FUL

SEC source: 0001225208-20-001216 · doc4.xml · nonDerivative · entry 3

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,183

F1 · shares: Shares withheld for taxes due on 330 shares issued.

SEC source: 0001225208-20-001216 · doc4.xml · nonDerivative · entry 2

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001216 · doc4.xml · nonDerivative · entry 1

Cooney Paula M. · CIK 0001670565 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001215 · doc4.xml · derivative · entry 8

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597.17

Underlying: Common Stock · 584 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F9 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001215 · doc4.xml · derivative · entry 7

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607.53

Underlying: Common Stock · 452 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F6 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001215 · doc4.xml · nonDerivative · entry 4

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,658

F2 · shares: Shares withheld for taxes due on 584 shares issued.

SEC source: 0001225208-20-001215 · doc4.xml · nonDerivative · entry 3

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,856

F1 · shares: Shares withheld for taxes due on 452 shares issued.

SEC source: 0001225208-20-001215 · doc4.xml · nonDerivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001215 · doc4.xml · nonDerivative · entry 1

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001164 · doc4.xml · derivative · entry 12

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492.92

Underlying: Common Stock · 8,121 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.

F12 · balance_after: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001164 · doc4.xml · derivative · entry 11

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,148 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These performance stock units vest in one annual installment beginning on the date shown, subject to one or more performance measures being achieved.

SEC source: 0001225208-20-001164 · doc4.xml · derivative · entry 10

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,491.92

Underlying: Common Stock · 7,106 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F9 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001164 · doc4.xml · derivative · entry 9

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,872

Underlying: Common Stock · 238,872 shares

Expires 2030-01-24

F6 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

SEC source: 0001225208-20-001164 · doc4.xml · nonDerivative · entry 6

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,115.776

F3 · shares: Shares withheld for taxes due on 8,121 shares issued.

SEC source: 0001225208-20-001164 · doc4.xml · nonDerivative · entry 5

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,936.776

F2 · shares: Shares withheld for taxes due on 9,148 shares issued.

SEC source: 0001225208-20-001164 · doc4.xml · nonDerivative · entry 4

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,542.776

F1 · shares: Shares withheld for taxes due on 7,106 shares issued.

SEC source: 0001225208-20-001164 · doc4.xml · nonDerivative · entry 3

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,772.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001164 · doc4.xml · nonDerivative · entry 2

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,666.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001164 · doc4.xml · nonDerivative · entry 1

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,545.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001163 · doc4.xml · derivative · entry 12

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838

Underlying: Common Stock · 838 shares

Expires 2023-01-24

F10 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F12 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

SEC source: 0001225208-20-001163 · doc4.xml · derivative · entry 11

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640.58

Underlying: Common Stock · 315 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F12 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F13 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001163 · doc4.xml · derivative · entry 10

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 469 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These restricted stock units vest in one annual installment on the date shown.

SEC source: 0001225208-20-001163 · doc4.xml · derivative · entry 9

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640.58

Underlying: Common Stock · 275 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F9 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001163 · doc4.xml · derivative · entry 8

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173

Underlying: Common Stock · 8,173 shares

Expires 2030-01-24

F6 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

SEC source: 0001225208-20-001163 · doc4.xml · nonDerivative · entry 6

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,131.927

F3 · shares: Shares withheld for taxes due on 469 shares issued.

F4 · balance_after: Amount includes shares acquired pursuant to a dividend reinvestment plan.

SEC source: 0001225208-20-001163 · doc4.xml · nonDerivative · entry 5

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,265.927

F2 · shares: Shares withheld for taxes due on 275 shares issued.

SEC source: 0001225208-20-001163 · doc4.xml · nonDerivative · entry 4

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,365.927

F1 · shares: Shares withheld for taxes due on 315 shares issued.

SEC source: 0001225208-20-001163 · doc4.xml · nonDerivative · entry 3

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,455.927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001163 · doc4.xml · nonDerivative · entry 2

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,180.927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001163 · doc4.xml · nonDerivative · entry 1

Martsching Robert J · CIK 0001599549 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,865.927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001162 · doc4.xml · derivative · entry 12

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 1,485 shares

Expires 2023-01-24

F9 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F9 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

SEC source: 0001225208-20-001162 · doc4.xml · derivative · entry 11

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201.57

Underlying: Common Stock · 590 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F12 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001162 · doc4.xml · derivative · entry 10

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 840 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vest in one annual installment on the date shown.

SEC source: 0001225208-20-001162 · doc4.xml · derivative · entry 9

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201.57

Underlying: Common Stock · 516 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F8 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001162 · doc4.xml · derivative · entry 8

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,492

Underlying: Common Stock · 14,492 shares

Expires 2030-01-24

F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

SEC source: 0001225208-20-001162 · doc4.xml · nonDerivative · entry 6

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,129

F3 · shares: Shares withheld for taxes due on 840 shares issued.

SEC source: 0001225208-20-001162 · doc4.xml · nonDerivative · entry 5

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,368

F2 · shares: Shares withheld for taxes due on 516 shares issued.

SEC source: 0001225208-20-001162 · doc4.xml · nonDerivative · entry 4

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,555

F1 · shares: Shares withheld for taxes due on 590 shares issued.

SEC source: 0001225208-20-001162 · doc4.xml · nonDerivative · entry 3

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001162 · doc4.xml · nonDerivative · entry 2

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001162 · doc4.xml · nonDerivative · entry 1

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-001161 · doc4.xml · derivative · entry 11

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 1,485 shares

Expires 2023-01-24

F8 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F8 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

SEC source: 0001225208-20-001161 · doc4.xml · derivative · entry 10

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002.29

Underlying: Common Stock · 984 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F10 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown.

F11 · balance_after: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001161 · doc4.xml · derivative · entry 9

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,467 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units vest in one annual installment on the date shown.

SEC source: 0001225208-20-001161 · doc4.xml · derivative · entry 8

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002.29

Underlying: Common Stock · 861 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F7 · balance_after: This amount has been adjusted to reflect the decrease in number of performance stock units of the original grant based on performance criteria. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

SEC source: 0001225208-20-001161 · doc4.xml · derivative · entry 7

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,492

Underlying: Common Stock · 14,492 shares

Expires 2030-01-24

F4 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown.

SEC source: 0001225208-20-001161 · doc4.xml · nonDerivative · entry 6

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,913

F3 · shares: Shares withheld for taxes due on 1,467 shares issued.

SEC source: 0001225208-20-001161 · doc4.xml · nonDerivative · entry 5

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,416

F2 · shares: Shares withheld for taxes due on 861 shares issued.

SEC source: 0001225208-20-001161 · doc4.xml · nonDerivative · entry 4

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,711

F1 · shares: Shares withheld for taxes due on 984 shares issued.

SEC source: 0001225208-20-001161 · doc4.xml · nonDerivative · entry 3

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.