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FUL

FULLER H B CO

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4255
SEC CIK
0000039368
Parsed reports
1,554

Last 12 months

Inside the activity.

12 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202690
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
JENSEN TRACI LVice President
Exercise / conversionCommon Stock 984 $48.35 $47,576.40
Disclosure

SEC source: 0001225208-20-001161 · doc4.xml · nonDerivative · entry 2

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
JENSEN TRACI LVice President
Exercise / conversionCommon Stock 1,467 $48.35 $70,929.45
Disclosure

SEC source: 0001225208-20-001161 · doc4.xml · nonDerivative · entry 1

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
GrantRestricted Stock Units · Derivative 4,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · derivative · entry 12

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,950

Underlying: Common Stock · 4,950 shares

Expires 2023-01-24

F11 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F11 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F13 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,477 $48.35 Strike: $0.00 $71,412.95
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · derivative · entry 11

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,002.96

Underlying: Common Stock · 1,477 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F13 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F14 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,091 $48.35 Strike: $0.00 $52,749.85
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · derivative · entry 10

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,091 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F12 · derivative.exercise_date: These restricted stock units vest in one annual installment on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 73.5 $48.35 Strike: $0.00 $3,553.73
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · derivative · entry 9

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186.09

Underlying: Common Stock · 73.5 shares

Expires not disclosed

F8 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F9 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F10 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Exercise / conversionPerformance Stock Units · Derivative 1,292 $48.35 Strike: $0.00 $62,468.20
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · derivative · entry 8

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,002.96

Underlying: Common Stock · 1,292 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F7 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
GrantEmployee Stock Option (Right-to-Buy) · Derivative 48,309 $48.35 Strike: $48.35 $2,335,740.15
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · derivative · entry 7

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,309

Underlying: Common Stock · 48,309 shares

Expires 2030-01-24

F4 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Tax withholdingCommon Stock 444 $48.35 $21,467.40
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · nonDerivative · entry 6

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,702

F3 · shares: Shares withheld for taxes due on 1,477 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Tax withholdingCommon Stock 443 $48.35 $21,419.05
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · nonDerivative · entry 5

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,146

F2 · shares: Shares withheld for taxes due on 1,292 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Tax withholdingCommon Stock 392 $48.35 $18,953.20
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · nonDerivative · entry 4

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,589

F1 · shares: Shares withheld for taxes due on 1,091 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Exercise / conversionCommon Stock 1,091 $48.35 $52,749.85
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · nonDerivative · entry 3

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Exercise / conversionCommon Stock 1,292 $48.35 $62,468.20
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · nonDerivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:18 UTC
Corkrean John JExecutive VP and CFO
Exercise / conversionCommon Stock 1,477 $48.35 $71,412.95
Disclosure

SEC source: 0001225208-20-001160 · doc4.xml · nonDerivative · entry 1

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
GrantRestricted Stock Units · Derivative 1,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · derivative · entry 11

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 1,485 shares

Expires 2023-01-24

F8 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F8 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 541 $48.35 Strike: $0.00 $26,157.35
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · derivative · entry 10

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101.59

Underlying: Common Stock · 541 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 737 $48.35 Strike: $0.00 $35,633.95
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · derivative · entry 9

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 737 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units vest in one annual installment on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Exercise / conversionPerformance Stock Units · Derivative 473 $48.35 Strike: $0.00 $22,869.55
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · derivative · entry 8

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101.6

Underlying: Common Stock · 473 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F7 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
GrantEmployee Stock Option (Right-to-Buy) · Derivative 14,492 $48.35 Strike: $48.35 $700,688.20
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · derivative · entry 7

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,492

Underlying: Common Stock · 14,492 shares

Expires 2030-01-24

F4 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Tax withholdingCommon Stock 265 $48.35 $12,812.75
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · nonDerivative · entry 6

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,531

F3 · shares: Shares withheld for taxes due on 737 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Tax withholdingCommon Stock 195 $48.35 $9,428.25
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · nonDerivative · entry 5

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,796

F2 · shares: Shares withheld for taxes due on 541 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Tax withholdingCommon Stock 170 $48.35 $8,219.50
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · nonDerivative · entry 4

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,991

F1 · shares: Shares withheld for taxes due on 473 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Exercise / conversionCommon Stock 473 $48.35 $22,869.55
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · nonDerivative · entry 3

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Exercise / conversionCommon Stock 541 $48.35 $26,157.35
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · nonDerivative · entry 2

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cooney Paula M.VP, Human Resources
Exercise / conversionCommon Stock 737 $48.35 $35,633.95
Disclosure

SEC source: 0001225208-20-001159 · doc4.xml · nonDerivative · entry 1

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
GrantRestricted Stock Units · Derivative 2,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · derivative · entry 12

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,970

Underlying: Common Stock · 2,970 shares

Expires 2023-01-24

F11 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F11 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F13 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionRestricted Stock Units · Derivative 984 $48.35 Strike: $0.00 $47,576.40
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · derivative · entry 11

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002.29

Underlying: Common Stock · 984 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F13 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F14 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionRestricted Stock Units · Derivative 800 $48.35 Strike: $0.00 $38,680.00
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · derivative · entry 10

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F12 · derivative.exercise_date: These restricted stock units vest in one annual installment on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 9.84 $48.35 Strike: $0.00 $475.76
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · derivative · entry 9

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084.92

Underlying: Common Stock · 9.84 shares

Expires not disclosed

F8 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F9 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F10 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionPerformance Stock Units · Derivative 861 $48.35 Strike: $0.00 $41,629.35
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · derivative · entry 8

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002.29

Underlying: Common Stock · 861 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F7 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
GrantEmployee Stock Option (Right-to-Buy) · Derivative 28,985 $48.35 Strike: $48.35 $1,401,424.75
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · derivative · entry 7

