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Nasdaq · USD

GH

Guardant Health, Inc.

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Tapewire entity
3238
SEC CIK
0001576280
Parsed reports
867

Last 12 months

Inside the activity.

1 purchase rows · 142 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025048
Jan 202606
Feb 202600
Mar 202606
Apr 202602
May 2026024
Jun 2026126
Jul 202601
Aug 2026017
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2023 Filed Nov 6, 2023 22:40 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000189 · wk-form4_1699310397.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394

Underlying: COMMON STOCK · 66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 04, 2023 Filed Nov 6, 2023 22:40 UTC Exercise / conversionCOMMON STOCK 66 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000189 · wk-form4_1699310397.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 00:07 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000181 · wk-form4_1698883625.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,937

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 00:07 UTC Exercise / conversionCOMMON STOCK 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000181 · wk-form4_1698883625.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2023 Filed Oct 16, 2023 22:28 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000179 · wk-form4_1697495276.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,642

Underlying: COMMON STOCK · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 15, 2023 Filed Oct 16, 2023 22:28 UTC Exercise / conversionCOMMON STOCK 68 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000179 · wk-form4_1697495276.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 22:02 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000177 · wk-form4_1696543346.xml · derivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,460

Underlying: COMMON STOCK · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 22:02 UTC Exercise / conversionCOMMON STOCK 67 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000177 · wk-form4_1696543346.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:20 UTC
Freeman ChrisChief Commercial Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 7,713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000169 · wk-form4_1696281611.xml · derivative · entry 3

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,141

Underlying: COMMON STOCK · 7,713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:20 UTC
Freeman ChrisChief Commercial Officer
Tax withholdingCOMMON STOCK 2,128 $29.64 $63,073.92
Disclosure

SEC source: 0001576280-23-000169 · wk-form4_1696281611.xml · nonDerivative · entry 2

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,279

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:20 UTC
Freeman ChrisChief Commercial Officer
Exercise / conversionCOMMON STOCK 7,713 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000169 · wk-form4_1696281611.xml · nonDerivative · entry 1

Freeman Chris · CIK 0001871615 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:25 UTC
Saia John G.Chief Legal Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000175 · wk-form4_1696281943.xml · derivative · entry 3

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,688

Underlying: COMMON STOCK · 3,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:25 UTC
Saia John G.Chief Legal Officer
Tax withholdingCOMMON STOCK 1,347 $29.64 $39,925.08
Disclosure

SEC source: 0001576280-23-000175 · wk-form4_1696281943.xml · nonDerivative · entry 2

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,470

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:25 UTC
Saia John G.Chief Legal Officer
Exercise / conversionCOMMON STOCK 3,895 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000175 · wk-form4_1696281943.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:18 UTC
EAGLE CRAIGChief Medical Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000167 · wk-form4_1696281486.xml · derivative · entry 3

EAGLE CRAIG · CIK 0001562135 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,570

Underlying: COMMON STOCK · 6,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:18 UTC
EAGLE CRAIGChief Medical Officer
Tax withholdingCOMMON STOCK 2,371 $29.64 $70,276.44
Disclosure

SEC source: 0001576280-23-000167 · wk-form4_1696281486.xml · nonDerivative · entry 2

EAGLE CRAIG · CIK 0001562135 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,348

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:18 UTC
EAGLE CRAIGChief Medical Officer
Exercise / conversionCOMMON STOCK 6,856 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000167 · wk-form4_1696281486.xml · nonDerivative · entry 1

EAGLE CRAIG · CIK 0001562135 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:24 UTC
Merrill AmeliaSVP, People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,928 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000173 · wk-form4_1696281840.xml · derivative · entry 3

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,786

Underlying: COMMON STOCK · 1,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:24 UTC
Merrill AmeliaSVP, People
Tax withholdingCOMMON STOCK 667 $29.64 $19,769.88
Disclosure

SEC source: 0001576280-23-000173 · wk-form4_1696281840.xml · nonDerivative · entry 2

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,995

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:24 UTC
Merrill AmeliaSVP, People
Exercise / conversionCOMMON STOCK 1,928 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000173 · wk-form4_1696281840.xml · nonDerivative · entry 1

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:22 UTC
Kalia KumudChief Information Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,428 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000171 · wk-form4_1696281736.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,284

Underlying: COMMON STOCK · 6,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:22 UTC
Kalia KumudChief Information Officer
Tax withholdingCOMMON STOCK 2,872 $29.64 $85,126.08
Disclosure

SEC source: 0001576280-23-000171 · wk-form4_1696281736.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,369

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:22 UTC
Kalia KumudChief Information Officer
Exercise / conversionCOMMON STOCK 6,428 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000171 · wk-form4_1696281736.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:16 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000165 · wk-form4_1696281377.xml · derivative · entry 3

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,071

Underlying: COMMON STOCK · 5,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:16 UTC
Chudova DaryaChief Technology Officer
Tax withholdingCOMMON STOCK 1,853 $29.64 $54,922.92
Disclosure

SEC source: 0001576280-23-000165 · wk-form4_1696281377.xml · nonDerivative · entry 2

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,683

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:16 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionCOMMON STOCK 5,356 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000165 · wk-form4_1696281377.xml · nonDerivative · entry 1

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:14 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000163 · wk-form4_1696281241.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,091

