Last 12 months
Inside the activity.
2 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 4 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 2, 2017 23:23 UTC |
Willis MikeCFO
|
Exercise / conversionRestricted Stock Units · Derivative | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016917 · doc4.xml · derivative · entry 3 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Underlying: Common Stock · 80 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:23 UTC |
Willis MikeCFO
|
Tax withholdingCommon Stock | 36 | $1.01 | $36.36 |
DisclosureSEC source: 0001209191-17-016917 · doc4.xml · nonDerivative · entry 2 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:23 UTC |
Willis MikeCFO
|
Exercise / conversionCommon Stock | 80 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-016917 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:21 UTC |
Roth Johannes MinhoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016913 · doc4.xml · derivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:21 UTC |
Roth Johannes MinhoDirector
|
Tax withholdingCommon Stock | 5 | $1.01 | $5.05 |
DisclosureSEC source: 0001209191-17-016913 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:21 UTC |
Roth Johannes MinhoDirector
|
Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-016913 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:20 UTC |
Dreessen RuthDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016911 · doc4.xml · derivative · entry 3 Dreessen Ruth · CIK 0001506219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:20 UTC |
Dreessen RuthDirector
|
Tax withholdingCommon Stock | 5 | $1.01 | $5.05 |
DisclosureSEC source: 0001209191-17-016911 · doc4.xml · nonDerivative · entry 2 Dreessen Ruth · CIK 0001506219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:20 UTC |
Dreessen RuthDirector
|
Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-016911 · doc4.xml · nonDerivative · entry 1 Dreessen Ruth · CIK 0001506219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:17 UTC |
Mize Gary W.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016909 · doc4.xml · derivative · entry 3 Mize Gary W. · CIK 0001530501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:17 UTC |
Mize Gary W.Director
|
Tax withholdingCommon Stock | 5 | $1.01 | $5.05 |
DisclosureSEC source: 0001209191-17-016909 · doc4.xml · nonDerivative · entry 2 Mize Gary W. · CIK 0001530501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:17 UTC |
Mize Gary W.Director
|
Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-016909 · doc4.xml · nonDerivative · entry 1 Mize Gary W. · CIK 0001530501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 15:34 UTC |
Willis MikeCFO
|
SaleCommon Stock | 2 | $2.51 | $5.02 |
DisclosureSEC source: 0001209191-17-010299 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 15:32 UTC |
Roda GregoryChief Commercial Officer
|
SaleCommon Stock | 1 | $2.51 | $2.51 |
DisclosureSEC source: 0001209191-17-010298 · doc4.xml · nonDerivative · entry 1 Roda Gregory · CIK 0001586484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 15:30 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
SaleCommon Stock | 6 | $2.51 | $15.06 |
DisclosureSEC source: 0001209191-17-010296 · doc4.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,433 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 15:27 UTC |
Ryan Christopher MichaelPresident and COO
|
SaleCommon Stock | 7 | $2.51 | $17.57 |
DisclosureSEC source: 0001209191-17-010293 · doc4.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,196 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:00 UTC |
Marsh AndrewDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006593 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F4 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F4 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:00 UTC |
Marsh AndrewDirector
|
Tax withholdingCommon Stock | 5 | $2.87 | $14.35 |
DisclosureSEC source: 0001209191-17-006593 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 F3 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:00 UTC |
Marsh AndrewDirector
|
Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006593 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:05 UTC |
Roda GregoryChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006598 · doc4.xml · derivative · entry 3 Roda Gregory · CIK 0001586484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286 Underlying: Common Stock · 16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:05 UTC |
Roda GregoryChief Commercial Officer
|
Tax withholdingCommon Stock | 5 | $2.87 | $14.35 |
DisclosureSEC source: 0001209191-17-006598 · doc4.xml · nonDerivative · entry 2 Roda Gregory · CIK 0001586484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:05 UTC |
Roda GregoryChief Commercial Officer
|
Exercise / conversionCommon Stock | 16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006598 · doc4.xml · nonDerivative · entry 1 Roda Gregory · CIK 0001586484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:03 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006596 · doc4.xml · derivative · entry 3 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627 Underlying: Common Stock · 91 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:03 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 46 | $2.87 | $132.02 |
DisclosureSEC source: 0001209191-17-006596 · doc4.xml · nonDerivative · entry 2 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:03 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 91 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006596 · doc4.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:04 UTC |
Willis MikeCFO
|
Exercise / conversionRestricted Stock Units · Derivative | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006597 · doc4.xml · derivative · entry 3 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426 Underlying: Common Stock · 80 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:04 UTC |
