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Nasdaq · USD

GEVO

Gevo, Inc.

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5641
SEC CIK
0001392380
Parsed reports
527

Last 12 months

Inside the activity.

2 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202600
Mar 202605
Apr 202601
May 202607
Jun 202607
Jul 202600
Aug 202624
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2025 Filed May 27, 2025 22:14 UTC GrantStock Option · Derivative 134,517 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001415889-25-014643 · form4-05272025_100522.xml · derivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,517

Underlying: Common Stock · 134,517 shares

Expires 2035-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 22, 2025 Filed May 27, 2025 22:21 UTC
Mize Gary W.Director
GrantStock Option · Derivative 134,517 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001415889-25-014646 · form4-05272025_100527.xml · derivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,517

Underlying: Common Stock · 134,517 shares

Expires 2035-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 22, 2025 Filed May 27, 2025 22:08 UTC GrantStock Option · Derivative 134,517 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001415889-25-014641 · form4-05272025_100545.xml · derivative · entry 1

Amorelli Angelo · CIK 0001997722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,517

Underlying: Common Stock · 134,517 shares

Expires 2035-05-21

F1 · derivative.exercise_date: Represents stock options that vest on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 20, 2025 Filed May 20, 2025 21:47 UTC
Shafer AndrewChief Cust Mkt & Brnd Officer
SaleCommon Stock 5,000 $1.15 $5,732.00
Disclosure

SEC source: 0001415889-25-013844 · form4-05202025_090539.xml · nonDerivative · entry 1

Shafer Andrew · CIK 0001999254 · Chief Cust Mkt & Brnd Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 312,430

F1 · kind: The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 22, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 21, 2025 Filed Apr 23, 2025 21:34 UTC
Shafer AndrewChief Cust Mkt & Brnd Officer
SaleCommon Stock 5,000 $1.11 $5,571.50
Disclosure

SEC source: 0001415889-25-011217 · form4-04232025_090433.xml · nonDerivative · entry 1

Shafer Andrew · CIK 0001999254 · Chief Cust Mkt & Brnd Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 317,430

F1 · kind: The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 22, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.11 to $1.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 24, 2025 Filed Mar 26, 2025 22:28 UTC
Shafer AndrewChief Cust Mkt & Brnd Officer
SaleCommon Stock 10,000 $1.33 $13,253.00
Disclosure

SEC source: 0001415889-25-009064 · form4-03262025_100309.xml · nonDerivative · entry 1

Shafer Andrew · CIK 0001999254 · Chief Cust Mkt & Brnd Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 322,430

F1 · kind: The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 22, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2024 Filed Dec 3, 2024 22:50 UTC
Gendenjamts DavaajargalVP Acctg and Treasurer
GrantStock Option · Derivative 27,273 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001415889-24-028181 · form4-12032024_101212.xml · derivative · entry 2

Gendenjamts Davaajargal · CIK 0002045065 · VP Acctg and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,273

Underlying: Common Stock · 27,273 shares

Expires 2034-11-30

F2 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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December 01, 2024 Filed Dec 3, 2024 22:50 UTC
Gendenjamts DavaajargalVP Acctg and Treasurer
GrantCommon Stock 27,273 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028181 · form4-12032024_101212.xml · nonDerivative · entry 1

Gendenjamts Davaajargal · CIK 0002045065 · VP Acctg and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,273

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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November 21, 2024 Filed Nov 25, 2024 21:59 UTC
Bowron Kimberly TChief People and IT Officer
SaleCommon Stock 14,240.84 $1.29 $18,370.68
Disclosure

SEC source: 0001415889-24-027644 · form4-11252024_091115.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People and IT Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · balance_after: Reflects a decrease of 2,812.98 shares under the issuer's 401(k) plan since the date of the reporting person's last ownership report to reconcile an error due to an excess match.

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November 05, 2024 Filed Nov 6, 2024 23:09 UTC
Shafer AndrewChief Cust Mkt & Brnd Officer
SaleCommon Stock 26,911 $2.37 $63,660.66
Disclosure

SEC source: 0001415889-24-026274 · form4-11062024_111119.xml · nonDerivative · entry 1

Shafer Andrew · CIK 0001999254 · Chief Cust Mkt & Brnd Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 332,430

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon the vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.300 to $2.371 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 17, 2024 Filed Oct 21, 2024 21:47 UTC
Bloom Paul DCCO & CIO
SaleCommon Stock 16,000 $3.06 $48,972.80
Disclosure

SEC source: 0001415889-24-025465 · form4-10212024_091012.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 947,882

