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Nasdaq · USD

GH

Guardant Health, Inc.

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Tapewire entity
3238
SEC CIK
0001576280
Parsed reports
867

Last 12 months

Inside the activity.

1 purchase rows · 142 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025048
Jan 202606
Feb 202600
Mar 202606
Apr 202602
May 2026024
Jun 2026126
Jul 202601
Aug 2026017
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2023 Filed Sep 5, 2023 20:56 UTC
Saia John G.Chief Legal Officer
Tax withholdingCOMMON STOCK 91 $35.01 $3,185.91
Disclosure

SEC source: 0001576280-23-000141 · wk-form4_1693947357.xml · nonDerivative · entry 2

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,224

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:56 UTC
Saia John G.Chief Legal Officer
Exercise / conversionCOMMON STOCK 263 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000141 · wk-form4_1693947357.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:59 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 316 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000143 · wk-form4_1693947557.xml · derivative · entry 9

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,525

Underlying: COMMON STOCK · 316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit award was granted on November 2, 2021, of which 3,157 shares are outstanding on May 3, 2023, when elected as an executive officer. These shares vest in equal quarterly installments on the anniversary of 9/1/2022, and fully vested on 9/1/2025.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:59 UTC
Chudova DaryaChief Technology Officer
Tax withholdingCOMMON STOCK 110 $35.01 $3,851.10
Disclosure

SEC source: 0001576280-23-000143 · wk-form4_1693947557.xml · nonDerivative · entry 6

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,778

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:59 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionCOMMON STOCK 316 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000143 · wk-form4_1693947557.xml · nonDerivative · entry 5

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:54 UTC
Merrill AmeliaSVP, People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000139 · wk-form4_1693947264.xml · derivative · entry 3

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263

Underlying: COMMON STOCK · 158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:54 UTC
Merrill AmeliaSVP, People
Tax withholdingCOMMON STOCK 55 $35.01 $1,925.55
Disclosure

SEC source: 0001576280-23-000139 · wk-form4_1693947264.xml · nonDerivative · entry 2

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,050

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:54 UTC
Merrill AmeliaSVP, People
Exercise / conversionCOMMON STOCK 158 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000139 · wk-form4_1693947264.xml · nonDerivative · entry 1

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:52 UTC
Kalia KumudChief Information Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000137 · wk-form4_1693947138.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,682

Underlying: COMMON STOCK · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:52 UTC
Kalia KumudChief Information Officer
Tax withholdingCOMMON STOCK 246 $35.01 $8,612.46
Disclosure

SEC source: 0001576280-23-000137 · wk-form4_1693947138.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,657

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:52 UTC
Kalia KumudChief Information Officer
Exercise / conversionCOMMON STOCK 710 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000137 · wk-form4_1693947138.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:46 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000135 · wk-form4_1693946807.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,246

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:46 UTC Exercise / conversionCOMMON STOCK 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000135 · wk-form4_1693946807.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:57 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000133 · wk-form4_1692226662.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779

Underlying: COMMON STOCK · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:57 UTC Exercise / conversionCOMMON STOCK 68 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000133 · wk-form4_1692226662.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:56 UTC
Merrill AmeliaSVP, People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000131 · wk-form4_1692226581.xml · derivative · entry 3

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263

Underlying: COMMON STOCK · 631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on August 15, 2021.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:56 UTC
Merrill AmeliaSVP, People
Tax withholdingCOMMON STOCK 219 $35.39 $7,750.41
Disclosure

SEC source: 0001576280-23-000131 · wk-form4_1692226581.xml · nonDerivative · entry 2

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,947

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:56 UTC
Merrill AmeliaSVP, People
Exercise / conversionCOMMON STOCK 631 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000131 · wk-form4_1692226581.xml · nonDerivative · entry 1

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:13 UTC
Chudova DaryaChief Technology Officer
GrantRESTRICTED STOCK UNITS · Derivative 34,821 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000129 · wk-form4_1691529181.xml · derivative · entry 2

