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Nasdaq · USD

GALT

GALECTIN THERAPEUTICS INC

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Tapewire entity
5577
SEC CIK
0001133416
Parsed reports
434

Last 12 months

Inside the activity.

6 purchase rows · 67 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025028
Dec 2025522
Jan 202609
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2025 Filed Nov 12, 2025 21:33 UTC
CZIRR JAMES C10% owner
SaleCommon Stock 40,000 $5.25 $210,000.00
Disclosure

SEC source: 0001493152-25-021959 · ownership.xml · nonDerivative · entry 1

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

CZIRR JAMES C · CIK 0001260641 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,832,207

F1 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P., but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. James C. Czirr is the manager of 10X Capital Management, LLC, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. and 10X Capital Management, LLC., but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
LEWIS JOELDirector · President and CEO
SaleCommon Stock 1,867 $6.03 $11,252.22
Disclosure

SEC source: 0001133416-25-000052 · form4.xml · nonDerivative · entry 2

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 832,592

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F4 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.12. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionCommon Stock 1,867 $2.39 $4,462.13
Disclosure

SEC source: 0001133416-25-000052 · form4.xml · nonDerivative · entry 1

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 834,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 1,736 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · derivative · entry 9

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,073

Underlying: Common stock · 1,736 shares

Expires 2035-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F4 · derivative.exercise_date: The options vests as follows: 25% on June 30, 2025, with 25% scheduled to vest on each of December 31, 2025, June 30, 2026, on December 31, 2026.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 1,675 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · derivative · entry 8

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,891

Underlying: Common stock · 1,675 shares

Expires 2034-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F3 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2023, December 31, 2023, June 30, 2024, and December 31, 2024.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 1,880 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · derivative · entry 7

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,706

Underlying: Common stock · 1,880 shares

Expires 2032-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2022, December 31, 2022, June 30, 2023, and December 31, 2023.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 1,736 $6.03 $10,467.73
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · nonDerivative · entry 6

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F5 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.14. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 1,736 $1.23 $2,135.28
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · nonDerivative · entry 5

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 1,675 $6.03 $10,094.56
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · nonDerivative · entry 4

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F5 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.14. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 1,675 $1.11 $1,859.25
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · nonDerivative · entry 3

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 1,880 $6.02 $11,321.36
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · nonDerivative · entry 2

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F5 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.14. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 21:01 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 1,880 $1.98 $3,722.40
Disclosure

SEC source: 0001133416-25-000050 · form4.xml · nonDerivative · entry 1

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:09 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionStock option (right to buy) · Derivative 200 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001133416-25-000048 · form4.xml · derivative · entry 4

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,230

Underlying: Common Stock · 200 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · derivative.exercise_date: The options vested 100% on December 14, 2018.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:09 UTC
LEWIS JOELDirector · President and CEO
SaleCommon Stock 200 $6.00 $1,200.00
Disclosure

SEC source: 0001133416-25-000048 · form4.xml · nonDerivative · entry 2

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 832,592

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:09 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionCommon Stock 200 $2.39 $478.00
Disclosure

SEC source: 0001133416-25-000048 · form4.xml · nonDerivative · entry 1

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 832,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 200 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · derivative · entry 9

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,809

Underlying: Common stock · 200 shares

Expires 2034-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F4 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2024, December 31, 2024, and June 30, 2025, with 25% scheduled to vest on December 31, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 200 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · derivative · entry 8

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,566

Underlying: Common stock · 200 shares

Expires 2034-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F3 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2023, December 31, 2023, June 30, 2024, and December 31, 2024.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 200 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · derivative · entry 7

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,586

Underlying: Common stock · 200 shares

Expires 2032-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2022, December 31, 2022, June 30, 2023, and December 31, 2023.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 200 $6.00 $1,200.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · nonDerivative · entry 6

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 200 $1.72 $344.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · nonDerivative · entry 5

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 200 $6.00 $1,200.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · nonDerivative · entry 4

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 200 $1.11 $222.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · nonDerivative · entry 3

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 200 $6.00 $1,200.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · nonDerivative · entry 2

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:07 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 200 $1.98 $396.00
Disclosure

SEC source: 0001133416-25-000047 · form4.xml · nonDerivative · entry 1

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 05, 2025 Filed Nov 12, 2025 21:01 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionStock option (right to buy) · Derivative 1,867 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001133416-25-000052 · form4.xml · derivative · entry 4