F1 · kind: The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.03 to $3.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2024 Filed Oct 1, 2024 22:24 UTC
Bowron Kimberly TChief People Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024246 · form4-10012024_101008.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,268

F1 · security: Granted pursuant to an employment agreement entered into between the reporting person and the issuer. Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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September 01, 2024 Filed Oct 1, 2024 22:20 UTC
Bloom Paul DCCO & CIO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024245 · form4-10012024_101044.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 963,882

F1 · security: Granted pursuant to an employment agreement entered into between the reporting person and the issuer. Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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September 01, 2024 Filed Oct 1, 2024 22:18 UTC
Gruber Patrick R.Director · Chief Executive Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024243 · form4-10012024_101038.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,767,976

F1 · security: Granted pursuant to an amended and restated employment agreement entered into between the reporting person and the issuer. Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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September 01, 2024 Filed Oct 1, 2024 22:19 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024244 · form4-10012024_101047.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,934

F1 · security: Granted pursuant to an amended and restated employment agreement entered into between the reporting person and the issuer. Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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August 22, 2024 Filed Aug 26, 2024 22:20 UTC
Bowron Kimberly TChief People Officer
SaleCommon Stock 16,383 $0.76 $12,408.48
Disclosure

SEC source: 0001415889-24-022251 · form4-08262024_100822.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,268

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.71 to $0.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 22, 2024 Filed Aug 26, 2024 22:13 UTC
Bloom Paul DCCO & CIO
SaleCommon Stock 60,303 $0.76 $45,673.49
Disclosure

SEC source: 0001415889-24-022249 · form4-08262024_100812.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 953,882

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.71 to $0.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 22, 2024 Filed Aug 26, 2024 18:09 UTC
Smull L LynnChief Financial Officer
SaleCommon Stock 69,738 $0.76 $52,819.56
Disclosure

SEC source: 0001415889-24-022247 · form4-08262024_100807.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,169,602

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 19, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.71 to $0.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 22, 2024 Filed Aug 26, 2024 22:07 UTC SaleCommon Stock 84,014 $0.76 $63,632.20
Disclosure

SEC source: 0001415889-24-022245 · form4-08262024_100816.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,573,934

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.71 to $0.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 22, 2024 Filed Aug 26, 2024 22:05 UTC
Gruber Patrick R.Director · Chief Executive Officer
SaleCommon Stock 164,428 $0.76 $124,537.77
Disclosure

SEC source: 0001415889-24-022244 · form4-08262024_100810.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,757,976

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon the vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 18, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.71 to $0.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 22:42 UTC
Bowron Kimberly TChief People Officer
SaleCommon Stock 13,572 $0.51 $6,866.07
Disclosure

SEC source: 0001415889-24-020941 · form4-08072024_100831.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 421,651

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4954 to $0.5262 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 06, 2024 Filed Aug 7, 2024 22:34 UTC
Bloom Paul DCCO & CIO
SaleCommon Stock 34,707 $0.51 $17,558.27
Disclosure

SEC source: 0001415889-24-020940 · form4-08072024_100831.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,014,185

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4954 to $0.5262 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 18:32 UTC
Smull L LynnChief Financial Officer
SaleCommon Stock 40,140 $0.51 $20,306.83
Disclosure

SEC source: 0001415889-24-020939 · form4-08072024_100854.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,239,340

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 19, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4954 to $0.5262 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 06, 2024 Filed Aug 7, 2024 22:43 UTC
Nurmat Alisher KVP AND TREASURER
SaleCommon Stock 5,012 $0.51 $2,535.57
Disclosure

SEC source: 0001415889-24-020942 · form4-08072024_100837.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP AND TREASURER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,476

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4954 to $0.5262 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 06, 2024 Filed Aug 7, 2024 22:31 UTC SaleCommon Stock 46,608 $0.51 $23,578.99
Disclosure

SEC source: 0001415889-24-020937 · form4-08072024_100823.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,657,948

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4954 to $0.5262 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 06, 2024 Filed Aug 7, 2024 22:29 UTC
Gruber Patrick R.Director · Chief Executive Officer
SaleCommon Stock 127,276 $0.51 $64,388.93
Disclosure

SEC source: 0001415889-24-020936 · form4-08072024_100844.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,922,404

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon the vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 18, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4954 to $0.5262 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 31, 2024 Filed Aug 1, 2024 22:34 UTC
Bowron Kimberly TChief People Officer
SaleCommon Stock 10,598 $0.59 $6,249.64
Disclosure

SEC source: 0001415889-24-020551 · form4-08012024_100829.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 435,223

