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Nasdaq · USD

GH

Guardant Health, Inc.

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3238
SEC CIK
0001576280
Parsed reports
867

Last 12 months

Inside the activity.

1 purchase rows · 142 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025048
Jan 202606
Feb 202600
Mar 202606
Apr 202602
May 2026024
Jun 2026126
Jul 202601
Aug 2026017
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2023 Filed Jan 17, 2023 23:19 UTC
Bell Michael BrianCHIEF FINANCIAL OFFICER
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000011 · wf-form4_167399756530277.xml · derivative · entry 3

Bell Michael Brian · CIK 0001702824 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,617

Underlying: COMMON STOCK · 3,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on January 15, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of January 15, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 15, 2023 Filed Jan 17, 2023 23:19 UTC
Bell Michael BrianCHIEF FINANCIAL OFFICER
Tax withholdingCOMMON STOCK 1,320 $30.43 $40,167.60
Disclosure

SEC source: 0001576280-23-000011 · wf-form4_167399756530277.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 15, 2023 Filed Jan 17, 2023 23:19 UTC
Bell Michael BrianCHIEF FINANCIAL OFFICER
Exercise / conversionCOMMON STOCK 3,309 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000011 · wf-form4_167399756530277.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2023 Filed Jan 17, 2023 23:16 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000009 · wf-form4_167399736783300.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258

Underlying: COMMON STOCK · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 15, 2023 Filed Jan 17, 2023 23:16 UTC Exercise / conversionRESTRICTED STOCK UNITS 68 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000009 · wf-form4_167399736783300.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2023 Filed Jan 9, 2023 22:44 UTC
Kalia KumudChief Information Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000007 · wf-form4_167330422648816.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

Underlying: COMMON STOCK · 5,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on January 7, 2021, and the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of January 7, 2021, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 07, 2023 Filed Jan 9, 2023 22:44 UTC
Kalia KumudChief Information Officer
Tax withholdingCOMMON STOCK 2,187 $25.95 $56,752.65
Disclosure

SEC source: 0001576280-23-000007 · wf-form4_167330422648816.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,680

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 07, 2023 Filed Jan 9, 2023 22:44 UTC
Kalia KumudChief Information Officer
Exercise / conversionCOMMON STOCK 5,375 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000007 · wf-form4_167330422648816.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 23:34 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000002 · wf-form4_167296166604856.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

Underlying: COMMON STOCK · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 23:34 UTC Exercise / conversionCOMMON STOCK 67 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000002 · wf-form4_167296166604856.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 22:09 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000120 · wf-form4_167157412490282.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,326

Underlying: COMMON STOCK · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 22:09 UTC GrantRESTRICTED STOCK UNITS 68 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000120 · wf-form4_167157412490282.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

Read SEC document
December 04, 2022 Filed Dec 6, 2022 22:24 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000116 · wf-form4_167036542211444.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

Underlying: COMMON STOCK · 66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 04, 2022 Filed Dec 6, 2022 22:24 UTC Exercise / conversionCOMMON STOCK 66 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000116 · wf-form4_167036542211444.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:11 UTC
Saia John G.See Remarks
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000114 · wf-form4_167027828764580.xml · derivative · entry 3

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,894

Underlying: COMMON STOCK · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:11 UTC
Saia John G.See Remarks
Tax withholdingCOMMON STOCK 91 $52.41 $4,769.31
Disclosure

SEC source: 0001576280-22-000114 · wf-form4_167027828764580.xml · nonDerivative · entry 2

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,849

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:11 UTC
Saia John G.See Remarks
Exercise / conversionCOMMON STOCK 263 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000114 · wf-form4_167027828764580.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:09 UTC
Merrill AmeliaSVP, People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000112 · wf-form4_167027813358629.xml · derivative · entry 3

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Underlying: COMMON STOCK · 158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:09 UTC
Merrill AmeliaSVP, People
Tax withholdingCOMMON STOCK 55 $52.41 $2,882.55
Disclosure

