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Nasdaq · USD

GH

Guardant Health, Inc.

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3238
SEC CIK
0001576280
Parsed reports
867

Last 12 months

Inside the activity.

1 purchase rows · 142 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025048
Jan 202606
Feb 202600
Mar 202606
Apr 202602
May 2026024
Jun 2026126
Jul 202601
Aug 2026017
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2020 Filed Apr 1, 2020 20:58 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 46,310 $69.04 $3,197,140.52
Disclosure

SEC source: 0001628280-20-004468 · wf-form4_158577467929960.xml · nonDerivative · entry 3

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408,971

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $68.54 to $69.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:58 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 16,900 $68.20 $1,152,618.87
Disclosure

SEC source: 0001628280-20-004468 · wf-form4_158577467929960.xml · nonDerivative · entry 2

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455,281

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $67.53 to $68.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:58 UTC
Eltoukhy HelmyDirector · Chief Executive Officer
SaleCOMMON STOCK 2,800 $67.00 $187,587.96
Disclosure

SEC source: 0001628280-20-004468 · wf-form4_158577467929960.xml · nonDerivative · entry 1

Eltoukhy Helmy · CIK 0001752968 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,472,181

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $66.53 to $67.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:07 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 538 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-004237 · wf-form4_158534322768196.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

Underlying: COMMON STOCK · 538 shares

Expires 2027-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:07 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 538 $70.00 $37,660.00
Disclosure

SEC source: 0001628280-20-004237 · wf-form4_158534322768196.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:07 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 538 $4.18 $2,248.84
Disclosure

SEC source: 0001628280-20-004237 · wf-form4_158534322768196.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 114 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · derivative · entry 14

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,288

Underlying: COMMON STOCK · 114 shares

Expires 2028-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on August 22, 2018.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 19 $66.59 $1,265.16
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 11

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,962

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $66.24 to $66.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 65 $65.57 $4,261.78
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 10

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,981

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $65.11 to $66.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 18 $64.27 $1,156.89
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 9

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,046

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $63.83 to $64.775, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 12 $61.55 $738.64
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 8

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,064

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $61.32 to $61.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionCOMMON STOCK 114 $8.80 $1,003.20
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 7

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 3,729 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · derivative · entry 13

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,402

Underlying: COMMON STOCK · 3,729 shares

Expires 2028-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on August 22, 2018.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 15,371 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · derivative · entry 12

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,371

Underlying: COMMON STOCK · 15,371 shares

Expires 2026-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the options on July 18, 2017, thereafter vests in equal monthly installments over 36 months.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 190 $64.00 $12,160.00
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 6

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,962

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 680 $62.45 $42,466.75
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 5

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,152

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $62.05 to $62.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 3,985 $61.36 $244,525.18
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 4

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,832

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $61.02 to $62.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
SaleCOMMON STOCK 14,245 $60.32 $859,281.19
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 3

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,817

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionCOMMON STOCK 3,729 $8.80 $32,815.20
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 2

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:13 UTC
BERTOCCI DEREK AChief Financial Officer
Exercise / conversionCOMMON STOCK 15,371 $3.63 $55,796.73
Disclosure

SEC source: 0001628280-20-004062 · wf-form4_158517079737920.xml · nonDerivative · entry 1

BERTOCCI DEREK A · CIK 0001206964 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 17:52 UTC
Kaul SamirDirector
SaleCOMMON STOCK 3,300 $82.95 $273,735.00
Disclosure

SEC source: 0001628280-20-003183 · wf-form4_158353515448686.xml · nonDerivative · entry 4

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 87,943

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.90 to $83.24,inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, uponrequest, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 17:52 UTC
Kaul SamirDirector
SaleCOMMON STOCK 16,800 $82.53 $1,386,504.00
Disclosure

SEC source: 0001628280-20-003183 · wf-form4_158353515448686.xml · nonDerivative · entry 3

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 91,243

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.90 to $82.89, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 17:52 UTC
Kaul SamirDirector
SaleCOMMON STOCK 4,900 $81.49 $399,301.00
Disclosure

SEC source: 0001628280-20-003183 · wf-form4_158353515448686.xml · nonDerivative · entry 2

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 108,043

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $80.88 to $81.86, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:03 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,690 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-002944 · wf-form4_158335939139828.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,899

Underlying: COMMON STOCK · 2,690 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on January 3, 2017.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:03 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 2,690 $78.33 $210,707.70
Disclosure

SEC source: 0001628280-20-002944 · wf-form4_158335939139828.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 22:03 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 2,690 $4.18 $11,244.20
Disclosure

SEC source: 0001628280-20-002944 · wf-form4_158335939139828.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 6, 2020 17:52 UTC
Kaul SamirDirector
GiftCOMMON STOCK 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003183 · wf-form4_158353515448686.xml · nonDerivative · entry 1

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 112,943

F1 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:05 UTC OtherCOMMON STOCK 331 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-002800 · wf-form4_158327310586082.xml · nonDerivative · entry 1

Nishar Dipchand · CIK 0001519500 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A family corporation

Disclosed balance after: 661

F1 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of a pro-rata distribution from Mr. Nishar's investment in an investment fund.