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,821

Underlying: COMMON STOCK · 34,821 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on August 7, 2023 and vests over a four-year period. 25% of the shares subject to such award vests on the one-year anniversary of May 15, 2023, and the remaining 75% vests annually during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:13 UTC
Chudova DaryaChief Technology Officer
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 52,232 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001576280-23-000129 · wk-form4_1691529181.xml · derivative · entry 1

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,232

Underlying: COMMON STOCK · 52,232 shares

Expires 2033-08-07

F1 · derivative.exercise_date: The stock option granted on August 7, 2023 vests over a four-year period. 25% of the shares subject to such award will vest on the one-year anniversary of May 3, 2023 and the remaining 75% vests monthly for the three-year period thereafter.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:11 UTC
Dahne-Steuber InesChief Operating Officer
GrantRESTRICTED STOCK UNITS · Derivative 69,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000127 · wk-form4_1691529078.xml · derivative · entry 2

Dahne-Steuber Ines · CIK 0001977666 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,641

Underlying: COMMON STOCK · 69,641 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on August 7, 2023 and vests over a four-year period. 25% of the shares subject to such award vests on the one-year anniversary of May 15, 2023, and the remaining 75% vests annually during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:11 UTC
Dahne-Steuber InesChief Operating Officer
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 104,462 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001576280-23-000127 · wk-form4_1691529078.xml · derivative · entry 1

Dahne-Steuber Ines · CIK 0001977666 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,462

Underlying: COMMON STOCK · 104,462 shares

Expires 2033-08-07

F1 · derivative.exercise_date: The stock option granted on August 7, 2023 vests over a four-year period. 25% of the shares subject to such award will vest on the one-year anniversary of May 2, 2023 and the remaining 75% vests monthly for the three-year period thereafter.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 21:13 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000125 · wk-form4_1691442786.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,593

Underlying: COMMON STOCK · 66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 21:13 UTC Exercise / conversionCOMMON STOCK 66 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000125 · wk-form4_1691442786.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 21:53 UTC
Merrill AmeliaSVP, People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,371 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000117 · wk-form4_1691013198.xml · derivative · entry 3

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on August 1, 2019.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 21:53 UTC
Merrill AmeliaSVP, People
Tax withholdingCOMMON STOCK 475 $38.00 $18,047.63
Disclosure

SEC source: 0001576280-23-000117 · wk-form4_1691013198.xml · nonDerivative · entry 2

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,535

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 21:53 UTC
Merrill AmeliaSVP, People
Exercise / conversionCOMMON STOCK 1,371 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000117 · wk-form4_1691013198.xml · nonDerivative · entry 1

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2023 Filed Sep 5, 2023 20:59 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000143 · wk-form4_1693947557.xml · derivative · entry 8

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock unit award was granted on August 1, 2019, of which 1,440 shares were outstanding on May 3, 2023, when elected as an executive officer. These shares will vest on August 1, 2023.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
August 01, 2023 Filed Sep 5, 2023 20:59 UTC
Chudova DaryaChief Technology Officer
Tax withholdingCOMMON STOCK 498 $38.00 $18,921.51
Disclosure

SEC source: 0001576280-23-000143 · wk-form4_1693947557.xml · nonDerivative · entry 4

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,572

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 01, 2023 Filed Sep 5, 2023 20:59 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionCOMMON STOCK 1,440 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000143 · wk-form4_1693947557.xml · nonDerivative · entry 3

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 22:08 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000113 · wk-form4_1690927699.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,400

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 22:08 UTC Exercise / conversionCOMMON STOCK 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000113 · wk-form4_1690927699.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2023 Filed Feb 14, 2024 00:46 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
OtherCommon Stock 36,771 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000032 · wk-form5_1707871552.xml · nonDerivative · entry 4

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,086,009

F1 · shares: These shares were transferred from the Eltoukhy Investments, L.P. to The Eltoukhy Children's Trust A, The Eltoukhy Children's Trust B, and the remainder to the account of Helmy Eltoukhy.