SEC source: 0001576280-22-000112 · wf-form4_167027813358629.xml · nonDerivative · entry 2

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,715

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:09 UTC
Merrill AmeliaSVP, People
Exercise / conversionCOMMON STOCK 158 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000112 · wf-form4_167027813358629.xml · nonDerivative · entry 1

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:07 UTC
Kalia KumudChief Information Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000110 · wf-form4_167027800131732.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

Underlying: COMMON STOCK · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:07 UTC
Kalia KumudChief Information Officer
Tax withholdingCOMMON STOCK 353 $52.41 $18,500.73
Disclosure

SEC source: 0001576280-22-000110 · wf-form4_167027800131732.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,492

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:07 UTC
Kalia KumudChief Information Officer
Exercise / conversionCOMMON STOCK 710 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000110 · wf-form4_167027800131732.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:49 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000108 · wf-form4_166872532701686.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394

Underlying: COMMON STOCK · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:49 UTC Exercise / conversionRESTRICTED STOCK UNITS 69 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000108 · wf-form4_166872532701686.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:46 UTC
Kalia KumudChief Information Officer
SaleCOMMON STOCK 3,125 $51.87 $162,082.19
Disclosure

SEC source: 0001576280-22-000106 · wf-form4_166872514675848.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,135

F1 · price: Represents the weighted average price of shares sold at prices that ranged from $51.8535 to $51.95.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:39 UTC
Freeman ChrisChief Commercial Officer
GrantRESTRICTED STOCK UNITS · Derivative 30,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000102 · wf-form4_166803355413279.xml · derivative · entry 2

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,854

Underlying: COMMON STOCK · 30,854 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:39 UTC
Freeman ChrisChief Commercial Officer
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 61,708 $0.00 Strike: $47.20 $0.00
Disclosure

SEC source: 0001576280-22-000102 · wf-form4_166803355413279.xml · derivative · entry 1

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,708

Underlying: COMMON STOCK · 61,708 shares

Expires 2032-11-06

F1 · derivative.exercise_date: This represents a stock option granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal monthly installments over the remaining three-year period thereafter.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:26 UTC
Saia John G.See Remarks
GrantRESTRICTED STOCK UNITS · Derivative 15,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000096 · wf-form4_166803275567053.xml · derivative · entry 2

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,583

Underlying: COMMON STOCK · 15,583 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:26 UTC
Saia John G.See Remarks
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 31,166 $0.00 Strike: $47.20 $0.00
Disclosure

SEC source: 0001576280-22-000096 · wf-form4_166803275567053.xml · derivative · entry 1

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,166

Underlying: COMMON STOCK · 31,166 shares

Expires 2032-11-06

F1 · derivative.exercise_date: This represents a stock option granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal monthly installments over the remaining three-year period thereafter.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:32 UTC
EAGLE CRAIGCHIEF MEDICAL OFFICER
GrantRESTRICTED STOCK UNITS · Derivative 27,426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000098 · wf-form4_166803311676621.xml · derivative · entry 2

EAGLE CRAIG · CIK 0001562135 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,426

Underlying: COMMON STOCK · 27,426 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:32 UTC
EAGLE CRAIGCHIEF MEDICAL OFFICER
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 54,852 $0.00 Strike: $47.20 $0.00
Disclosure

SEC source: 0001576280-22-000098 · wf-form4_166803311676621.xml · derivative · entry 1

EAGLE CRAIG · CIK 0001562135 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,852

Underlying: COMMON STOCK · 54,852 shares

Expires 2032-11-06

F1 · derivative.exercise_date: This represents a stock option granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal monthly installments over the remaining three-year period thereafter.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:42 UTC
Merrill AmeliaSVP, People
GrantRESTRICTED STOCK UNITS · Derivative 7,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000104 · wf-form4_166803373710636.xml · derivative · entry 2

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,714

Underlying: COMMON STOCK · 7,714 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:42 UTC
Merrill AmeliaSVP, People
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 15,428 $0.00 Strike: $47.20 $0.00
Disclosure

SEC source: 0001576280-22-000104 · wf-form4_166803373710636.xml · derivative · entry 1

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,428

Underlying: COMMON STOCK · 15,428 shares

Expires 2032-11-06

F1 · derivative.exercise_date: This represents a stock option granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal monthly installments over the remaining three-year period thereafter.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:36 UTC
Kalia KumudChief Information Officer
GrantRESTRICTED STOCK UNITS · Derivative 25,712 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000100 · wf-form4_166803336634906.xml · derivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,712

Underlying: COMMON STOCK · 25,712 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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November 07, 2022 Filed Nov 9, 2022 22:36 UTC
Kalia KumudChief Information Officer
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 51,424 $0.00 Strike: $47.20 $0.00
Disclosure

SEC source: 0001576280-22-000100 · wf-form4_166803336634906.xml · derivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,424

Underlying: COMMON STOCK · 51,424 shares

Expires 2032-11-06

F1 · derivative.exercise_date: This represents a stock option granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal monthly installments over the remaining three-year period thereafter.

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November 04, 2022 Filed Nov 8, 2022 22:04 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000094 · wf-form4_166794504586981.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: COMMON STOCK · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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November 04, 2022 Filed Nov 8, 2022 22:04 UTC Exercise / conversionCOMMON STOCK 67 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000094 · wf-form4_166794504586981.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 15, 2022 Filed Oct 18, 2022 20:25 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000085 · wf-form4_166612471981077.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463

Underlying: COMMON STOCK · 820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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October 15, 2022 Filed Oct 18, 2022 20:25 UTC Exercise / conversionRESTRICTED STOCK UNITS 820 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000085 · wf-form4_166612471981077.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:04 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000083 · wf-form4_166508666783282.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Underlying: COMMON STOCK · 66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable to Restricted Stock Units.

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October 04, 2022 Filed Oct 6, 2022 20:04 UTC Exercise / conversionCOMMON STOCK 66 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000083 · wf-form4_166508666783282.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 09, 2022 Filed Sep 13, 2022 20:17 UTC
Saia John G.See Remarks
Tax withholdingCOMMON STOCK 302 $59.28 $17,902.56
Disclosure

SEC source: 0001576280-22-000081 · wf-form4_166310022622610.xml · nonDerivative · entry 3

Saia John G. · CIK 0001737840 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 09, 2022 Filed Sep 13, 2022 20:14 UTC
Kalia KumudChief Information Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000079 · wf-form4_166310002869043.xml · derivative · entry 6

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

Underlying: COMMON STOCK · 6,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

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September 09, 2022 Filed Sep 13, 2022 20:14 UTC
Kalia KumudChief Information Officer
Tax withholdingCOMMON STOCK 3,245 $59.28 $192,363.60
Disclosure

SEC source: 0001576280-22-000079 · wf-form4_166310002869043.xml · nonDerivative · entry 4

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,260

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 09, 2022 Filed Sep 13, 2022 20:14 UTC
Kalia KumudChief Information Officer
Exercise / conversionCOMMON STOCK 6,544 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000079 · wf-form4_166310002869043.xml · nonDerivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:09 UTC
Merrill AmeliaSVP, People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000077 · wf-form4_166309973925943.xml · derivative · entry 12

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

Underlying: COMMON STOCK · 1,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

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September 09, 2022 Filed Sep 13, 2022 20:09 UTC
Merrill AmeliaSVP, People
Tax withholdingCOMMON STOCK 363 $59.28 $21,518.64
Disclosure

SEC source: 0001576280-22-000077 · wf-form4_166309973925943.xml · nonDerivative · entry 8

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,612

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:09 UTC
Merrill AmeliaSVP, People
Exercise / conversionCOMMON STOCK 1,047 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000077 · wf-form4_166309973925943.xml · nonDerivative · entry 7

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2022 Filed Sep 7, 2022 20:36 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000073 · wf-form4_166258299777502.xml · derivative · entry 4

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323

Underlying: COMMON STOCK · 66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable to Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.