Tapewire

Nasdaq · USD

GEVO

Gevo, Inc.

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Tapewire entity
5641
SEC CIK
0001392380
Parsed reports
527

Last 12 months

Inside the activity.

2 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202600
Mar 202605
Apr 202601
May 202607
Jun 202607
Jul 202600
Aug 202624
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2016 Filed Dec 31, 2016 00:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157123 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,116

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:35 UTC Tax withholdingCommon Stock 592 $0.20 $118.40
Disclosure

SEC source: 0001209191-16-157123 · doc4.xml · nonDerivative · entry 2

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,935

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:35 UTC Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-157123 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:34 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 317 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157122 · doc4.xml · derivative · entry 3

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

Underlying: Common Stock · 317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:34 UTC
Roda GregoryChief Commercial Officer
Tax withholdingCommon Stock 118 $0.20 $23.60
Disclosure

SEC source: 0001209191-16-157122 · doc4.xml · nonDerivative · entry 2

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,741

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:34 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionCommon Stock 317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-157122 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:33 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157121 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,116

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:33 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 592 $0.20 $118.40
Disclosure

SEC source: 0001209191-16-157121 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,402

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:33 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-157121 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:32 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157120 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,773

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:32 UTC Tax withholdingCommon Stock 114 $0.20 $22.80
Disclosure

SEC source: 0001209191-16-157120 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,491

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:32 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-157120 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:31 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157119 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,773

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:31 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 114 $0.20 $22.80
Disclosure

SEC source: 0001209191-16-157119 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,211

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:31 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-157119 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:28 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157118 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,773

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:28 UTC Tax withholdingCommon Stock 114 $0.20 $22.80
Disclosure

SEC source: 0001209191-16-157118 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
December 29, 2016 Filed Dec 31, 2016 00:28 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-157118 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
December 12, 2016 Filed Dec 12, 2016 21:05 UTC
Ryan Christopher MichaelPresident and COO
SaleCommon Stock 121 $0.24 $29.04
Disclosure

SEC source: 0001209191-16-154685 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,408

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 21:03 UTC
Roda GregoryChief Commercial Officer
SaleCommon Stock 16 $0.24 $3.84
Disclosure

SEC source: 0001209191-16-154682 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,542

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 21:00 UTC
Gruber Patrick R.Director · Chief Executive Officer
SaleCommon Stock 108 $0.24 $25.92
Disclosure

SEC source: 0001209191-16-154675 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,868

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 20:58 UTC SaleCommon Stock 21 $0.24 $5.04
Disclosure

SEC source: 0001209191-16-154674 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,941

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:37 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152652 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:37 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 114 $0.33 $37.62
Disclosure

SEC source: 0001209191-16-152652 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,888

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:37 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152652 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152646 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:33 UTC Tax withholdingCommon Stock 114 $0.33 $37.62
Disclosure

SEC source: 0001209191-16-152646 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,248

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:33 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152646 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:36 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 317 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152651 · doc4.xml · derivative · entry 3

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,344

Underlying: Common Stock · 317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:36 UTC
Roda GregoryChief Commercial Officer
Tax withholdingCommon Stock 101 $0.33 $33.33
Disclosure

SEC source: 0001209191-16-152651 · doc4.xml · nonDerivative · entry 2

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,558

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:36 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionCommon Stock 317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152651 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:35 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152650 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,702

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:35 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 506 $0.33 $166.98
Disclosure

SEC source: 0001209191-16-152650 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,529

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:35 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152650 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:34 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 1,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152647 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,156

Underlying: Common Stock · 1,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:34 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 579 $0.33 $191.07
Disclosure

SEC source: 0001209191-16-152647 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,976

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:34 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 1,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152647 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:32 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152645 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:32 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 114 $0.33 $37.62
Disclosure

SEC source: 0001209191-16-152645 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,968

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:32 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152645 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

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November 29, 2016 Filed Dec 1, 2016 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152644 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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November 29, 2016 Filed Dec 1, 2016 20:31 UTC Tax withholdingCommon Stock 114 $0.33 $37.62
Disclosure

SEC source: 0001209191-16-152644 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,888

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

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November 29, 2016 Filed Dec 1, 2016 20:31 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152644 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2016 Filed Dec 1, 2016 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 1,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152643 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,702

Underlying: Common Stock · 1,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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November 29, 2016 Filed Dec 1, 2016 20:30 UTC Tax withholdingCommon Stock 506 $0.33 $166.98
Disclosure

SEC source: 0001209191-16-152643 · doc4.xml · nonDerivative · entry 2

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,962

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

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November 29, 2016 Filed Dec 1, 2016 20:30 UTC Exercise / conversionCommon Stock 1,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152643 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 14, 2016 Filed Nov 14, 2016 22:55 UTC
Ryan Christopher MichaelPresident and COO
SaleCommon Stock 121 $0.44 $53.24
Disclosure

SEC source: 0001209191-16-149870 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,449

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

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November 14, 2016 Filed Nov 14, 2016 22:53 UTC
Gruber Patrick R.Director · Chief Executive Officer
SaleCommon Stock 108 $0.44 $47.52
Disclosure

SEC source: 0001209191-16-149861 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,748

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

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November 14, 2016 Filed Nov 14, 2016 22:39 UTC SaleCommon Stock 21 $0.44 $9.24
Disclosure

SEC source: 0001209191-16-149784 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,882

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

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November 14, 2016 Filed Nov 14, 2016 22:25 UTC
Roda GregoryChief Commercial Officer
SaleCommon Stock 16 $0.44 $7.04
Disclosure

SEC source: 0001209191-16-149764 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.