Willis MikeCFO
|
Tax withholdingCommon Stock | 41 | $2.87 | $117.67 |
DisclosureSEC source: 0001209191-17-006597 · doc4.xml · nonDerivative · entry 2 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,784 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:04 UTC |
Willis MikeCFO
|
Exercise / conversionCommon Stock | 80 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006597 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:02 UTC |
Ryan Christopher MichaelPresident and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006595 · doc4.xml · derivative · entry 3 Ryan Christopher Michael · CIK 0001512143 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426 Underlying: Common Stock · 80 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:02 UTC |
Ryan Christopher MichaelPresident and COO
|
Tax withholdingCommon Stock | 41 | $2.87 | $117.67 |
DisclosureSEC source: 0001209191-17-006595 · doc4.xml · nonDerivative · entry 2 Ryan Christopher Michael · CIK 0001512143 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,203 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:02 UTC |
Ryan Christopher MichaelPresident and COO
|
Exercise / conversionCommon Stock | 80 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006595 · doc4.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:01 UTC |
Dreessen RuthDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006594 · doc4.xml · derivative · entry 3 Dreessen Ruth · CIK 0001506219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F4 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F4 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:01 UTC |
Dreessen RuthDirector
|
Tax withholdingCommon Stock | 5 | $2.87 | $14.35 |
DisclosureSEC source: 0001209191-17-006594 · doc4.xml · nonDerivative · entry 2 Dreessen Ruth · CIK 0001506219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638 F3 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 18:01 UTC |
Dreessen RuthDirector
|
Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006594 · doc4.xml · nonDerivative · entry 1 Dreessen Ruth · CIK 0001506219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:59 UTC |
Roth Johannes MinhoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006592 · doc4.xml · derivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F4 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F4 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:59 UTC |
Roth Johannes MinhoDirector
|
Tax withholdingCommon Stock | 5 | $2.87 | $14.35 |
DisclosureSEC source: 0001209191-17-006592 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 F3 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:59 UTC |
Roth Johannes MinhoDirector
|
Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006592 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:57 UTC |
Mize Gary W.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006591 · doc4.xml · derivative · entry 3 Mize Gary W. · CIK 0001530501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F4 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F4 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:57 UTC |
Mize Gary W.Director
|
Tax withholdingCommon Stock | 5 | $2.87 | $14.35 |
DisclosureSEC source: 0001209191-17-006591 · doc4.xml · nonDerivative · entry 2 Mize Gary W. · CIK 0001530501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624 F3 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:57 UTC |
Mize Gary W.Director
|
Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006591 · doc4.xml · nonDerivative · entry 1 Mize Gary W. · CIK 0001530501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 12, 2017 Filed Jan 14, 2017 00:30 UTC |
Ryan Christopher MichaelPresident and COO
|
SaleCommon Stock | 7 | $3.85 | $26.95 |
DisclosureSEC source: 0001209191-17-003754 · doc4.xml · nonDerivative · entry 1 Ryan Christopher Michael · CIK 0001512143 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 12, 2017 Filed Jan 14, 2017 00:28 UTC |
Willis MikeCFO
|
SaleCommon Stock | 2 | $3.85 | $7.70 |
DisclosureSEC source: 0001209191-17-003753 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 12, 2017 Filed Jan 14, 2017 00:28 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
SaleCommon Stock | 6 | $3.85 | $23.10 |
DisclosureSEC source: 0001209191-17-003752 · doc4.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 12, 2017 Filed Jan 14, 2017 00:24 UTC |
Roda GregoryChief Commercial Officer
|
SaleCommon Stock | 1 | $3.85 | $3.85 |
DisclosureSEC source: 0001209191-17-003751 · doc4.xml · nonDerivative · entry 1 Roda Gregory · CIK 0001586484 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:26 UTC |
Marsh AndrewDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157117 · doc4.xml · derivative · entry 3 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,773 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:26 UTC |
Marsh AndrewDirector
|
Tax withholdingCommon Stock | 114 | $0.20 | $22.80 |
DisclosureSEC source: 0001209191-16-157117 · doc4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:26 UTC |
Marsh AndrewDirector
|
Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-157117 · doc4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:36 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157124 · doc4.xml · derivative · entry 3 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,349 Underlying: Common Stock · 1,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:36 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 675 | $0.20 | $135.00 |
DisclosureSEC source: 0001209191-16-157124 · doc4.xml · nonDerivative · entry 2 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:36 UTC |
Gruber Patrick R.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,807 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-157124 · doc4.xml · nonDerivative · entry 1 Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.