F2 · ownership.nature: These securities are held by a family corporation controlled by Mr. Nishar.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 17:08 UTC
Kaul SamirDirector
OtherCOMMON STOCK 72,483 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-002587 · wf-form4_158292766732552.xml · nonDerivative · entry 1

Kaul Samir · CIK 0001501915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 137,943

F1 · kind: On February 26, 2020, shares of Common Stock of the Issuer held by Khosla Ventures Associates IV, LLC were distributed to its underlying partners and members. As part of such distributions, Mr. Kaul received 72,483 shares of the Issuer's Common Stock.

F2 · ownership.nature: Consists of securities held of record by a trust for the benefit of Mr. Kaul and his family.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:05 UTC OtherCOMMON STOCK 165 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-002585 · wf-form4_158292749504304.xml · nonDerivative · entry 1

Nishar Dipchand · CIK 0001519500 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A family corporation

Disclosed balance after: 330

F1 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of a pro-rata distribution from Mr. Nishar's investment in an investment fund.

F2 · ownership.nature: These securities are held by a family corporation controlled by Mr. Nishar.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:32 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 538 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-002441 · wf-form4_158283915120954.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,760

Underlying: COMMON STOCK · 538 shares

Expires 2027-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:32 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 538 $80.00 $43,040.00
Disclosure

SEC source: 0001628280-20-002441 · wf-form4_158283915120954.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:32 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 538 $4.18 $2,248.84
Disclosure

SEC source: 0001628280-20-002441 · wf-form4_158283915120954.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 16:33 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,000 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001628280-20-001681 · wf-form4_158206158034781.xml · derivative · entry 3

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,833

Underlying: COMMON STOCK · 2,000 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on May 10, 2018.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 16:33 UTC SaleCOMMON STOCK 2,000 $82.02 $164,040.00
Disclosure

SEC source: 0001628280-20-001681 · wf-form4_158206158034781.xml · nonDerivative · entry 2

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $5.94 per share.

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February 13, 2020 Filed Feb 18, 2020 16:33 UTC Exercise / conversionCOMMON STOCK 2,000 $5.94 $11,880.00
Disclosure

SEC source: 0001628280-20-001681 · wf-form4_158206158034781.xml · nonDerivative · entry 1

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,690 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-001093 · wf-form4_158093749392704.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,589

Underlying: COMMON STOCK · 2,690 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on January 3, 2017.

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February 03, 2020 Filed Feb 5, 2020 21:18 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 2,690 $76.23 $205,058.70
Disclosure

SEC source: 0001628280-20-001093 · wf-form4_158093749392704.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $4.18 per share.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:18 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 2,690 $4.18 $11,244.20
Disclosure

SEC source: 0001628280-20-001093 · wf-form4_158093749392704.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:23 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 538 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-000708 · wf-form4_158033656517170.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,298

Underlying: COMMON STOCK · 538 shares

Expires 2027-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:23 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 538 $77.31 $41,592.78
Disclosure

SEC source: 0001628280-20-000708 · wf-form4_158033656517170.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $4.18 per share.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:23 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 538 $4.18 $2,248.84
Disclosure

SEC source: 0001628280-20-000708 · wf-form4_158033656517170.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 18:18 UTC Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 5,000 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001628280-20-000393 · wf-form4_157930310487553.xml · derivative · entry 3

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,833

Underlying: COMMON STOCK · 5,000 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on May 10, 2018.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 18:18 UTC SaleCOMMON STOCK 5,000 $79.55 $397,750.00
Disclosure

SEC source: 0001628280-20-000393 · wf-form4_157930310487553.xml · nonDerivative · entry 2

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $5.94 per share.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 18:18 UTC Exercise / conversionCOMMON STOCK 5,000 $5.94 $29,700.00
Disclosure

SEC source: 0001628280-20-000393 · wf-form4_157930310487553.xml · nonDerivative · entry 1

MERESMAN STANLEY J · CIK 0001283102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 22:54 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 2,690 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-20-000179 · wf-form4_157843764547121.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,279

Underlying: COMMON STOCK · 2,690 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on January 3, 2017.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 22:54 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 2,690 $77.87 $209,470.30
Disclosure

SEC source: 0001628280-20-000179 · wf-form4_157843764547121.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $4.18 per share.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 22:54 UTC
CLARK IAN TDirector
Exercise / conversionCOMMON STOCK 2,690 $4.18 $11,244.20
Disclosure

SEC source: 0001628280-20-000179 · wf-form4_157843764547121.xml · nonDerivative · entry 1

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 22:10 UTC
CLARK IAN TDirector
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 538 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001628280-19-015350 · wf-form4_157774381837471.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,836

Underlying: COMMON STOCK · 538 shares

Expires 2027-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 22:10 UTC
CLARK IAN TDirector
SaleCOMMON STOCK 538 $82.69 $44,487.22
Disclosure

SEC source: 0001628280-19-015350 · wf-form4_157774381837471.xml · nonDerivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $4.18 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.