported transactions in Table I is 165,011 shares of common stock.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC OtherCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · nonDerivative · entry 5

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F1 · kind: The Reporting Person entered into a separation agreement with the Issuer pursuant to which upon his separation as Chief Executive Officer of the Issuer on January 7, 2019, all of his unvested restricted stock units accelerated and vested on the separation date as follows: (i) 35,000 unvested restricted stock units accelerated and vested from the August 25, 2010 grant, (ii) 30,000 unvested restricted stock units accelerated and vested from the November 14, 2011 grant, and (iii) 16,666 unvested restricted stock units accelerated and vested from the February 1, 2016 grant.

F1 · shares: The Reporting Person entered into a separation agreement with the Issuer pursuant to which upon his separation as Chief Executive Officer of the Issuer on January 7, 2019, all of his unvested restricted stock units accelerated and vested on the separation date as follows: (i) 35,000 unvested restricted stock units accelerated and vested from the August 25, 2010 grant, (ii) 30,000 unvested restricted stock units accelerated and vested from the November 14, 2011 grant, and (iii) 16,666 unvested restricted stock units accelerated and vested from the February 1, 2016 grant.

F2 · balance_after: The amount of securities beneficially owned following all reported transactions in Table I is 165,011 shares of common stock.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC Tax withholdingCommon Stock 11,805 $23.10 $272,695.50
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · nonDerivative · entry 4

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F4 · shares: Shares surrendered to the Issuer for payment of tax liability incident to the accelerated vesting of 30,000 restricted stock units.

F2 · balance_after: The amount of securities beneficially owned following all reported transactions in Table I is 165,011 shares of common stock.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC OtherCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · nonDerivative · entry 3

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F1 · kind: The Reporting Person entered into a separation agreement with the Issuer pursuant to which upon his separation as Chief Executive Officer of the Issuer on January 7, 2019, all of his unvested restricted stock units accelerated and vested on the separation date as follows: (i) 35,000 unvested restricted stock units accelerated and vested from the August 25, 2010 grant, (ii) 30,000 unvested restricted stock units accelerated and vested from the November 14, 2011 grant, and (iii) 16,666 unvested restricted stock units accelerated and vested from the February 1, 2016 grant.

F1 · shares: The Reporting Person entered into a separation agreement with the Issuer pursuant to which upon his separation as Chief Executive Officer of the Issuer on January 7, 2019, all of his unvested restricted stock units accelerated and vested on the separation date as follows: (i) 35,000 unvested restricted stock units accelerated and vested from the August 25, 2010 grant, (ii) 30,000 unvested restricted stock units accelerated and vested from the November 14, 2011 grant, and (iii) 16,666 unvested restricted stock units accelerated and vested from the February 1, 2016 grant.

F2 · balance_after: The amount of securities beneficially owned following all reported transactions in Table I is 165,011 shares of common stock.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC Tax withholdingCommon Stock 9,779 $23.10 $225,894.90
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · nonDerivative · entry 2

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F3 · shares: Shares surrendered to the Issuer for payment of tax liability incident to the accelerated vesting of 35,000 restricted stock units.

F2 · balance_after: The amount of securities beneficially owned following all reported transactions in Table I is 165,011 shares of common stock.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:24 UTC OtherCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001216763-19-000003 · wf-form4_154707628005241.xml · nonDerivative · entry 1

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F1 · kind: The Reporting Person entered into a separation agreement with the Issuer pursuant to which upon his separation as Chief Executive Officer of the Issuer on January 7, 2019, all of his unvested restricted stock units accelerated and vested on the separation date as follows: (i) 35,000 unvested restricted stock units accelerated and vested from the August 25, 2010 grant, (ii) 30,000 unvested restricted stock units accelerated and vested from the November 14, 2011 grant, and (iii) 16,666 unvested restricted stock units accelerated and vested from the February 1, 2016 grant.

F1 · shares: The Reporting Person entered into a separation agreement with the Issuer pursuant to which upon his separation as Chief Executive Officer of the Issuer on January 7, 2019, all of his unvested restricted stock units accelerated and vested on the separation date as follows: (i) 35,000 unvested restricted stock units accelerated and vested from the August 25, 2010 grant, (ii) 30,000 unvested restricted stock units accelerated and vested from the November 14, 2011 grant, and (iii) 16,666 unvested restricted stock units accelerated and vested from the February 1, 2016 grant.

F2 · balance_after: The amount of securities beneficially owned following all reported transactions in Table I is 165,011 shares of common stock.