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5800 to $0.5995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 31, 2024 Filed Aug 1, 2024 22:31 UTC
Bloom Paul DCCO & CIO
SaleCommon Stock 24,045 $0.59 $14,179.34
Disclosure

SEC source: 0001415889-24-020549 · form4-08012024_100814.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,048,892

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5800 to $0.5995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 31, 2024 Filed Aug 1, 2024 18:25 UTC
Smull L LynnChief Financial Officer
SaleCommon Stock 29,707 $0.59 $17,518.22
Disclosure

SEC source: 0001415889-24-020545 · form4-08012024_100808.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,279,480

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 19, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5800 to $0.5995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 31, 2024 Filed Aug 1, 2024 22:36 UTC SaleCommon Stock 39,821 $0.59 $23,482.44
Disclosure

SEC source: 0001415889-24-020553 · form4-08012024_100849.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,704,556

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 25, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5800 to $0.5995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 31, 2024 Filed Aug 1, 2024 22:27 UTC
Nurmat Alisher KVP AND TREASURER
SaleCommon Stock 3,337 $0.59 $1,967.83
Disclosure

SEC source: 0001415889-24-020547 · form4-08012024_100834.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP AND TREASURER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,488

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 20, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5800 to $0.5995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 31, 2024 Filed Aug 1, 2024 22:20 UTC
Gruber Patrick R.Director · Chief Executive Officer
SaleCommon Stock 108,966 $0.59 $64,257.25
Disclosure

SEC source: 0001415889-24-020543 · form4-08012024_100842.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,049,680

F1 · kind: Represents shares sold by the Reporting Person to cover tax withholding obligations upon the vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 18, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5800 to $0.5995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 23, 2024 Filed May 28, 2024 20:43 UTC GrantStock Option · Derivative 224,639 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001392380-24-000026 · wk-form4_1716929014.xml · derivative · entry 1

Ellet Mary Kathryn · CIK 0002006415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,639

Underlying: Common Stock · 224,639 shares

Expires 2034-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 23, 2024 Filed May 28, 2024 20:48 UTC GrantStock Option · Derivative 224,639 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001392380-24-000027 · wk-form4_1716929325.xml · derivative · entry 1

Guillen Jaime · CIK 0001876001 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,639

Underlying: Common Stock · 224,639 shares

Expires 2034-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 23, 2024 Filed May 28, 2024 16:42 UTC GrantStock Option · Derivative 224,639 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001392380-24-000025 · wk-form4_1716928957.xml · derivative · entry 1

Battershell Carol Jane · CIK 0001667931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,639

Underlying: Common Stock · 224,639 shares

Expires 2034-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 23, 2024 Filed May 28, 2024 20:49 UTC
Marsh AndrewDirector
GrantStock Option · Derivative 224,639 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001392380-24-000028 · wk-form4_1716929391.xml · derivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,639

Underlying: Common Stock · 224,639 shares

Expires 2034-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 23, 2024 Filed May 28, 2024 20:41 UTC GrantStock Option · Derivative 224,639 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001392380-24-000024 · wk-form4_1716928896.xml · derivative · entry 1

BAUM WILLIAM H · CIK 0001231857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,639

Underlying: Common Stock · 224,639 shares

Expires 2034-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 23, 2024 Filed May 28, 2024 20:50 UTC
Mize Gary W.Director
GrantStock Option · Derivative 224,639 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001392380-24-000029 · wk-form4_1716929445.xml · derivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,639

Underlying: Common Stock · 224,639 shares

Expires 2034-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 23, 2024 Filed May 28, 2024 20:39 UTC GrantStock Option · Derivative 224,639 $0.00 Strike: $0.67 $0.00
Disclosure

SEC source: 0001392380-24-000023 · wk-form4_1716928759.xml · derivative · entry 1

Amorelli Angelo · CIK 0001997722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,639

Underlying: Common Stock · 224,639 shares

Expires 2034-05-22

F1 · derivative.exercise_date: Represents stock options that vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.

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May 22, 2024 Filed May 24, 2024 22:01 UTC
Bowron Kimberly TChief People Officer
GrantStock Option · Derivative 197,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001392380-24-000021 · wk-form4_1716588066.xml · derivative · entry 3

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,000

Underlying: Common Stock · 197,000 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date; provided, further, that any vested portion of such option shall only be exercisable by the reporting person if the daily volume weighted average price of the issuer's common stock during any 20 consecutive trading day period after the grant date and prior to May 21, 2034 equals or exceeds $1.00.