Read SEC document
July 21, 2023 Filed Feb 14, 2024 00:46 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
OtherCommon Stock 164,716 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000032 · wk-form5_1707871552.xml · nonDerivative · entry 3

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held by Eltoukhy Children's Remainder Trust B

Disclosed balance after: 164,716

F1 · shares: These shares were transferred from the Eltoukhy Investments, L.P. to The Eltoukhy Children's Trust A, The Eltoukhy Children's Trust B, and the remainder to the account of Helmy Eltoukhy.

Read SEC document
July 21, 2023 Filed Feb 14, 2024 00:46 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
OtherCommon Stock 164,288 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000032 · wk-form5_1707871552.xml · nonDerivative · entry 2

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held by Eltoukhy Children's Remainder Trust A

Disclosed balance after: 164,288

F1 · shares: These shares were transferred from the Eltoukhy Investments, L.P. to The Eltoukhy Children's Trust A, The Eltoukhy Children's Trust B, and the remainder to the account of Helmy Eltoukhy.

Read SEC document
July 21, 2023 Filed Feb 14, 2024 00:46 UTC
Eltoukhy HelmyDirector · Co-Chief Executive Officer
OtherCommon Stock 365,775 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000032 · wk-form5_1707871552.xml · nonDerivative · entry 1

Eltoukhy Helmy · CIK 0001752968 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held by Eltoukhy Investments, L.P.

Disclosed balance after: 0

F1 · shares: These shares were transferred from the Eltoukhy Investments, L.P. to The Eltoukhy Children's Trust A, The Eltoukhy Children's Trust B, and the remainder to the account of Helmy Eltoukhy.

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July 15, 2023 Filed Jul 17, 2023 20:51 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000111 · wk-form4_1689627058.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847

Underlying: COMMON STOCK · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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July 15, 2023 Filed Jul 17, 2023 20:51 UTC Exercise / conversionCOMMON STOCK 69 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000111 · wk-form4_1689627058.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 04, 2023 Filed Jul 5, 2023 21:01 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000109 · wk-form4_1688590847.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,659

Underlying: COMMON STOCK · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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July 04, 2023 Filed Jul 5, 2023 21:01 UTC Exercise / conversionCOMMON STOCK 67 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000109 · wk-form4_1688590847.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2023 Filed Jul 5, 2023 20:59 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000107 · wk-form4_1688590740.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,554

Underlying: COMMON STOCK · 1,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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June 30, 2023 Filed Jul 5, 2023 20:59 UTC Exercise / conversionCOMMON STOCK 1,851 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000107 · wk-form4_1688590740.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2023 Filed Jun 16, 2023 22:16 UTC
Freeman ChrisChief Commercial Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 4,879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000105 · wk-form4_1686953760.xml · derivative · entry 3

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,758

Underlying: COMMON STOCK · 4,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on June 15, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of June 15, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units

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June 15, 2023 Filed Jun 16, 2023 22:16 UTC
Freeman ChrisChief Commercial Officer
Tax withholdingCOMMON STOCK 1,346 $37.86 $50,959.56
Disclosure

SEC source: 0001576280-23-000105 · wk-form4_1686953760.xml · nonDerivative · entry 2

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,694

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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June 15, 2023 Filed Jun 16, 2023 22:16 UTC
Freeman ChrisChief Commercial Officer
Exercise / conversionCOMMON STOCK 4,879 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000105 · wk-form4_1686953760.xml · nonDerivative · entry 1

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 22:12 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000101 · wk-form4_1686953541.xml · derivative · entry 6

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,916

Underlying: COMMON STOCK · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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June 15, 2023 Filed Jun 16, 2023 22:12 UTC Exercise / conversionCOMMON STOCK 68 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000101 · wk-form4_1686953541.xml · nonDerivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 22:14 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000103 · wk-form4_1686953671.xml · derivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,563

Underlying: COMMON STOCK · 1,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on May 9, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on March 15, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

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June 15, 2023 Filed Jun 16, 2023 22:14 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCOMMON STOCK 427 $37.86 $16,166.22
Disclosure

SEC source: 0001576280-23-000103 · wk-form4_1686953671.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,085

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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June 15, 2023 Filed Jun 16, 2023 22:14 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCOMMON STOCK 1,233 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000103 · wk-form4_1686953671.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.