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NYSE · USD

FUL

FULLER H B CO

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4255
SEC CIK
0000039368
Parsed reports
1,554

Last 12 months

Inside the activity.

12 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202690
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2019 Filed Dec 30, 2019 17:29 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 60 $51.83 Strike: $0.00 $3,109.80
Disclosure

SEC source: 0001225208-19-016092 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,038.77

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
December 24, 2019 Filed Dec 27, 2019 15:04 UTC
Keenan Timothy JVP, Gen. Counsel & Corp. Sec.
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-016083 · doc4.xml · nonDerivative · entry 1

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,777

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:15 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 6.21 $51.07 Strike: $0.00 $317.14
Disclosure

SEC source: 0001225208-19-015844 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,059.07

Underlying: Common Stock · 6.21 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:15 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 60.89 $51.07 Strike: $0.00 $3,109.65
Disclosure

SEC source: 0001225208-19-015845 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,978.77

Underlying: Common Stock · 60.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC GrantStock Units · Derivative 744.29 $49.88 Strike: $0.00 $37,125.19
Disclosure

SEC source: 0001225208-19-015149 · doc4.xml · derivative · entry 2

VAN SANT R WILLIAM · CIK 0001219030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,919.84

Underlying: Common Stock · 744.29 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC
MITAU LEE RDirector
GrantStock Units · Derivative 948.28 $49.88 Strike: $0.00 $47,300.21
Disclosure

SEC source: 0001225208-19-015148 · doc4.xml · derivative · entry 3

MITAU LEE R · CIK 0001185489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,139.26

Underlying: Common Stock · 948.28 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC GrantStock Units · Derivative 496.19 $49.88 Strike: $0.00 $24,749.96
Disclosure

SEC source: 0001225208-19-015146 · doc4.xml · derivative · entry 1

Kimmelshue Ruth · CIK 0001718217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532.08

Underlying: Common Stock · 496.19 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC GrantStock Units · Derivative 496.19 $49.88 Strike: $0.00 $24,749.96
Disclosure

SEC source: 0001225208-19-015147 · doc4.xml · derivative · entry 2

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,825.41

Underlying: Common Stock · 496.19 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC GrantStock Units · Derivative 496.19 $49.88 Strike: $0.00 $24,749.96
Disclosure

SEC source: 0001225208-19-015145 · doc4.xml · derivative · entry 2

Hilado Maria Teresa · CIK 0001587868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,675.92

Underlying: Common Stock · 496.19 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors Deferred Compensation Plan.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC GrantStock Units · Derivative 496.19 $49.88 Strike: $0.00 $24,749.96
Disclosure

SEC source: 0001225208-19-015144 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,999.64

Underlying: Common Stock · 496.19 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:37 UTC GrantStock Units · Derivative 396.95 $49.88 Strike: $0.00 $19,799.87
Disclosure

SEC source: 0001225208-19-015143 · doc4.xml · derivative · entry 1

FLORNESS DANIEL L · CIK 0001017427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,124.5

Underlying: Common Stock · 396.95 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 21:48 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 6.36 $49.88 Strike: $0.00 $317.24
Disclosure

SEC source: 0001225208-19-015062 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052.86

Underlying: Common Stock · 6.36 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 21:48 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 62.34 $49.88 Strike: $0.00 $3,109.52
Disclosure

SEC source: 0001225208-19-015061 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917.88

Underlying: Common Stock · 62.34 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:16 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 61.93 $50.21 Strike: $0.00 $3,109.51
Disclosure

SEC source: 0001225208-19-014616 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855.54

Underlying: Common Stock · 61.93 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:16 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 6.32 $50.21 Strike: $0.00 $317.33
Disclosure

SEC source: 0001225208-19-014615 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046.5

Underlying: Common Stock · 6.32 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 18:12 UTC SaleCommon Stock 10,000 $51.67 $516,667.00
Disclosure

SEC source: 0001225208-19-014278 · doc4.xml · nonDerivative · entry 1

VAN SANT R WILLIAM · CIK 0001219030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,665

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $51.52 to $51.78. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
November 07, 2019 Filed Dec 26, 2019 19:28 UTC Amendment SaleCommon Stock 10,000 $51.67 $516,667.00
Disclosure

SEC source: 0001225208-19-016067 · primary_doc.xml · nonDerivative · entry 2

VAN SANT R WILLIAM · CIK 0001219030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Trust with Spouse

Disclosed balance after: 7,665

F2 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $51.52 to $51.78. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information.

