Last 12 months
Inside the activity.
2 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 4 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jul 2, 2020 19:45 UTC |
Smull L LynnChief Financial Officer
|
GrantCommon Stock | 10,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014597 · rdgdoc.xml · nonDerivative · entry 1 Smull L Lynn · CIK 0001797471 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,136 F1 · security: Represents restricted common stock that vests 100% on August 1, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:44 UTC |
Romero CarolynVP - Controller & PAO
|
GrantCommon Stock | 7,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014596 · rdgdoc.xml · nonDerivative · entry 1 Romero Carolyn · CIK 0001467554 · VP - Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,750 F1 · security: Represents restricted common stock that vests 100% on August 1, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:46 UTC |
Cesarek Timothy JChief Commercial Officer
|
GrantCommon Stock | 11,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014599 · rdgdoc.xml · nonDerivative · entry 1 Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,761 F1 · security: Represents restricted common stock that vests 100% on August 1, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:44 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
GrantCommon Stock | 17,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014595 · rdgdoc.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,980 F1 · security: Represents restricted common stock that vests 100% on August 1, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:43 UTC |
Ryan Christopher MichaelPresident, COO & CTO
|
GrantCommon Stock | 11,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014594 · rdgdoc.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President, COO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,609 F1 · security: Represents restricted common stock that vests 100% on August 1, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:42 UTC |
Williams Geoffrey Thomas Jr.General Counsel & Secretary
|
GrantCommon Stock | 6,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014593 · rdgdoc.xml · nonDerivative · entry 1 Williams Geoffrey Thomas Jr. · CIK 0001663885 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,758 F1 · security: Represents restricted common stock that vests 100% on August 1, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| June 24, 2020 Filed Jun 29, 2020 10:27 UTC |
Romero CarolynVP - Controller & PAO
|
Tax withholdingCommon Stock | 5,756 | $1.08 | $6,216.48 |
DisclosureSEC source: 0001437749-20-014053 · rdgdoc.xml · nonDerivative · entry 1 Romero Carolyn · CIK 0001467554 · VP - Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,112 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| June 24, 2020 Filed Jun 29, 2020 22:42 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 89,474 | $1.08 | $96,631.92 |
DisclosureSEC source: 0001437749-20-014140 · rdgdoc.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,619 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| June 24, 2020 Filed Jun 29, 2020 22:41 UTC |
Cesarek Timothy JChief Commercial Officer
|
Tax withholdingCommon Stock | 25,658 | $1.08 | $27,710.64 |
DisclosureSEC source: 0001437749-20-014139 · rdgdoc.xml · nonDerivative · entry 1 Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,477 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| June 24, 2020 Filed Jun 29, 2020 22:41 UTC |
Ryan Christopher MichaelPresident, COO & CTO
|
Tax withholdingCommon Stock | 35,263 | $1.08 | $38,084.04 |
DisclosureSEC source: 0001437749-20-014138 · rdgdoc.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President, COO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,978 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| June 24, 2020 Filed Jun 29, 2020 22:40 UTC |
Williams Geoffrey Thomas Jr.General Counsel & Secretary
|
Tax withholdingCommon Stock | 25,658 | $1.08 | $27,710.64 |
DisclosureSEC source: 0001437749-20-014137 · rdgdoc.xml · nonDerivative · entry 1 Williams Geoffrey Thomas Jr. · CIK 0001663885 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,988 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| May 15, 2020 Filed May 18, 2020 18:13 UTC |
Smull L LynnChief Financial Officer
|
Tax withholdingCommon Stock | 6,164 | $1.04 | $6,410.56 |
DisclosureSEC source: 0001437749-20-011207 · rdgdoc.xml · nonDerivative · entry 1 Smull L Lynn · CIK 0001797471 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,720 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| May 15, 2020 Filed May 18, 2020 18:12 UTC |
Romero CarolynVP - Controller & PAO
|
Tax withholdingCommon Stock | 6,781 | $1.04 | $7,052.24 |
DisclosureSEC source: 0001437749-20-011205 · rdgdoc.xml · nonDerivative · entry 1 Romero Carolyn · CIK 0001467554 · VP - Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,868 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| May 15, 2020 Filed May 18, 2020 22:15 UTC |
Ryan Christopher MichaelPresident, COO & CTO
|
Tax withholdingCommon Stock | 9,178 | $1.04 | $9,545.12 |
DisclosureSEC source: 0001437749-20-011210 · rdgdoc.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President, COO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,241 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| May 15, 2020 Filed May 18, 2020 22:14 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,698 | $1.04 | $14,245.92 |
DisclosureSEC source: 0001437749-20-011209 · rdgdoc.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,093 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| May 15, 2020 Filed May 18, 2020 22:14 UTC |
