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Nasdaq · USD

GEVO

Gevo, Inc.

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Tapewire entity
5641
SEC CIK
0001392380
Parsed reports
527

Last 12 months

Inside the activity.

2 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202600
Mar 202605
Apr 202601
May 202607
Jun 202607
Jul 202600
Aug 202624
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2016 Filed Oct 31, 2016 20:13 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147430 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,487

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:13 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 114 $0.40 $45.60
Disclosure

SEC source: 0001209191-16-147430 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,645

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:13 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147430 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:16 UTC Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147445 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,288

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:16 UTC Tax withholdingCommon Stock 506 $0.40 $202.40
Disclosure

SEC source: 0001209191-16-147445 · doc4.xml · nonDerivative · entry 2

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,903

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:16 UTC Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147445 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:16 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147442 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,963

Underlying: Common Stock · 1,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:16 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 576 $0.40 $230.40
Disclosure

SEC source: 0001209191-16-147442 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,856

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:16 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 1,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147442 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:15 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147437 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,288

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:15 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 506 $0.40 $202.40
Disclosure

SEC source: 0001209191-16-147437 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,570

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:15 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147437 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:12 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147429 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,487

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:12 UTC Tax withholdingCommon Stock 114 $0.40 $45.60
Disclosure

SEC source: 0001209191-16-147429 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,645

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:12 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147429 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:14 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 317 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147433 · doc4.xml · derivative · entry 3

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,661

Underlying: Common Stock · 317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:14 UTC
Roda GregoryChief Commercial Officer
Tax withholdingCommon Stock 101 $0.40 $40.40
Disclosure

SEC source: 0001209191-16-147433 · doc4.xml · nonDerivative · entry 2

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,358

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:14 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionCommon Stock 317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147433 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:10 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147427 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,487

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:10 UTC Tax withholdingCommon Stock 114 $0.40 $45.60
Disclosure

SEC source: 0001209191-16-147427 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,005

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:10 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147427 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:09 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147426 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,487

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:09 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 114 $0.40 $45.60
Disclosure

SEC source: 0001209191-16-147426 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 20:09 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-147426 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 12, 2016 Filed Oct 13, 2016 18:02 UTC SaleCommon Stock 21 $0.43 $9.03
Disclosure

SEC source: 0001209191-16-145774 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,823

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
October 12, 2016 Filed Oct 13, 2016 18:00 UTC
Ryan Christopher MichaelPresident and COO
SaleCommon Stock 121 $0.43 $52.03
Disclosure

SEC source: 0001209191-16-145773 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,490

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
October 12, 2016 Filed Oct 13, 2016 17:59 UTC
Gruber Patrick R.Director · Chief Executive Officer
SaleCommon Stock 108 $0.43 $46.44
Disclosure

SEC source: 0001209191-16-145772 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,625

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
October 12, 2016 Filed Oct 13, 2016 17:58 UTC
Roda GregoryChief Commercial Officer
SaleCommon Stock 16 $0.43 $6.88
Disclosure

SEC source: 0001209191-16-145771 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,142

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:46 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143575 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:46 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 114 $0.49 $55.86
Disclosure

SEC source: 0001209191-16-143575 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:46 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143575 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:49 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143577 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:49 UTC Tax withholdingCommon Stock 114 $0.49 $55.86
Disclosure

SEC source: 0001209191-16-143577 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,762

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:49 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143577 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:56 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 317 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143581 · doc4.xml · derivative · entry 3

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,978

Underlying: Common Stock · 317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:56 UTC
Roda GregoryChief Commercial Officer
Tax withholdingCommon Stock 100 $0.49 $49.00
Disclosure

SEC source: 0001209191-16-143581 · doc4.xml · nonDerivative · entry 2

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,158

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:56 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionCommon Stock 317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143581 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:53 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143579 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,874

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:53 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 507 $0.49 $248.43
Disclosure

SEC source: 0001209191-16-143579 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,611

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:53 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143579 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:55 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143580 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,770

Underlying: Common Stock · 1,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:55 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 577 $0.49 $282.73
Disclosure

SEC source: 0001209191-16-143580 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,733

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:55 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 1,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143580 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143578 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,874

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:50 UTC Tax withholdingCommon Stock 507 $0.49 $248.43
Disclosure

SEC source: 0001209191-16-143578 · doc4.xml · nonDerivative · entry 2

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,844

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:50 UTC Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143578 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:47 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143576 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:47 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 114 $0.49 $55.86
Disclosure

SEC source: 0001209191-16-143576 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:47 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143576 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2016 Filed Oct 3, 2016 19:42 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143574 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,844

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.