Read SEC document
December 31, 2018 Filed Jan 22, 2019 13:50 UTC
Clark Thomas EugeneVice President & CFO
Tax withholdingCommon Stock 2,943 $30.48 $89,702.64
Disclosure

SEC source: 0001689126-19-000002 · wf-form5_154816500928540.xml · nonDerivative · entry 1

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

F1 · shares: Shares surrendered for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 18,534, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,201 shares of common stock.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 21:20 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,652 $0.00 Strike: $18.73 $0.00
Disclosure

SEC source: 0001243716-18-000004 · wf-form4_154508161969952.xml · derivative · entry 6

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,348

Underlying: Common Stock · 4,652 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Cashless exercise of 4,652 options and immediate sale of 4,652 shares of common stock through broker of an award granted on March 1, 2012.

F5 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012

Read SEC document
December 14, 2018 Filed Dec 17, 2018 21:20 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
SaleCommon Stock 4,652 $30.33 $141,095.16
Disclosure

SEC source: 0001243716-18-000004 · wf-form4_154508161969952.xml · nonDerivative · entry 4

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,380

F3 · kind: Cashless exercise of 4,652 options and immediate sale of 4,652 shares of common stock through broker of an award granted on March 1, 2012.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.30 to $30.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 21:20 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionCommon Stock 4,652 $18.73 $87,131.96
Disclosure

SEC source: 0001243716-18-000004 · wf-form4_154508161969952.xml · nonDerivative · entry 3

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Cashless exercise of 4,652 options and immediate sale of 4,652 shares of common stock through broker of an award granted on March 1, 2012.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:20 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $18.73 $0.00
Disclosure

SEC source: 0001243716-18-000004 · wf-form4_154508161969952.xml · derivative · entry 5

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 25,000 options and immediate sale of 25,000 shares of common stock through broker of an award granted on March 1, 2012.

F5 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:20 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
SaleCommon Stock 25,000 $31.00 $775,000.00
Disclosure

SEC source: 0001243716-18-000004 · wf-form4_154508161969952.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,380

F1 · kind: Cashless exercise of 25,000 options and immediate sale of 25,000 shares of common stock through broker of an award granted on March 1, 2012.

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:20 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionCommon Stock 25,000 $18.73 $468,250.00
Disclosure

SEC source: 0001243716-18-000004 · wf-form4_154508161969952.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 25,000 options and immediate sale of 25,000 shares of common stock through broker of an award granted on March 1, 2012.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:19 UTC
Clark Thomas EugeneVice President & CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001689126-18-000009 · wf-form4_154508153874080.xml · derivative · entry 3

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 15,000 shares

Expires 2026-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 15,000 options and immediate sale of 15,000 shares of common stock through broker of an award granted on November 10, 2016.

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is November 10, 2016.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:19 UTC
Clark Thomas EugeneVice President & CFO
SaleCommon Stock 15,000 $31.02 $465,300.00
Disclosure

SEC source: 0001689126-18-000009 · wf-form4_154508153874080.xml · nonDerivative · entry 2

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,534

F1 · kind: Cashless exercise of 15,000 options and immediate sale of 15,000 shares of common stock through broker of an award granted on November 10, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $31.00 to $31.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,534, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,201 shares of common stock.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 21:19 UTC
Clark Thomas EugeneVice President & CFO
Exercise / conversionCommon Stock 15,000 $8.32 $124,800.00
Disclosure

SEC source: 0001689126-18-000009 · wf-form4_154508153874080.xml · nonDerivative · entry 1

Clark Thomas Eugene · CIK 0001689126 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Cashless exercise of 15,000 options and immediate sale of 15,000 shares of common stock through broker of an award granted on November 10, 2016.

Read SEC document
November 14, 2018 Filed Jan 22, 2019 13:52 UTC Tax withholdingCommon Stock 4,897 $27.96 $136,920.12
Disclosure

SEC source: 0001216763-19-000004 · wf-form5_154816513286442.xml · nonDerivative · entry 3

REINHOLD LAWRENCE P · CIK 0001216763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,011

F1 · shares: Shares surrendered to the Issuer for payment of tax liability incident to vesting of prior restricted stock award.

F2 · balance_after: The amount of non-derivative securities beneficially owned as of the date of the filing of this Form 5 is 165,011 shares of common stock.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 21:27 UTC
Kipe DavidSVP & Chief Operations Officer
GrantEmployee Stock Option (right to buy) · Derivative 17,550 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001718653-18-000004 · wf-form4_153868841961228.xml · derivative · entry 2

Kipe David · CIK 0001718653 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,550

Underlying: Common Stock · 17,550 shares

Expires 2028-10-02

F2 · derivative.exercise_date: On October 2, 2018, the reporting person was granted 17,550 stock options pursuant to the Company's 2010 Long Term Incentive Plan, which vest over three years in equal installments of 5,850, starting on February 1, 2020 based on the achievement of a minimum adjusted operating income as determined in a manner consistent with the methods used in the Issuer's regular reports on Form 10K and Form 10Q.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 21:27 UTC
Kipe DavidSVP & Chief Operations Officer
GrantCommon Stock 5,117 $0.00 $0.00
Disclosure

SEC source: 0001718653-18-000004 · wf-form4_153868841961228.xml · nonDerivative · entry 1

Kipe David · CIK 0001718653 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,974

F1 · date: On October 2, 2018, the reporting person was granted 5,117 restricted stock units pursuant to the Company's 2010 Long Term Incentive Plan, which vest in four installments: 1,280 shares on October 2, 2019, 1,279 shares on October 2, 2020, 1,279 shares on October 2, 2021 and 1,279 shares on October 2, 2022.

