GEVO

SEC source: 0001392380-24-000017 · wk-form4_1716586666.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744,377

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-24-000016 · wk-form4_1716586484.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,195,000

Underlying: Common Stock · 1,195,000 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date; provided, further, that any vested portion of such option shall only be exercisable by the reporting person if the daily volume weighted average price of the issuer's common stock during any 20 consecutive trading day period after the grant date and prior to May 21, 2034 equals or exceeds $1.00.

SEC source: 0001392380-24-000016 · wk-form4_1716586484.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,158,646

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000103 · wk-form4_1703626381.xml · nonDerivative · entry 1

Shafer Andrew · CIK 0001999254 · Chief Mktg Cust & Brnd Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,841

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

SEC source: 0001392380-23-000101 · wk-form4_1702504098.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP Accounting and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,919

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

SEC source: 0001392380-23-000083 · wk-form4_1692998298.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 248,821

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000082 · wk-form4_1692998246.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 597,937

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000079 · wk-form4_1692998085.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 903,687

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000086 · wk-form4_1692998458.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,669

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022. The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000084 · wk-form4_1692998371.xml · nonDerivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,679

F1 · kind: The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000081 · wk-form4_1692998189.xml · nonDerivative · entry 1

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 946,304

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000077 · wk-form4_1692997968.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,194,377

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000075 · wk-form4_1692997857.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,963,646

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000060 · wk-form4_1691184815.xml · derivative · entry 2

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,499

Underlying: Common Stock · 85,499 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000060 · wk-form4_1691184815.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,892

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000058 · wk-form4_1691184671.xml · derivative · entry 2

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,222

Underlying: Common Stock · 207,222 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000058 · wk-form4_1691184671.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,190

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000057 · wk-form4_1691184615.xml · derivative · entry 2

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,222

Underlying: Common Stock · 207,222 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000057 · wk-form4_1691184615.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,451

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000062 · wk-form4_1691184942.xml · derivative · entry 2

Nurmat Alisher K · CIK 0001916550 · VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,265

Underlying: Common Stock · 58,265 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000062 · wk-form4_1691184942.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,505

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000061 · wk-form4_1691184882.xml · derivative · entry 2

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,420

Underlying: Common Stock · 96,420 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000061 · wk-form4_1691184882.xml · nonDerivative · entry 1

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,530

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000059 · wk-form4_1691184749.xml · derivative · entry 2

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,222

Underlying: Common Stock · 207,222 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000059 · wk-form4_1691184749.xml · nonDerivative · entry 1

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,547

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000056 · wk-form4_1691184538.xml · derivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,220

Underlying: Common Stock · 266,220 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000056 · wk-form4_1691184538.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,278,279

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000055 · wk-form4_1691184464.xml · derivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,924

Underlying: Common Stock · 742,924 shares

Expires 2033-08-02

F2 · derivative.exercise_date: Represents stock options that vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000055 · wk-form4_1691184464.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,135,195

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

SEC source: 0001392380-23-000051 · wk-form4_1690927076.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,393

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000049 · wk-form4_1690926931.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 477,968

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000048 · wk-form4_1690926860.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 769,229

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000047 · wk-form4_1690926771.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,012,059

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000053 · wk-form4_1690927169.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,240

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000052 · wk-form4_1690927123.xml · nonDerivative · entry 1

Williams Geoffrey Thomas Jr. · CIK 0001663885 · VP-General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 359,110

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 21, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000050 · wk-form4_1690926998.xml · nonDerivative · entry 1

Cesarek Timothy J · CIK 0001774029 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 831,325

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000046 · wk-form4_1690926562.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,392,271

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2023. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.630 to $1.655 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000044 · wk-form4_1686342991.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,350

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 23, 2022. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

SEC source: 0001392380-23-000042 · wk-form4_1686170781.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,419

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 20, 2022. The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.54 to $1.545 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-23-000038 · wk-form4_1685046221.xml · nonDerivative · entry 1

Guillen Jaime · CIK 0001876001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,046

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001392380-23-000036 · wk-form4_1685045941.xml · nonDerivative · entry 1

Battershell Carol Jane · CIK 0001667931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,223

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001392380-23-000039 · wk-form4_1685046352.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,369

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001392380-23-000037 · wk-form4_1685046130.xml · nonDerivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,915

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001392380-23-000040 · wk-form4_1685046428.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,146

F1 · security: Represents restricted common stock that vests on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

SEC source: 0001392380-23-000020 · wf-form4_168141666687946.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 512,582

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 1, 2022. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

SEC source: 0001392380-22-000042 · wf-form4_167157840096865.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,725

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.890 to $1.895 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000041 · wf-form4_167097376296339.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,903

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.750 to $1.775 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000038 · wf-form4_166924309108774.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,562

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. The Reporting Person sold these shares, and intends to use the proceeds of this sale, in order to pay taxes resulting from the vesting of restricted common stock granted by the Issuer in connection with the Reporting Person's service as a director of the Issuer.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.990 to $2.155 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000031 · wf-form4_166137887593047.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,153

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001392380-22-000029 · wf-form4_166137876093172.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,557

F1 · kind: The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.070 to $3.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.