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Nasdaq · USD

GEOS

GEOSPACE TECHNOLOGIES CORP

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Tapewire entity
7048
SEC CIK
0001001115
Parsed reports
155

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2020 Filed Nov 30, 2020 23:02 UTC
OWENS GARY DDirector
GrantCommon Stock 32,000 $6.54 $209,280.00
Disclosure

SEC source: 0001209191-20-060775 · doc4.xml · nonDerivative · entry 2

OWENS GARY D · CIK 0001049652 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Owens 2008 Grandkids Trust

Disclosed balance after: 46,913

F1 · price: The price reported in Column 4 is a weighted average price. With respect to the November 25, 2020 transaction, these shares were purchased in multiple transactions at prices ranging from $6.90 to $7.00, inclusive. With respect to the November 27, 2020 transaction, these shares were purchased in multiple transactions at prices ranging from $6.24 to $6.80, inclusive. With respect to the November 30, 2020 transaction, these shares were purchased in multiple transactions at prices ranging from $6.19 to $6.60, inclusive. The reporting person undertakes to provide Geospace Technologies Corporation (the "Company"), any security holder of the Company, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Represents shares held by the Owens 2008 Grandkids Trust, in which the reporting person is trustee. The reporting person disclaims beneficial ownership of these shares held by the Trust, except to the extent of his pecuniary interest therein.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:02 UTC
OWENS GARY DDirector
GrantCommon Stock 7,749 $6.97 $54,010.53
Disclosure

SEC source: 0001209191-20-060775 · doc4.xml · nonDerivative · entry 1

OWENS GARY D · CIK 0001049652 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Owens 2008 Grandkids Trust

Disclosed balance after: 14,913

F1 · price: The price reported in Column 4 is a weighted average price. With respect to the November 25, 2020 transaction, these shares were purchased in multiple transactions at prices ranging from $6.90 to $7.00, inclusive. With respect to the November 27, 2020 transaction, these shares were purchased in multiple transactions at prices ranging from $6.24 to $6.80, inclusive. With respect to the November 30, 2020 transaction, these shares were purchased in multiple transactions at prices ranging from $6.19 to $6.60, inclusive. The reporting person undertakes to provide Geospace Technologies Corporation (the "Company"), any security holder of the Company, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Represents shares held by the Owens 2008 Grandkids Trust, in which the reporting person is trustee. The reporting person disclaims beneficial ownership of these shares held by the Trust, except to the extent of his pecuniary interest therein.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 16:21 UTC
OWENS GARY DDirector
GrantCommon Stock 7,164 $6.91 $49,503.24
Disclosure

SEC source: 0001209191-20-060616 · doc4.xml · nonDerivative · entry 1

OWENS GARY D · CIK 0001049652 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Owens 2008 Grandkids Trust

Disclosed balance after: 7,164

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.82 to $6.99, inclusive. The reporting person undertakes to provide Geospace Technologies Corporation (the "Company"), any security holder of the Company, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Represents shares held by the Owens 2008 Grandkids Trust, in which the reporting person is trustee. The reporting person disclaims beneficial ownership of these shares held by the Trust, except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 16:34 UTC
Adams Robbin B.Executive Vice President
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059605 · doc4.xml · nonDerivative · entry 1

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Read SEC document
November 19, 2020 Filed Nov 20, 2020 16:39 UTC
SHEEN MICHAEL JDirector · SVP & Chief Technical Officer
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059608 · doc4.xml · nonDerivative · entry 1

SHEEN MICHAEL J · CIK 0001049654 · Director · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,881

Read SEC document
November 19, 2020 Filed Nov 20, 2020 16:38 UTC
Wheeler Walter R.Director · President & CEO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059607 · doc4.xml · nonDerivative · entry 1

Wheeler Walter R. · CIK 0001550990 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,306

Read SEC document
November 19, 2020 Filed Nov 20, 2020 16:37 UTC
Curda Robert L.Chief Financial Officer
GrantCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059606 · doc4.xml · nonDerivative · entry 1

Curda Robert L. · CIK 0001797979 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,875

Read SEC document
May 14, 2020 Filed May 14, 2020 20:27 UTC PurchaseCommon Stock 2,123 $6.08 $12,907.84
Disclosure

SEC source: 0001209191-20-029198 · doc4.xml · nonDerivative · entry 2

Langtry Tina M · CIK 0001547005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,475

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.90 to $6.22, inclusive. The reporting person undertakes to provide Geospace Technologies Corporation (the "Company"), any security holder of the Company, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 14, 2020 Filed May 15, 2020 18:13 UTC
Wheeler Walter R.Director · President & CEO
PurchaseCommon Stock 5,000 $5.92 $29,600.00
Disclosure

SEC source: 0001209191-20-029650 · doc4.xml · nonDerivative · entry 1

Wheeler Walter R. · CIK 0001550990 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,306

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.90 to $5.92, inclusive. The reporting person undertakes to provide Geospace Technologies Corporation (the "Company"), any security holder of the Company, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:27 UTC PurchaseCommon Stock 1,377 $6.16 $8,482.32
Disclosure

SEC source: 0001209191-20-029198 · doc4.xml · nonDerivative · entry 1

Langtry Tina M · CIK 0001547005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,352

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.08 to $6.23, inclusive. The reporting person undertakes to provide Geospace Technologies Corporation (the "Company"), any security holder of the Company, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 13, 2020 Filed May 14, 2020 14:03 UTC PurchaseCommon Stock 4,100 $6.04 $24,764.00
Disclosure

SEC source: 0001209191-20-029036 · doc4.xml · nonDerivative · entry 1

DAVIS THOMAS L · CIK 0001049658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,054

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.04 to $6.07, inclusive. The reporting person undertakes to provide Geospace Technologies Corporation (the "Company"), any security holder of the Company, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 12, 2020 Filed May 13, 2020 14:04 UTC PurchaseCommon Stock 2,000 $6.29 $12,580.00
Disclosure

SEC source: 0001209191-20-028711 · doc4.xml · nonDerivative · entry 1

Moody William H · CIK 0001298105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,794

Read SEC document
April 06, 2020 Filed Apr 6, 2020 21:51 UTC PurchaseCommon Stock 10,000 $6.55 $65,500.00
Disclosure

SEC source: 0001209191-20-023631 · doc4.xml · nonDerivative · entry 1

Miles Richard F · CIK 0001378704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Read SEC document
February 06, 2020 Filed Feb 7, 2020 19:36 UTC GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007439 · doc4.xml · nonDerivative · entry 1

DAVIS THOMAS L · CIK 0001049658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,954

Read SEC document
February 06, 2020 Filed Feb 7, 2020 19:35 UTC GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007437 · doc4.xml · nonDerivative · entry 1

STILL CHARLES H · CIK 0001049656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Read SEC document
February 06, 2020 Filed Feb 7, 2020 19:34 UTC
OWENS GARY DDirector
GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007434 · doc4.xml · nonDerivative · entry 1

OWENS GARY D · CIK 0001049652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,624

Read SEC document
February 06, 2020 Filed Feb 7, 2020 19:34 UTC GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007430 · doc4.xml · nonDerivative · entry 1

Moody William H · CIK 0001298105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,794

Read SEC document
February 06, 2020 Filed Feb 7, 2020 19:33 UTC GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007428 · doc4.xml · nonDerivative · entry 1

Miles Richard F · CIK 0001378704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Read SEC document
February 06, 2020 Filed Feb 7, 2020 19:32 UTC GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007427 · doc4.xml · nonDerivative · entry 1

Langtry Tina M · CIK 0001547005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,975

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:02 UTC GrantCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007380 · doc4.xml · nonDerivative · entry 1

Giesinger Edgar R. JR. · CIK 0001658831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Read SEC document
December 04, 2019 Filed Dec 5, 2019 15:42 UTC
Adams Robbin B.Executive Vice President
SaleCommon Stock 5,499 $14.40 $79,185.60
Disclosure

SEC source: 0001209191-19-059218 · doc4.xml · nonDerivative · entry 2

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,161

Read SEC document
December 03, 2019 Filed Dec 5, 2019 15:42 UTC
Adams Robbin B.Executive Vice President
SaleCommon Stock 501 $14.45 $7,239.45
Disclosure

SEC source: 0001209191-19-059218 · doc4.xml · nonDerivative · entry 1

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,660

Read SEC document
November 26, 2019 Filed Nov 26, 2019 19:28 UTC
Wheeler Walter R.Director · President & CEO
GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058076 · doc4.xml · nonDerivative · entry 1

Wheeler Walter R. · CIK 0001550990 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,306

Read SEC document
November 26, 2019 Filed Nov 26, 2019 19:28 UTC
SHEEN MICHAEL JDirector · SVP & Chief Technical Officer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058075 · doc4.xml · nonDerivative · entry 1

SHEEN MICHAEL J · CIK 0001049654 · Director · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,381

Read SEC document
November 26, 2019 Filed Nov 26, 2019 19:27 UTC
Adams Robbin B.Executive Vice President
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058074 · doc4.xml · nonDerivative · entry 1

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,161

Read SEC document
November 21, 2019 Filed Nov 22, 2019 17:54 UTC
SHEEN MICHAEL JDirector · SVP & Chief Technical Officer
GrantCommon Stock 3,981 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057751 · doc4.xml · nonDerivative · entry 1

SHEEN MICHAEL J · CIK 0001049654 · Director · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,381

Read SEC document
November 21, 2019 Filed Nov 22, 2019 17:53 UTC
Wheeler Walter R.Director · President & CEO
GrantCommon Stock 3,981 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057750 · doc4.xml · nonDerivative · entry 1

Wheeler Walter R. · CIK 0001550990 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,806

Read SEC document
November 21, 2019 Filed Nov 22, 2019 17:51 UTC
Adams Robbin B.Executive Vice President
GrantCommon Stock 3,311 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057747 · doc4.xml · nonDerivative · entry 1

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,161

Read SEC document
November 21, 2019 Filed Nov 22, 2019 17:52 UTC
MCENTIRE THOMAS TCFO & Secretary
GrantCommon Stock 3,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057748 · doc4.xml · nonDerivative · entry 1

MCENTIRE THOMAS T · CIK 0001049653 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,167

Read SEC document
November 21, 2019 Filed Nov 26, 2019 15:43 UTC Amendment
Adams Robbin B.Executive Vice President
GrantCommon Stock 3,311 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058042 · doc4a.xml · nonDerivative · entry 1

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,161

Read SEC document
February 06, 2019 Filed Feb 7, 2019 16:41 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007960 · doc4.xml · nonDerivative · entry 1

Giesinger Edgar R. JR. · CIK 0001658831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Read SEC document
February 06, 2019 Filed Feb 7, 2019 16:40 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007959 · doc4.xml · nonDerivative · entry 1

STILL CHARLES H · CIK 0001049656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Read SEC document
February 06, 2019 Filed Feb 7, 2019 16:39 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007958 · doc4.xml · nonDerivative · entry 1

DAVIS THOMAS L · CIK 0001049658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,754

Read SEC document
February 06, 2019 Filed Feb 7, 2019 16:38 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007956 · doc4.xml · nonDerivative · entry 1

Moody William H · CIK 0001298105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,594

Read SEC document
February 06, 2019 Filed Feb 7, 2019 16:39 UTC
OWENS GARY DDirector
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007957 · doc4.xml · nonDerivative · entry 1

OWENS GARY D · CIK 0001049652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,424

Read SEC document
February 06, 2019 Filed Feb 7, 2019 16:37 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007955 · doc4.xml · nonDerivative · entry 1

Miles Richard F · CIK 0001378704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Read SEC document
February 06, 2019 Filed Feb 7, 2019 16:35 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007954 · doc4.xml · nonDerivative · entry 1

