Tapewire

Nasdaq · USD

GEVO

Gevo, Inc.

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Tapewire entity
5641
SEC CIK
0001392380
Parsed reports
527

Last 12 months

Inside the activity.

2 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202600
Mar 202605
Apr 202601
May 202607
Jun 202607
Jul 202600
Aug 202624
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2017 Filed May 2, 2017 21:58 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-029341 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 01, 2017 Filed May 2, 2017 21:57 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029339 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:57 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 41 $1.02 $41.82
Disclosure

SEC source: 0001209191-17-029339 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,577

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:57 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-029339 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 01, 2017 Filed May 2, 2017 21:56 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029336 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:56 UTC Tax withholdingCommon Stock 5 $1.02 $5.10
Disclosure

SEC source: 0001209191-17-029336 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:56 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-029336 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 01, 2017 Filed May 2, 2017 21:56 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029334 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:56 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 5 $1.02 $5.10
Disclosure

SEC source: 0001209191-17-029334 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:56 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-029334 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
May 01, 2017 Filed May 2, 2017 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029329 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:53 UTC Tax withholdingCommon Stock 5 $1.02 $5.10
Disclosure

SEC source: 0001209191-17-029329 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:53 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-029329 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:39 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023864 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:39 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 5 $1.17 $5.85
Disclosure

SEC source: 0001209191-17-023864 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:39 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023864 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:41 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023869 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:41 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 5 $1.17 $5.85
Disclosure

SEC source: 0001209191-17-023869 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:41 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023869 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023862 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:37 UTC Tax withholdingCommon Stock 5 $1.17 $5.85
Disclosure

SEC source: 0001209191-17-023862 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:37 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023862 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:40 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023866 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:40 UTC Tax withholdingCommon Stock 5 $1.17 $5.85
Disclosure

SEC source: 0001209191-17-023866 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:40 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023866 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:31 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023858 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:31 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 35 $1.17 $40.95
Disclosure

SEC source: 0001209191-17-023858 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:31 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023858 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:32 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023860 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:32 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 41 $1.17 $47.97
Disclosure

SEC source: 0001209191-17-023860 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:32 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023860 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023856 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:30 UTC Tax withholdingCommon Stock 35 $1.17 $40.95
Disclosure

SEC source: 0001209191-17-023856 · doc4.xml · nonDerivative · entry 2

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:30 UTC Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023856 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
March 13, 2017 Filed Mar 15, 2017 15:39 UTC SaleCommon Stock 2 $0.96 $1.92
Disclosure

SEC source: 0001209191-17-020702 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,824

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 15:41 UTC
Gruber Patrick R.Director · Chief Executive Officer
SaleCommon Stock 6 $0.96 $5.76
Disclosure

SEC source: 0001209191-17-020705 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,477

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 15:39 UTC
Roda GregoryChief Commercial Officer
SaleCommon Stock 1 $0.96 $0.96
Disclosure

SEC source: 0001209191-17-020703 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 15:40 UTC
Ryan Christopher MichaelPresident and COO
SaleCommon Stock 7 $0.96 $6.72
Disclosure

SEC source: 0001209191-17-020704 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:23 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016914 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:23 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 5 $1.01 $5.05
Disclosure

SEC source: 0001209191-17-016914 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:23 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016914 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

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February 28, 2017 Filed Mar 2, 2017 23:28 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016923 · doc4.xml · derivative · entry 3

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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February 28, 2017 Filed Mar 2, 2017 23:28 UTC
Roda GregoryChief Commercial Officer
Tax withholdingCommon Stock 6 $1.01 $6.06
Disclosure

SEC source: 0001209191-17-016923 · doc4.xml · nonDerivative · entry 2

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

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February 28, 2017 Filed Mar 2, 2017 23:28 UTC
Roda GregoryChief Commercial Officer
Exercise / conversionCommon Stock 16 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016923 · doc4.xml · nonDerivative · entry 1

Roda Gregory · CIK 0001586484 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

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February 28, 2017 Filed Mar 2, 2017 23:27 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016920 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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February 28, 2017 Filed Mar 2, 2017 23:27 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 41 $1.01 $41.41
Disclosure

SEC source: 0001209191-17-016920 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,483

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

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February 28, 2017 Filed Mar 2, 2017 23:27 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016920 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:27 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016921 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:27 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 36 $1.01 $36.36
Disclosure

SEC source: 0001209191-17-016921 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:27 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016921 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.