Cesarek Timothy JChief Commercial Officer
|
Tax withholdingCommon Stock | 6,678 | $1.04 | $6,945.12 |
DisclosureSEC source: 0001437749-20-011208 · rdgdoc.xml · nonDerivative · entry 1 Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,135 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| May 15, 2020 Filed May 18, 2020 22:11 UTC |
Williams Geoffrey Thomas Jr.General Counsel & Secretary
|
Tax withholdingCommon Stock | 5,342 | $1.04 | $5,555.68 |
DisclosureSEC source: 0001437749-20-011204 · rdgdoc.xml · nonDerivative · entry 1 Williams Geoffrey Thomas Jr. · CIK 0001663885 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,646 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 08:44 UTC |
Smull L LynnChief Financial Officer
|
GrantCommon Stock | 20,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006832 · rdgdoc.xml · nonDerivative · entry 1 Smull L Lynn · CIK 0001797471 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,884 F1 · security: Represents restricted common stock that vests 100% on May 15, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 08:48 UTC |
Romero CarolynVP - Controller & PAO
|
GrantCommon Stock | 15,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006836 · rdgdoc.xml · nonDerivative · entry 1 Romero Carolyn · CIK 0001467554 · VP - Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,649 F1 · security: Represents restricted common stock that vests 100% on May 15, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 12:49 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
GrantCommon Stock | 34,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006837 · rdgdoc.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,791 F1 · security: Represents restricted common stock that vests 100% on May 15, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 12:47 UTC |
Ryan Christopher MichaelPresident, COO & CTO
|
GrantCommon Stock | 22,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006835 · rdgdoc.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President, COO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,419 F1 · security: Represents restricted common stock that vests 100% on May 15, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 12:46 UTC |
Williams Geoffrey Thomas Jr.General Counsel & Secretary
|
GrantCommon Stock | 13,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006834 · rdgdoc.xml · nonDerivative · entry 1 Williams Geoffrey Thomas Jr. · CIK 0001663885 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,988 F1 · security: Represents restricted common stock that vests 100% on May 15, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 12:45 UTC |
Cesarek Timothy JChief Commercial Officer
|
GrantCommon Stock | 22,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006833 · rdgdoc.xml · nonDerivative · entry 1 Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,813 F1 · security: Represents restricted common stock that vests 100% on May 15, 2020, provided that the reporting person remains in continuous service with the issuer as of the vesting date. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 16:26 UTC |
Smull L LynnChief Financial Officer
|
GrantCommon Stock | 99,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-003931 · rdgdoc.xml · nonDerivative · entry 1 Smull L Lynn · CIK 0001797471 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,337 F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on December 16, 2020, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 16:55 UTC |
Romero CarolynVP - Controller & PAO
|
GrantCommon Stock | 25,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-017196 · rdgdoc.xml · nonDerivative · entry 1 Romero Carolyn · CIK 0001467554 · VP - Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,581 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:32 UTC |
Williams Geoffrey Thomas Jr.General Counsel & Secretary
|
Tax withholdingCommon Stock | 16,000 | $2.46 | $39,360.00 |
DisclosureSEC source: 0001437749-19-016610 · rdgdoc.xml · nonDerivative · entry 1 Williams Geoffrey Thomas Jr. · CIK 0001663885 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,632 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:31 UTC |
Cesarek Timothy JChief Commercial Officer
|
Tax withholdingCommon Stock | 1,500 | $2.46 | $3,690.00 |
DisclosureSEC source: 0001437749-19-016608 · rdgdoc.xml · nonDerivative · entry 1 Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,553 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:25 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 45,000 | $2.46 | $110,700.00 |
DisclosureSEC source: 0001437749-19-016604 · rdgdoc.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,545 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 21:22 UTC |
Ryan Christopher MichaelPresident, COO & CTO
|
Tax withholdingCommon Stock | 4,000 | $2.46 | $9,840.00 |
DisclosureSEC source: 0001437749-19-016599 · rdgdoc.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President, COO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,474 F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:41 UTC |
Marsh AndrewDirector
|
GrantCommon Stock | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012838 · rdgdoc.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,498 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:24 UTC |
BAUM WILLIAM HDirector
|
GrantCommon Stock | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012808 · rdgdoc.xml · nonDerivative · entry 1 BAUM WILLIAM H · CIK 0001231857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,474 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:35 UTC |
Dreessen RuthDirector
|
GrantCommon Stock | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012815 · rdgdoc.xml · nonDerivative · entry 1 Dreessen Ruth · CIK 0001506219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,564 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:41 UTC |
Mize Gary W.Director
|
GrantCommon Stock | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012820 · rdgdoc.xml · nonDerivative · entry 1 Mize Gary W. · CIK 0001530501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,518 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:38 UTC |
Roth Johannes MinhoDirector
|
GrantCommon Stock | 39,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012818 · rdgdoc.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,668 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:22 UTC |
Williams Geoffrey Thomas Jr.General Counsel & Secretary
|
GrantCommon Stock | 102,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012806 · rdgdoc.xml · nonDerivative · entry 1 Williams Geoffrey Thomas Jr. · CIK 0001663885 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,632 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:19 UTC |
Cesarek Timothy JChief Commercial Officer
|
GrantCommon Stock | 171,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012804 · rdgdoc.xml · nonDerivative · entry 1 Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,053 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:17 UTC |
Ryan Christopher MichaelPresident, COO & CTO
|
GrantCommon Stock | 176,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012802 · rdgdoc.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President, COO & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,474 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 20:16 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
GrantCommon Stock | 447,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012799 · rdgdoc.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,545 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 21:20 UTC |
Cesarek Timothy JChief Commercial Officer
|
PurchaseCommon Stock | 25,000 | $1.91 | $47,750.00 |
DisclosureSEC source: 0001437749-19-011628 · rdgdoc.xml · nonDerivative · entry 1 Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.8650 to $1.9500, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 20:43 UTC |
Roth Johannes MinhoDirector
|
PurchaseCommon Stock | 37,170 | $3.15 | $117,230.46 |
DisclosureSEC source: 0001209191-18-047620 · doc4.xml · nonDerivative · entry 5 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,194 Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 20:07 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
PurchaseCommon Stock | 7,131 | $2.93 | $20,886.70 |
DisclosureSEC source: 0001209191-18-047022 · doc4.xml · nonDerivative · entry 2 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,177 Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 20:07 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
PurchaseCommon Stock | 2,869 | $2.93 | $8,406.17 |
DisclosureSEC source: 0001209191-18-047022 · doc4.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,046 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:43 UTC |
Roth Johannes MinhoDirector
|
PurchaseCommon Stock | 50,000 | $3.07 | $153,680.00 |
DisclosureSEC source: 0001209191-18-047620 · doc4.xml · nonDerivative · entry 4 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,024 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:43 UTC |
Roth Johannes MinhoDirector
|
PurchaseCommon Stock | 23,350 | $2.92 | $68,182.00 |
DisclosureSEC source: 0001209191-18-047620 · doc4.xml · nonDerivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,024 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:43 UTC |
Roth Johannes MinhoDirector
|
PurchaseCommon Stock | 18,250 | $3.16 | $57,670.00 |
DisclosureSEC source: 0001209191-18-047620 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,674 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:43 UTC |
Roth Johannes MinhoDirector
|
PurchaseCommon Stock | 8,400 | $2.98 | $25,032.00 |
DisclosureSEC source: 0001209191-18-047620 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,424 Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:15 UTC |
Marsh AndrewDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046415 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,024 F1 · security: Represents restricted common stock that vests 100% on August 9, 2019. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:09 UTC |
BAUM WILLIAM HDirector
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046405 · doc4.xml · nonDerivative · entry 1 BAUM WILLIAM H · CIK 0001231857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · security: Represents restricted common stock that vests 100% on August 9, 2019. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:26 UTC |
Williams Geoffrey Thomas Jr.General Counsel & Secretary
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046429 · doc4.xml · nonDerivative · entry 1 Williams Geoffrey Thomas Jr. · CIK 0001663885 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · security: Represents restricted common stock that vests 100% on August 9, 2019. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:24 UTC |
Towne Bradford KChief Accounting Officer
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046427 · doc4.xml · nonDerivative · entry 1 Towne Bradford K · CIK 0001728197 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · security: Represents restricted common stock that vests 100% on August 9, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.