F1 · balance_after: This amendment is being filed to correct the Ownership Form of Derivative Securities reported on the Reporting Person's original Form 4 filing. These shares were previously shown as directly held. The shares are indirectly held by a revocable Trust with the Reporting Person's spouse and were sold by the Trust.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 16:18 UTC
Keenan Timothy JVP, Gen. Counsel & Corp. Sec.
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 8,322 $22.27 Strike: $22.27 $185,330.94
Disclosure

SEC source: 0001225208-19-014174 · doc4.xml · derivative · entry 4

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,322 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is 100% vested.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 16:18 UTC
Keenan Timothy JVP, Gen. Counsel & Corp. Sec.
SaleCommon Stock 8,322 $51.78 $430,904.84
Disclosure

SEC source: 0001225208-19-014174 · doc4.xml · nonDerivative · entry 2

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,717

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $51.72 to $51.80. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 16:18 UTC
Keenan Timothy JVP, Gen. Counsel & Corp. Sec.
Exercise / conversionCommon Stock 8,322 $22.27 $185,330.94
Disclosure

SEC source: 0001225208-19-014174 · doc4.xml · nonDerivative · entry 1

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 1,669 $39.33 Strike: $39.33 $65,641.77
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · derivative · entry 13

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,669 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 6,649 $36.00 Strike: $36.00 $239,364.00
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · derivative · entry 12

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,649 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 27,726 $41.80 Strike: $41.80 $1,158,946.80
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · derivative · entry 11

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,726 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 2,806 $39.64 Strike: $39.64 $111,229.84
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · derivative · entry 10

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,806 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 7,292 $41.00 Strike: $41.00 $298,972.00
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · derivative · entry 9

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,292 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 9,546 $33.38 Strike: $33.38 $318,645.48
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · derivative · entry 8

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,546 shares

Expires 2026-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
SaleCommon Stock 55,688 $51.80 $2,884,721.93
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · nonDerivative · entry 7

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,378

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $51.80 to $51.8750. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 1,669 $39.33 $65,641.77
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · nonDerivative · entry 6

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 2,806 $39.64 $111,229.84
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · nonDerivative · entry 5

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 6,649 $36.00 $239,364.00
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · nonDerivative · entry 4

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 7,292 $41.00 $298,972.00
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · nonDerivative · entry 3

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 9,546 $33.38 $318,645.48
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · nonDerivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 20:27 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 27,726 $41.80 $1,158,946.80
Disclosure

SEC source: 0001225208-19-014249 · doc4.xml · nonDerivative · entry 1

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 16:43 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 61.41 $50.64 Strike: $0.00 $3,109.80
Disclosure

SEC source: 0001225208-19-014031 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,784.89

Underlying: Common Stock · 61.41 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

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November 01, 2019 Filed Nov 4, 2019 16:42 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 6.27 $50.64 Strike: $0.00 $317.51
Disclosure

SEC source: 0001225208-19-014030 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033.56

Underlying: Common Stock · 6.27 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 14:58 UTC
Martsching Robert JVP, Corporate Controller
SaleCommon Stock 1,700 $49.29 $83,786.03
Disclosure

SEC source: 0001225208-19-013957 · doc4.xml · nonDerivative · entry 1

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,244.7659

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $49.28 to $49.30. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F2 · balance_after: Amount includes shares acquired pursuant to a dividend reinvestment plan.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 16:10 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 6.65 $47.69 Strike: $0.00 $317.14
Disclosure

SEC source: 0001225208-19-013658 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027.29

Underlying: Common Stock · 6.65 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 16:10 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 65.2 $47.69 Strike: $0.00 $3,109.39
Disclosure

SEC source: 0001225208-19-013659 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,723.48