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,985

Underlying: Common Stock · 28,985 shares

Expires 2030-01-24

F4 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Tax withholdingCommon Stock 368 $48.35 $17,792.80
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · nonDerivative · entry 6

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,976

F3 · shares: Shares withheld for taxes due on 984 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Tax withholdingCommon Stock 352 $48.35 $17,019.20
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · nonDerivative · entry 5

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,344

F2 · shares: Shares withheld for taxes due on 861 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Tax withholdingCommon Stock 327 $48.35 $15,810.45
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · nonDerivative · entry 4

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,696

F1 · shares: Shares withheld for taxes due on 800 shares issued.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 800 $48.35 $38,680.00
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · nonDerivative · entry 3

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 861 $48.35 $41,629.35
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · nonDerivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Cai ZhiweiExecutive Vice President, EA
Exercise / conversionCommon Stock 984 $48.35 $47,576.40
Disclosure

SEC source: 0001225208-20-001158 · doc4.xml · nonDerivative · entry 1

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Malik Muhammad ShahbazSenior Vice President
GrantRestricted Stock Units · Derivative 1,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001157 · doc4.xml · derivative · entry 3

Malik Muhammad Shahbaz · CIK 0001621150 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856

Underlying: Common Stock · 1,856 shares

Expires 2023-01-24

F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F2 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

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January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Malik Muhammad ShahbazSenior Vice President
GrantRestricted Stock Units · Derivative 3,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001157 · doc4.xml · derivative · entry 2

Malik Muhammad Shahbaz · CIK 0001621150 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,960

Underlying: Common Stock · 3,960 shares

Expires 2022-01-24

F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F2 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units vest in two equal annual installments beginning on January 24, 2021.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Malik Muhammad ShahbazSenior Vice President
GrantEmployee Stock Option (Right-to-Buy) · Derivative 18,115 $48.35 Strike: $48.35 $875,860.25
Disclosure

SEC source: 0001225208-20-001157 · doc4.xml · derivative · entry 1

Malik Muhammad Shahbaz · CIK 0001621150 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,115

Underlying: Common Stock · 18,115 shares

Expires 2030-01-24

F1 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Tometich Andrew E.Executive VP, HHC
GrantRestricted Stock Units · Derivative 2,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001156 · doc4.xml · derivative · entry 5

Tometich Andrew E. · CIK 0001786083 · Executive VP, HHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,970

Underlying: Common Stock · 2,970 shares

Expires 2023-01-24

F3 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F3 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Tometich Andrew E.Executive VP, HHC
GrantRestricted Stock Units · Derivative 2,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001156 · doc4.xml · derivative · entry 4

Tometich Andrew E. · CIK 0001786083 · Executive VP, HHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,970

Underlying: Common Stock · 2,970 shares

Expires 2022-01-24

F3 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F3 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units vest in two equal annual installments beginning on January 24, 2021.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Tometich Andrew E.Executive VP, HHC
GrantEmployee Stock Option (Right-to-Buy) · Derivative 28,985 $48.35 Strike: $48.35 $1,401,424.75
Disclosure

SEC source: 0001225208-20-001156 · doc4.xml · derivative · entry 3

Tometich Andrew E. · CIK 0001786083 · Executive VP, HHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,985

Underlying: Common Stock · 28,985 shares

Expires 2030-01-24

F2 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Tometich Andrew E.Executive VP, HHC
GrantEmployee Stock Option (Right-to-Buy) · Derivative 14,492 $48.35 Strike: $48.35 $700,688.20
Disclosure

SEC source: 0001225208-20-001156 · doc4.xml · derivative · entry 2

Tometich Andrew E. · CIK 0001786083 · Executive VP, HHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,492

Underlying: Common Stock · 14,492 shares

Expires 2030-01-24

F1 · derivative.exercise_date: This option vests in two equal annual installments beginning on January 24, 2021.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Clark Theodore M.Executive VP and COO
GrantRestricted Stock Units · Derivative 4,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001155 · doc4.xml · derivative · entry 3

Clark Theodore M. · CIK 0001720031 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,950

Underlying: Common Stock · 4,950 shares

Expires 2023-01-24

F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F2 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 19:17 UTC
Clark Theodore M.Executive VP and COO
GrantEmployee Stock Option (Right-to-Buy) · Derivative 48,309 $48.35 Strike: $48.35 $2,335,740.15
Disclosure

SEC source: 0001225208-20-001155 · doc4.xml · derivative · entry 2

Clark Theodore M. · CIK 0001720031 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,309

Underlying: Common Stock · 48,309 shares

Expires 2030-01-24

F1 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

Read SEC document
January 24, 2020 Filed Mar 3, 2020 20:24 UTC
MITAU LEE RDirector
GiftCommon Stock 42,771 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-004109 · doc4.xml · nonDerivative · entry 1

MITAU LEE R · CIK 0001185489 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 42,771

F1 · shares: These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on January 24, 2020.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 21:30 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 9.89 $48.14 Strike: $0.00 $476.10
Disclosure

SEC source: 0001225208-20-000733 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075.08

Underlying: Common Stock · 9.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 21:30 UTC
Corkrean John JExecutive VP and CFO
GrantPhantom Units · Derivative 73.82 $48.14 Strike: $0.00 $3,553.69
Disclosure

SEC source: 0001225208-20-000734 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,112.59

Underlying: Common Stock · 73.82 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 17:29 UTC
Cai ZhiweiExecutive Vice President, EA
GrantPhantom Units · Derivative 6.12 $51.83 Strike: $0.00 $317.20
Disclosure

SEC source: 0001225208-19-016091 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065.19

Underlying: Common Stock · 6.12 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.