Underlying: COMMON STOCK · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 21:14 UTC Exercise / conversionCOMMON STOCK 155 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000163 · wk-form4_1696281241.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 22:36 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative 4,500 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001576280-23-000161 · wk-form4_1696026970.xml · derivative · entry 2

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,982

Underlying: COMMON STOCK · 4,500 shares

Expires 2028-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on August 22, 2018.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 22:36 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionCOMMON STOCK 4,500 $8.80 $39,600.00
Disclosure

SEC source: 0001576280-23-000161 · wk-form4_1696026970.xml · nonDerivative · entry 1

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:07 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000159 · wk-form4_1695164820.xml · derivative · entry 2

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,710

Underlying: COMMON STOCK · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on October 15, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of October 15, 2022, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:07 UTC Exercise / conversionCOMMON STOCK 69 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000159 · wk-form4_1695164820.xml · nonDerivative · entry 1

POTTER MYRTLE S · CIK 0001214130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:04 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000157 · wk-form4_1695164681.xml · derivative · entry 3

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,330

Underlying: COMMON STOCK · 1,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on May 9, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on March 15, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:04 UTC
Bell Michael BrianChief Financial Officer
Tax withholdingCOMMON STOCK 427 $29.53 $12,609.31
Disclosure

SEC source: 0001576280-23-000157 · wk-form4_1695164681.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,891

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 23:04 UTC
Bell Michael BrianChief Financial Officer
Exercise / conversionCOMMON STOCK 1,233 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000157 · wk-form4_1695164681.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 12, 2023 Filed Sep 13, 2023 23:11 UTC
Kalia KumudChief Information Officer
SaleCOMMON STOCK 2,125 $32.59 $69,253.75
Disclosure

SEC source: 0001576280-23-000155 · wk-form4_1694646696.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,813

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September 09, 2023 Filed Sep 11, 2023 21:58 UTC
Saia John G.Chief Legal Officer
Tax withholdingCOMMON STOCK 302 $33.72 $10,183.44
Disclosure

SEC source: 0001576280-23-000153 · wk-form4_1694469525.xml · nonDerivative · entry 1

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,922

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 09, 2023 Filed Sep 11, 2023 21:57 UTC
Merrill AmeliaSVP, People
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000151 · wk-form4_1694469421.xml · derivative · entry 3

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048

Underlying: COMMON STOCK · 1,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:57 UTC
Merrill AmeliaSVP, People
Tax withholdingCOMMON STOCK 363 $33.72 $12,240.36
Disclosure

SEC source: 0001576280-23-000151 · wk-form4_1694469421.xml · nonDerivative · entry 2

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,734

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:57 UTC
Merrill AmeliaSVP, People
Exercise / conversionCOMMON STOCK 1,047 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000151 · wk-form4_1694469421.xml · nonDerivative · entry 1

Merrill Amelia · CIK 0001927740 · SVP, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:55 UTC
Kalia KumudChief Information Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000149 · wk-form4_1694469310.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,545

Underlying: COMMON STOCK · 6,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:55 UTC
Kalia KumudChief Information Officer
Tax withholdingCOMMON STOCK 2,263 $33.72 $76,308.36
Disclosure

SEC source: 0001576280-23-000149 · wk-form4_1694469310.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,938

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:55 UTC
Kalia KumudChief Information Officer
Exercise / conversionCOMMON STOCK 6,544 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000149 · wk-form4_1694469310.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:52 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000147 · wk-form4_1694469166.xml · derivative · entry 3

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,909

Underlying: COMMON STOCK · 2,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit award was granted on September 11, 2020, of which 5,817 shares were outstanding on May 3, 2023, when elected as an executive officer. These shares vest 25% on September 9, 2023, and September 9, 2024.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:52 UTC
Chudova DaryaChief Technology Officer
Tax withholdingCOMMON STOCK 1,006 $33.72 $33,922.32
Disclosure

SEC source: 0001576280-23-000147 · wk-form4_1694469166.xml · nonDerivative · entry 2

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,680

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:52 UTC
Chudova DaryaChief Technology Officer
Exercise / conversionCOMMON STOCK 2,908 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000147 · wk-form4_1694469166.xml · nonDerivative · entry 1

Chudova Darya · CIK 0001977179 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:46 UTC SaleCOMMON STOCK 100 $35.01 $3,501.00
Disclosure

SEC source: 0001576280-23-000145 · wk-form4_1694036786.xml · nonDerivative · entry 2

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,323

F1 · shares: These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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September 04, 2023 Filed Sep 6, 2023 21:46 UTC Exercise / conversionRESTRICTED STOCK UNITS · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000145 · wk-form4_1694036786.xml · derivative · entry 3

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,527

Underlying: COMMON STOCK · 66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on August 4, 2022, and as the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of August 4, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 04, 2023 Filed Sep 6, 2023 21:46 UTC Exercise / conversionCOMMON STOCK 66 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000145 · wk-form4_1694036786.xml · nonDerivative · entry 1

Joyce Meghan V. · CIK 0001770749 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:56 UTC
Saia John G.Chief Legal Officer
Exercise / conversionRESTRICTED STOCK UNITS · Derivative 263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000141 · wk-form4_1693947357.xml · derivative · entry 3

Saia John G. · CIK 0001737840 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,105

Underlying: COMMON STOCK · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.