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May 22, 2024 Filed May 24, 2024 22:01 UTC
Bowron Kimberly TChief People Officer
GrantCommon Stock 197,000 $0.00 $0.00
Disclosure

SEC source: 0001392380-24-000021 · wk-form4_1716588066.xml · nonDerivative · entry 1

Bowron Kimberly T · CIK 0001866673 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,821

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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May 22, 2024 Filed May 24, 2024 21:44 UTC
Bloom Paul DCCO & CIO
GrantStock Option · Derivative 475,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001392380-24-000019 · wk-form4_1716587042.xml · derivative · entry 3

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 475,000 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date; provided, further, that any vested portion of such option shall only be exercisable by the reporting person if the daily volume weighted average price of the issuer's common stock during any 20 consecutive trading day period after the grant date and prior to May 21, 2034 equals or exceeds $1.00.

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May 22, 2024 Filed May 24, 2024 21:44 UTC
Bloom Paul DCCO & CIO
GrantCommon Stock 475,000 $0.00 $0.00
Disclosure

SEC source: 0001392380-24-000019 · wk-form4_1716587042.xml · nonDerivative · entry 1

Bloom Paul D · CIK 0001854032 · CCO & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,937

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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May 22, 2024 Filed May 24, 2024 17:41 UTC
Smull L LynnChief Financial Officer
GrantStock Option · Derivative 405,500 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001392380-24-000018 · wk-form4_1716586863.xml · derivative · entry 3

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,500

Underlying: Common Stock · 405,500 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date; provided, further, that any vested portion of such option shall only be exercisable by the reporting person if the daily volume weighted average price of the issuer's common stock during any 20 consecutive trading day period after the grant date and prior to May 21, 2034 equals or exceeds $1.00.

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May 22, 2024 Filed May 24, 2024 17:41 UTC
Smull L LynnChief Financial Officer
GrantCommon Stock 405,500 $0.00 $0.00
Disclosure

SEC source: 0001392380-24-000018 · wk-form4_1716586863.xml · nonDerivative · entry 1

Smull L Lynn · CIK 0001797471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,309,187

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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May 22, 2024 Filed May 24, 2024 22:03 UTC
Nurmat Alisher KVP Accounting and Treasurer
GrantStock Option · Derivative 95,906 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001392380-24-000022 · wk-form4_1716588180.xml · derivative · entry 3

Nurmat Alisher K · CIK 0001916550 · VP Accounting and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,906

Underlying: Common Stock · 95,906 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date; provided, further, that any vested portion of such option shall only be exercisable by the reporting person if the daily volume weighted average price of the issuer's common stock during any 20 consecutive trading day period after the grant date and prior to May 21, 2034 equals or exceeds $1.00.

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May 22, 2024 Filed May 24, 2024 22:03 UTC
Nurmat Alisher KVP Accounting and Treasurer
GrantCommon Stock 95,906 $0.00 $0.00
Disclosure

SEC source: 0001392380-24-000022 · wk-form4_1716588180.xml · nonDerivative · entry 1

Nurmat Alisher K · CIK 0001916550 · VP Accounting and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,825

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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May 22, 2024 Filed May 24, 2024 21:58 UTC
Shafer AndrewChief Mktg Cust & Brnd Officer
GrantStock Option · Derivative 202,500 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001392380-24-000020 · wk-form4_1716587915.xml · derivative · entry 3

Shafer Andrew · CIK 0001999254 · Chief Mktg Cust & Brnd Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,500

Underlying: Common Stock · 202,500 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date; provided, further, that any vested portion of such option shall only be exercisable by the reporting person if the daily volume weighted average price of the issuer's common stock during any 20 consecutive trading day period after the grant date and prior to May 21, 2034 equals or exceeds $1.00.

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May 22, 2024 Filed May 24, 2024 21:58 UTC
Shafer AndrewChief Mktg Cust & Brnd Officer
GrantCommon Stock 202,500 $0.00 $0.00
Disclosure

SEC source: 0001392380-24-000020 · wk-form4_1716587915.xml · nonDerivative · entry 1

Shafer Andrew · CIK 0001999254 · Chief Mktg Cust & Brnd Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,341

F1 · security: Represents restricted common stock that vests in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

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May 22, 2024 Filed May 24, 2024 21:37 UTC GrantStock Option · Derivative 550,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001392380-24-000017 · wk-form4_1716586666.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2034-05-21

F3 · derivative.exercise_date: The stock options shall vest in three equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date; provided, further, that any vested portion of such option shall only be exercisable by the reporting person if the daily volume weighted average price of the issuer's common stock during any 20 consecutive trading day period after the grant date and prior to May 21, 2034 equals or exceeds $1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.