Underlying: Common Stock · 65.2 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 16:46 UTC
Tometich Andrew E.Executive VP, HHC
Exercise / conversionRestricted Stock Units · Derivative 5,607 $47.82 Strike: $0.00 $268,126.74
Disclosure

SEC source: 0001225208-19-013606 · doc4.xml · derivative · entry 3

Tometich Andrew E. · CIK 0001786083 · Executive VP, HHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,608

Underlying: Common Stock · 5,607 shares

Expires 2020-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units vest in two equal installments. The first installment vests on the date shown and the second installment vests on October 3, 2020.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 16:46 UTC
Tometich Andrew E.Executive VP, HHC
Tax withholdingCommon Stock 1,851 $47.82 $88,514.82
Disclosure

SEC source: 0001225208-19-013606 · doc4.xml · nonDerivative · entry 2

Tometich Andrew E. · CIK 0001786083 · Executive VP, HHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756

F1 · shares: Shares withheld for taxes due on 5,607 shares issued.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 16:46 UTC
Tometich Andrew E.Executive VP, HHC
Exercise / conversionCommon Stock 5,607 $47.82 $268,126.74
Disclosure

SEC source: 0001225208-19-013606 · doc4.xml · nonDerivative · entry 1

Tometich Andrew E. · CIK 0001786083 · Executive VP, HHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 20:17 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 6.82 $46.55 Strike: $0.00 $317.47
Disclosure

SEC source: 0001225208-19-013235 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020.64

Underlying: Common Stock · 6.82 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 20:17 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 66.8 $46.55 Strike: $0.00 $3,109.54
Disclosure

SEC source: 0001225208-19-013236 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658.28

Underlying: Common Stock · 66.8 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 20:17 UTC
Owens JamesPresident and CEO
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 33,275 $20.57 Strike: $20.57 $684,466.75
Disclosure

SEC source: 0001225208-19-013234 · doc4.xml · derivative · entry 5

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,275 shares

Expires 2019-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is 100% vested.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 20:17 UTC
Owens JamesPresident and CEO
SaleCommon Stock 33,275 $46.34 $1,542,006.76
Disclosure

SEC source: 0001225208-19-013234 · doc4.xml · nonDerivative · entry 2

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,397.776

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.14 to $46.2950. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 20:17 UTC
Owens JamesPresident and CEO
Exercise / conversionCommon Stock 33,275 $20.57 $684,466.75
Disclosure

SEC source: 0001225208-19-013234 · doc4.xml · nonDerivative · entry 1

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,672.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 21:30 UTC
Tometich Andrew E.Executive VP, EIMEA HCC
GrantRestricted Stock Units · Derivative 11,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013238 · doc4.xml · derivative · entry 2

Tometich Andrew E. · CIK 0001786083 · Executive VP, EIMEA HCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,215

Underlying: Common Stock · 11,215 shares

Expires 2020-10-03

F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F2 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units vest in two equal installments. The first installment vests on the date shown and the second installment vests on October 3, 2020.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 21:30 UTC
Tometich Andrew E.Executive VP, EIMEA HCC
GrantEmployee Stock Option (Right-to-Buy) · Derivative 52,301 $46.16 Strike: $46.16 $2,414,214.16
Disclosure

SEC source: 0001225208-19-013238 · doc4.xml · derivative · entry 1

Tometich Andrew E. · CIK 0001786083 · Executive VP, EIMEA HCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,301

Underlying: Common Stock · 52,301 shares

Expires 2029-10-03

F1 · derivative.exercise_date: This option vests in two equal installments. The first installment vests on the date shown and the second installment vests on October 3, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 15:35 UTC
Cooney Paula M.VP, Human Resources
Exercise / conversionEmployee Stock Option (Right-to-Buy) · Derivative 3,647 $23.68 Strike: $23.68 $86,360.96
Disclosure

SEC source: 0001225208-19-012857 · doc4.xml · derivative · entry 3

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,647 shares

Expires 2020-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 15:35 UTC
Cooney Paula M.VP, Human Resources
SaleCommon Stock 3,647 $46.47 $169,462.60
Disclosure

SEC source: 0001225208-19-012857 · doc4.xml · nonDerivative · entry 2

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,410

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.4200 to $46.4850. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.