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,363

Underlying: Common Stock · 1,867 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · derivative.exercise_date: The options vested 100% on December 14, 2018.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 21:06 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionStock option (right to buy) · Derivative 14,420 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001133416-25-000044 · form4.xml · derivative · entry 7

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,530

Underlying: Common Stock · 14,420 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F3 · derivative.exercise_date: The options vested 100% on December 14, 2018.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 21:06 UTC
LEWIS JOELDirector · President and CEO
SaleCommon Stock 14,420 $6.07 $87,529.40
Disclosure

SEC source: 0001133416-25-000044 · form4.xml · nonDerivative · entry 4

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 832,592

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F5 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.20. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 21:06 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionCommon Stock 14,420 $2.39 $34,463.80
Disclosure

SEC source: 0001133416-25-000044 · form4.xml · nonDerivative · entry 3

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 847,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 10,741 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · derivative · entry 18

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,009

Underlying: Common stock · 10,741 shares

Expires 2034-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F5 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2024, December 31, 2024, and June 30, 2025, with 25% scheduled to vest on December 31, 2025.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 8,974 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · derivative · entry 17

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,766

Underlying: Common stock · 8,974 shares

Expires 2034-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F4 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2023, December 31, 2023, June 30, 2024, and December 31, 2024.

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November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 8,914 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · derivative · entry 16

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,786

Underlying: Common stock · 8,914 shares

Expires 2032-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F3 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2022, December 31, 2022, June 30, 2023, and December 31, 2023.

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November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 10,741 $6.07 $65,197.87
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 12

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F6 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.25. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 10,741 $1.72 $18,474.52
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 11

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

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November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 8,974 $6.07 $54,472.18
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 10

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F6 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.25. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 8,974 $1.11 $9,961.14
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 9

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon stock 8,914 $6.07 $54,107.98
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 8

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F6 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.25. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 04, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon stock 8,914 $1.98 $17,649.72
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 7

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionStock option (right to buy) · Derivative 1,300 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001133416-25-000044 · form4.xml · derivative · entry 6

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,950

Underlying: Common Stock · 1,300 shares

Expires 2027-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F3 · derivative.exercise_date: The options vested 100% on December 14, 2018.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
LEWIS JOELDirector · President and CEO
SaleCommon Stock 1,300 $6.01 $7,813.00
Disclosure

SEC source: 0001133416-25-000044 · form4.xml · nonDerivative · entry 2

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 832,592

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.01. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
LEWIS JOELDirector · President and CEO
Exercise / conversionCommon Stock 1,300 $2.39 $3,107.00
Disclosure

SEC source: 0001133416-25-000044 · form4.xml · nonDerivative · entry 1

LEWIS JOEL · CIK 0001725595 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 833,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 1,250 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · derivative · entry 15

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,750

Underlying: Comm stock · 1,250 shares

Expires 2034-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F5 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2024, December 31, 2024, and June 30, 2025, with 25% scheduled to vest on December 31, 2025.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 1,260 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · derivative · entry 14

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,740

Underlying: Common Stock · 1,260 shares

Expires 2033-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F4 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2023, December 31, 2023, June 30, 2024, and December 31, 2024.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 1,300 $0.00 Strike: $1.98 $0.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · derivative · entry 13

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,700

Underlying: Common Stock · 1,300 shares

Expires 2032-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F3 · derivative.exercise_date: The options vested as follows: 25% on each of June 30, 2022, December 31, 2022, June 30, 2023, and December 31, 2023.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommno stock 1,250 $6.01 $7,512.50
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 6

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.01. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 1,250 $1.72 $2,150.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 5

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon Stock 1,260 $6.01 $7,572.60
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 4

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.01. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 1,260 $1.11 $1,398.60
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 3

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon Stock 1,300 $6.01 $7,813.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 2

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,614

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

F2 · price: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.01. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:06 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 1,300 $1.98 $2,574.00
Disclosure

SEC source: 0001133416-25-000043 · form4.xml · nonDerivative · entry 1

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 17, 2025, as disclosed in the Issuer?s Quarterly Report on Form 10-Q, filed with the SEC on August 14, 2025.

Read SEC document
October 22, 2025 Filed Oct 25, 2025 00:18 UTC
CZIRR JAMES C10% owner
SaleCommon Stock 30,000 $4.94 $148,200.00
Disclosure

SEC source: 0001493152-25-019379 · ownership.xml · nonDerivative · entry 2

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

CZIRR JAMES C · CIK 0001260641 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,872,207

F1 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P., but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. James C. Czirr is the manager of 10X Capital Management, LLC, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. and 10X Capital Management, LLC., but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.