GEVO

SEC source: 0001392380-22-000027 · wf-form4_166137865444053.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,401

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000032 · wf-form4_166137893445653.xml · nonDerivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,108

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000033 · wf-form4_166137897620128.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,339

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000030 · wf-form4_166137881406284.xml · nonDerivative · entry 1

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,606

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000028 · wf-form4_166137870589907.xml · nonDerivative · entry 1

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,532

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000026 · wf-form4_166137860228173.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,610

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000025 · wf-form4_166137854189048.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496,759

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.040 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000019 · wf-form4_165905263737423.xml · derivative · entry 2

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,405

Underlying: Common Stock · 46,405 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000019 · wf-form4_165905263737423.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,834

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000017 · wf-form4_165905245315144.xml · derivative · entry 2

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,811

Underlying: Common Stock · 99,811 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000017 · wf-form4_165905245315144.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,962

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000015 · wf-form4_165905215757203.xml · derivative · entry 2

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,617

Underlying: Common Stock · 106,617 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000015 · wf-form4_165905215757203.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,396

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000020 · wf-form4_165905283854829.xml · derivative · entry 2

Nurmat Alisher K · CIK 0001916550 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,909

Underlying: Common Stock · 28,909 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000020 · wf-form4_165905283854829.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,913

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000018 · wf-form4_165905254198101.xml · derivative · entry 2

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,750

Underlying: Common Stock · 51,750 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000018 · wf-form4_165905254198101.xml · nonDerivative · entry 1

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,647

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000016 · wf-form4_165905232096825.xml · derivative · entry 2

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,940

Underlying: Common Stock · 107,940 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000016 · wf-form4_165905232096825.xml · nonDerivative · entry 1

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,404

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000014 · wf-form4_165905201959014.xml · derivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,116

Underlying: Common Stock · 158,116 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000014 · wf-form4_165905201959014.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,016

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000013 · wf-form4_165905170723057.xml · derivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,142

Underlying: Common Stock · 442,142 shares

Expires 2032-07-25

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000013 · wf-form4_165905170723057.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674,449

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-22-000010 · wf-form4_165731909179548.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,132

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.505 to $2.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000007 · wf-form4_165731891762780.xml · nonDerivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,639

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.505 to $2.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000012 · wf-form4_165731920087689.xml · nonDerivative · entry 1

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,177

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.505 to $2.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000011 · wf-form4_165731914801615.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018,127

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.505 to $2.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000008 · wf-form4_165731898336288.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,305

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.505 to $2.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000009 · wf-form4_165731903971752.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,222

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.505 to $2.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000006 · wf-form4_165731865126143.xml · nonDerivative · entry 1

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,829

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.505 to $2.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000005 · wf-form4_165602101797450.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,450

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.55 to $2.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-22-016606 · wf-form4_165472210352485.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,950

F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award.

SEC source: 0001628280-22-016464 · wf-form4_165463468463382.xml · nonDerivative · entry 1

Guillen Jaime · CIK 0001876001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,239

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001628280-22-016466 · wf-form4_165463480186927.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,466

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001628280-22-016465 · wf-form4_165463473918593.xml · nonDerivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,442

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001628280-22-016463 · wf-form4_165463461519852.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,482

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001628280-22-016461 · wf-form4_165463452170404.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,532

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001437749-22-008630 · rdgdoc.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,801

F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award.

SEC source: 0001437749-22-007449 · rdgdoc.xml · nonDerivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,089

F1 · kind: The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.33 to $4.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-22-007450 · rdgdoc.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,129

F2 · kind: The Reporting Person sold these shares in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer. As noted in the footnote above, the Reporting Person's broker sold more shares than were authorized. The reporting person has agreed to pay to the Issuer, upon settlement of the sale, $211.00, representing the full amount of the profit realized in connection with the short-swing transaction.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.4101 to $4.4908 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-22-007450 · rdgdoc.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,472

F1 · kind: This transaction was effected by the Reporting Person's broker in order to correct the inadvertent sale of more securities than the Reporting Person authorized such broker to sell.

SEC source: 0001437749-21-028911 · rdgdoc.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,056

F1 · kind: Represents shares withheld by the issuer to cover tax withholding obligations upon vesting of a restricted stock award.

SEC source: 0001437749-21-021945 · rdgdoc.xml · nonDerivative · entry 1

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,135

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-21-020891 · rdgdoc.xml · derivative · entry 2

Guillen Jaime · CIK 0001876001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,885

Underlying: Common Stock · 65,885 shares

Expires 2031-08-19

F2 · derivative.exercise_date: Represents stock options that vest in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001437749-21-020891 · rdgdoc.xml · nonDerivative · entry 1

Guillen Jaime · CIK 0001876001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,886

F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001437749-21-020880 · rdgdoc.xml · derivative · entry 2

Bowron Kimberly T · CIK 0001866673 · CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-08-19

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001437749-21-020880 · rdgdoc.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,249

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001437749-21-020879 · rdgdoc.xml · derivative · entry 2

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,175

Underlying: Common Stock · 392,175 shares

Expires 2031-08-19

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001437749-21-020879 · rdgdoc.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,862

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001437749-21-020884 · rdgdoc.xml · derivative · entry 2

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,175

Underlying: Common Stock · 392,175 shares

Expires 2031-08-19

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.