GBX

SEC source: 0001209191-16-146563 · doc4.xml · nonDerivative · entry 2

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,356

F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0001209191-16-146563 · doc4.xml · nonDerivative · entry 1

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 5, 2014, the Reporting Person was awarded 5,784 performance-based restricted stock units ("RSUs"), including 2,892 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,892 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 11,568 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016.

SEC source: 0001209191-16-146564 · doc4.xml · derivative · entry 3

DOWNES ADRIAN J · CIK 0001293862 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,416

Underlying: Common Stock · 2,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,499 RSUs vested on October 19, 2016.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,499 RSUs vested on October 19, 2016.

SEC source: 0001209191-16-146564 · doc4.xml · nonDerivative · entry 1

DOWNES ADRIAN J · CIK 0001293862 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reliance Trust Company as Trustee

Disclosed balance after: 15,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 5, 2014, the Reporting Person was awarded 2,499 performance-based restricted stock units ("RSUs"), including 1,250 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,249 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 4,998 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. stock were issued to the Reporting Person.

SEC source: 0001209191-16-146562 · doc4.xml · derivative · entry 3

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,406

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 3,721 RSUs vested on October 19, 2016.

F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 3,721 RSUs vested on October 19, 2016.

F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 3,721 RSUs vested on October 19, 2016.

SEC source: 0001209191-16-146562 · doc4.xml · nonDerivative · entry 2

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,086

F3 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

SEC source: 0001209191-16-146562 · doc4.xml · nonDerivative · entry 1

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 5, 2014, the Reporting Person was awarded 3,721 performance-based restricted stock units ("RSUs"), including 1,861 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,860 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,442 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016.

F2 · balance_after: Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 138 shares of the Company's common stock to the Reporting Person's former spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse.