Tapewire

Nasdaq · USD

GEVO

Gevo, Inc.

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Tapewire entity
5641
SEC CIK
0001392380
Parsed reports
527

Last 12 months

Inside the activity.

2 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202600
Mar 202605
Apr 202601
May 202607
Jun 202607
Jul 202600
Aug 202624
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2018 Filed Aug 13, 2018 20:21 UTC
Ryan Christopher MichaelPresident and COO
GrantStock Appreciation Right · Derivative 64,333 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001209191-18-046424 · doc4.xml · derivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,333

Underlying: Common Stock · 64,333 shares

Expires 2028-08-09

F2 · derivative.exercise_date: One-third (1/3) of the award vests on the grant date and one-third (1/3) of the award shall vest on each of the first and second anniversaries of the grant date thereafter.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:21 UTC
Ryan Christopher MichaelPresident and COO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046424 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158

F1 · security: Represents restricted common stock that vests 100% on August 9, 2019.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:18 UTC GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046420 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,024

F1 · security: Represents restricted common stock that vests 100% on August 9, 2019.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:17 UTC
Mize Gary W.Director
GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046418 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,044

F1 · security: Represents restricted common stock that vests 100% on August 9, 2019.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:13 UTC
Gruber Patrick R.Director · Chief Executive Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046414 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,177

F1 · security: Represents restricted common stock that vests 100% on August 9, 2019.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:11 UTC GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046411 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,090

F1 · security: Represents restricted common stock that vests 100% on August 9, 2019.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:55 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044755 · doc4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:55 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044755 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:58 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044760 · doc4.xml · derivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:58 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044760 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:57 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044759 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:57 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 1 $3.68 $3.68
Disclosure

SEC source: 0001209191-18-044759 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:57 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044759 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:56 UTC Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044757 · doc4.xml · derivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:56 UTC Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044757 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:46 UTC Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044747 · doc4.xml · derivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:46 UTC Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044747 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:42 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044740 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:42 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 1 $3.68 $3.68
Disclosure

SEC source: 0001209191-18-044740 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:42 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 5 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044740 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:34 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040776 · doc4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:34 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040776 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:37 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040786 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:37 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 1 $3.80 $3.80
Disclosure

SEC source: 0001209191-18-040786 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:37 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040786 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:36 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040783 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5

Underlying: Common Stock · 5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:36 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 1 $3.80 $3.80
Disclosure

SEC source: 0001209191-18-040783 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:36 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 5 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040783 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040782 · doc4.xml · derivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:36 UTC Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040782 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:35 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040780 · doc4.xml · derivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:35 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040780 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040778 · doc4.xml · derivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F2 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 18:35 UTC Exercise / conversionCommon Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-040778 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:22 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034516 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:22 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 5 $0.24 $1.20
Disclosure

SEC source: 0001209191-18-034516 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:22 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-034516 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:24 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034518 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:24 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 22 $0.24 $5.28
Disclosure

SEC source: 0001209191-18-034518 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

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May 29, 2018 Filed Jun 1, 2018 01:24 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-034518 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

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May 29, 2018 Filed Jun 1, 2018 01:21 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034515 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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May 29, 2018 Filed Jun 1, 2018 01:21 UTC Tax withholdingCommon Stock 5 $0.24 $1.20
Disclosure

SEC source: 0001209191-18-034515 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:21 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-034515 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:21 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034514 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:21 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 5 $0.24 $1.20
Disclosure

SEC source: 0001209191-18-034514 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:21 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-034514 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:20 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034513 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:20 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 25 $0.24 $6.00
Disclosure

SEC source: 0001209191-18-034513 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,377

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:20 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-034513 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 29, 2018 Filed Jun 1, 2018 01:15 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034508 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.