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Nasdaq · USD

GEVO

Gevo, Inc.

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Tapewire entity
5641
SEC CIK
0001392380
Parsed reports
527

Last 12 months

Inside the activity.

2 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202600
Mar 202605
Apr 202601
May 202607
Jun 202607
Jul 202600
Aug 202624
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2017 Filed Nov 30, 2017 20:19 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-063004 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:18 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063003 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:18 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 29 $0.63 $18.27
Disclosure

SEC source: 0001209191-17-063003 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:18 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-063003 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063001 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:13 UTC Tax withholdingCommon Stock 5 $0.63 $3.15
Disclosure

SEC source: 0001209191-17-063001 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:13 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-063001 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062998 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:11 UTC Tax withholdingCommon Stock 5 $0.63 $3.15
Disclosure

SEC source: 0001209191-17-062998 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:11 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062998 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:10 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062997 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:10 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 5 $0.63 $3.15
Disclosure

SEC source: 0001209191-17-062997 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:10 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062997 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:08 UTC Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062996 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:08 UTC Tax withholdingCommon Stock 25 $0.63 $15.75
Disclosure

SEC source: 0001209191-17-062996 · doc4.xml · nonDerivative · entry 2

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:08 UTC Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-062996 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:51 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058552 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:51 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 5 $0.65 $3.25
Disclosure

SEC source: 0001209191-17-058552 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:51 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058552 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:54 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058557 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:54 UTC Tax withholdingCommon Stock 5 $0.65 $3.25
Disclosure

SEC source: 0001209191-17-058557 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:54 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058557 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:55 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058558 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:55 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 5 $0.65 $3.25
Disclosure

SEC source: 0001209191-17-058558 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:55 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058558 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:52 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058554 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:52 UTC Tax withholdingCommon Stock 5 $0.65 $3.25
Disclosure

SEC source: 0001209191-17-058554 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:52 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058554 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:49 UTC Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058548 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:49 UTC Tax withholdingCommon Stock 24 $0.65 $15.60
Disclosure

SEC source: 0001209191-17-058548 · doc4.xml · nonDerivative · entry 2

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:49 UTC Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058548 · doc4.xml · nonDerivative · entry 1

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:50 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058551 · doc4.xml · derivative · entry 3

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:50 UTC
Gruber Patrick R.Director · Chief Executive Officer
Tax withholdingCommon Stock 29 $0.65 $18.85
Disclosure

SEC source: 0001209191-17-058551 · doc4.xml · nonDerivative · entry 2

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:50 UTC
Gruber Patrick R.Director · Chief Executive Officer
Exercise / conversionCommon Stock 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058551 · doc4.xml · nonDerivative · entry 1

Gruber Patrick R. · CIK 0001511369 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:48 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058547 · doc4.xml · derivative · entry 3

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:48 UTC
Ryan Christopher MichaelPresident and COO
Tax withholdingCommon Stock 24 $0.65 $15.60
Disclosure

SEC source: 0001209191-17-058547 · doc4.xml · nonDerivative · entry 2

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,655

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:48 UTC
Ryan Christopher MichaelPresident and COO
Exercise / conversionCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058547 · doc4.xml · nonDerivative · entry 1

Ryan Christopher Michael · CIK 0001512143 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:14 UTC
Marsh AndrewDirector
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054857 · doc4.xml · derivative · entry 3

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:14 UTC
Marsh AndrewDirector
Tax withholdingCommon Stock 5 $0.62 $3.10
Disclosure

SEC source: 0001209191-17-054857 · doc4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:14 UTC
Marsh AndrewDirector
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-054857 · doc4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:16 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054859 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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September 29, 2017 Filed Oct 3, 2017 16:16 UTC Tax withholdingCommon Stock 5 $0.62 $3.10
Disclosure

SEC source: 0001209191-17-054859 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:16 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-054859 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:15 UTC Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054858 · doc4.xml · derivative · entry 3

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:15 UTC Tax withholdingCommon Stock 5 $0.62 $3.10
Disclosure

SEC source: 0001209191-17-054858 · doc4.xml · nonDerivative · entry 2

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:15 UTC Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-054858 · doc4.xml · nonDerivative · entry 1

Dreessen Ruth · CIK 0001506219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:13 UTC
Mize Gary W.Director
Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054856 · doc4.xml · derivative · entry 3

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:13 UTC
Mize Gary W.Director
Tax withholdingCommon Stock 5 $0.62 $3.10
Disclosure

SEC source: 0001209191-17-054856 · doc4.xml · nonDerivative · entry 2

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:13 UTC
Mize Gary W.Director
Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-054856 · doc4.xml · nonDerivative · entry 1

Mize Gary W. · CIK 0001530501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:12 UTC Exercise / conversionRestricted Stock Units · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054855 · doc4.xml · derivative · entry 3

Willis Mike · CIK 0001587000 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.