Langtry Tina M · CIK 0001547005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,775

Read SEC document
December 06, 2018 Filed Dec 7, 2018 15:32 UTC
Adams Robbin B.Executive Vice President
SaleCommon Stock 3,600 $15.00 $54,000.00
Disclosure

SEC source: 0001209191-18-061433 · doc4.xml · nonDerivative · entry 3

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,850

Read SEC document
December 06, 2018 Filed Dec 7, 2018 15:32 UTC
Adams Robbin B.Executive Vice President
SaleCommon Stock 100 $15.09 $1,509.00
Disclosure

SEC source: 0001209191-18-061433 · doc4.xml · nonDerivative · entry 2

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,450

Read SEC document
December 06, 2018 Filed Dec 7, 2018 15:32 UTC
Adams Robbin B.Executive Vice President
SaleCommon Stock 100 $15.06 $1,506.00
Disclosure

SEC source: 0001209191-18-061433 · doc4.xml · nonDerivative · entry 1

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,550

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:10 UTC
MCENTIRE THOMAS TCFO & Secretary
GrantCommon Stock 9,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060126 · doc4.xml · nonDerivative · entry 1

MCENTIRE THOMAS T · CIK 0001049653 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,550

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:09 UTC
SHEEN MICHAEL JDirector · SVP & Chief Technical Officer
GrantCommon Stock 10,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060125 · doc4.xml · nonDerivative · entry 1

SHEEN MICHAEL J · CIK 0001049654 · Director · SVP & Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,400

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:08 UTC
Adams Robbin B.Executive Vice President
GrantCommon Stock 8,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060124 · doc4.xml · nonDerivative · entry 1

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:06 UTC
Wheeler Walter R.Director · President & CEO
Exercise / conversionOptions (right to buy) · Derivative 6,000 $0.00 Strike: $8.78 $0.00
Disclosure

SEC source: 0001209191-18-060121 · doc4.xml · derivative · entry 3

Wheeler Walter R. · CIK 0001550990 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal installments beginning February 5, 2012 and is now fully exercisable.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:06 UTC
Wheeler Walter R.Director · President & CEO
GrantCommon Stock 10,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060121 · doc4.xml · nonDerivative · entry 2

Wheeler Walter R. · CIK 0001550990 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,825

Read SEC document
November 27, 2018 Filed Nov 28, 2018 22:06 UTC
Wheeler Walter R.Director · President & CEO
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060121 · doc4.xml · nonDerivative · entry 1

Wheeler Walter R. · CIK 0001550990 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 15:42 UTC Amendment
Adams Robbin B.Executive Vice President
SaleCommon Stock 3,000 $13.16 $39,487.50
Disclosure

SEC source: 0001209191-18-050404 · doc4a.xml · nonDerivative · entry 3

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

F1 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.19, inclusive.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 15:05 UTC
Adams Robbin B.Executive Vice President
SaleCommon Stock 3,000 $13.16 $39,487.50
Disclosure

SEC source: 0001209191-18-050403 · doc4.xml · nonDerivative · entry 3

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

F1 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.19, inclusive.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 15:42 UTC Amendment
Adams Robbin B.Executive Vice President
Exercise / conversionOptions (right to buy) · Derivative 500 $0.00 Strike: $8.78 $0.00
Disclosure

SEC source: 0001209191-18-050404 · doc4a.xml · derivative · entry 4

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2018-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The shares that were issued upon the exercise of these options were immediately sold, as is presented in Table I.

F3 · derivative.exercise_date: This option vested in four equal annual installments beginning February 5, 2012 and is now fully exercisable.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 15:42 UTC Amendment
Adams Robbin B.Executive Vice President
SaleCommon Stock 500 $13.40 $6,698.20
Disclosure

SEC source: 0001209191-18-050404 · doc4a.xml · nonDerivative · entry 2

Adams Robbin B. · CIK 0001550921 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.