Read SEC document
August 22, 2018 Filed Aug 28, 2018 21:58 UTC
Kipe DavidSVP & Chief Operations Officer
SaleCommon Stock 1,430 $40.05 $57,271.50
Disclosure

SEC source: 0001718653-18-000002 · wf-form4_153549348994517.xml · nonDerivative · entry 1

Kipe David · CIK 0001718653 · SVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.01 to $40.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionCommon Stock · Derivative 25,000 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · derivative · entry 12

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F7 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is May 3, 2013.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionCommon Stock · Derivative 25,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · derivative · entry 11

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F6 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is May 3, 2012.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $16.61 $0.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · derivative · entry 10

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F5 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is May 2, 2014.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · derivative · entry 9

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,750 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · derivative · entry 8

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 18,750 shares

Expires 2025-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is May 2, 2015

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Disposition to issuerCommon Stock 33,850 $9.53 $322,590.50
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · nonDerivative · entry 7

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Tax withholdingCommon Stock 72,400 $9.53 $689,972.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · nonDerivative · entry 6

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionCommon Stock 25,000 $9.53 $238,250.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · nonDerivative · entry 5

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionCommon Stock 25,000 $14.55 $363,750.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · nonDerivative · entry 4

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionCommon Stock 25,000 $16.61 $415,250.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · nonDerivative · entry 3

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionCommon Stock 12,500 $8.31 $103,875.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · nonDerivative · entry 2

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:05 UTC
Lerner EricSenior VP & General Counsel
Exercise / conversionCommon Stock 18,750 $10.62 $199,125.00
Disclosure

SEC source: 0001628280-18-010730 · wf-form4_153367950308030.xml · nonDerivative · entry 1

Lerner Eric · CIK 0001549062 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 106,250 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 72,400 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 33,850 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 18,561, which includes 8,333 unvested Restricted Stock Units that were granted on February 1, 2016 and 10,228 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:03 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001628280-18-010728 · wf-form4_153367941447555.xml · derivative · entry 6

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 37,500 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 22,551 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 14,949 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:03 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001628280-18-010728 · wf-form4_153367941447555.xml · derivative · entry 5

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 37,500 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 22,551 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 14,949 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is December 14, 2016.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:03 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Disposition to issuerCommon Stock 14,949 $38.96 $582,413.04
Disclosure

SEC source: 0001628280-18-010728 · wf-form4_153367941447555.xml · nonDerivative · entry 4

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,380

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 37,500 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 22,551 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 14,949 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:03 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Tax withholdingCommon Stock 22,551 $38.96 $878,586.96
Disclosure

SEC source: 0001628280-18-010728 · wf-form4_153367941447555.xml · nonDerivative · entry 3

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,380

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 37,500 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 22,551 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 14,949 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:03 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionCommon Stock 25,000 $8.31 $207,750.00
Disclosure

SEC source: 0001628280-18-010728 · wf-form4_153367941447555.xml · nonDerivative · entry 2

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 37,500 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 22,551 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 14,949 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 22:03 UTC
DOOLEY ROBERTPresident, Industrial Prod GRP
Exercise / conversionCommon Stock 12,500 $8.95 $111,875.00
Disclosure

SEC source: 0001628280-18-010728 · wf-form4_153367941447555.xml · nonDerivative · entry 1

DOOLEY ROBERT · CIK 0001243716 · President, Industrial Prod GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 37,500 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 22,551 of such shares were surrendered to the Issuer to satisfy the exercise price of the stock option and to satisfy withholding tax obligations and 14,949 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · balance_after: The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 8,375 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 11

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,375 shares

Expires 2019-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F5 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 10, 2009.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 6,325 $0.00 Strike: $12.69 $0.00
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 10

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,325 shares

Expires 2021-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F4 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011.

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August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 6,600 $0.00 Strike: $18.73 $0.00
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 9

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F3 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012.

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August 03, 2018 Filed Aug 7, 2018 21:44 UTC
AXMACHER THOMASVP & Controller
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001140170-18-000002 · wf-form4_153367828392273.xml · derivative · entry 8

AXMACHER THOMAS · CIK 0001140170 · VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e).

F2 · derivative.exercise_date: The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.