Last 12 months
Inside the activity.
12 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 9 | 0 |
| Oct 2026 | 1 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2020 Filed Jun 1, 2020 22:19 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 13.28 | $37.62 Strike: $0.00 | $499.59 |
DisclosureSEC source: 0001225208-20-008393 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,730.98 Underlying: Common Stock · 13.28 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:24 UTC |
VAN SANT R WILLIAMDirector
|
GrantStock Units · Derivative | 986.84 | $37.62 Strike: $0.00 | $37,124.92 |
DisclosureSEC source: 0001225208-20-008424 · doc4.xml · derivative · entry 2 VAN SANT R WILLIAM · CIK 0001219030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,620.42 Underlying: Common Stock · 986.84 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:24 UTC |
HANDLEY THOMAS WDirector
|
GrantStock Units · Derivative | 657.89 | $37.62 Strike: $0.00 | $24,749.82 |
DisclosureSEC source: 0001225208-20-008423 · doc4.xml · derivative · entry 2 HANDLEY THOMAS W · CIK 0001275967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,653.84 Underlying: Common Stock · 657.89 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:22 UTC |
Kimmelshue RuthDirector
|
GrantStock Units · Derivative | 657.89 | $37.62 Strike: $0.00 | $24,749.82 |
DisclosureSEC source: 0001225208-20-008422 · doc4.xml · derivative · entry 1 Kimmelshue Ruth · CIK 0001718217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,874.05 Underlying: Common Stock · 657.89 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:21 UTC |
FLORNESS DANIEL LDirector
|
GrantStock Units · Derivative | 526.31 | $37.62 Strike: $0.00 | $19,799.78 |
DisclosureSEC source: 0001225208-20-008421 · doc4.xml · derivative · entry 1 FLORNESS DANIEL L · CIK 0001017427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,205.01 Underlying: Common Stock · 526.31 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:21 UTC |
MITAU LEE RDirector
|
GrantStock Units · Derivative | 1,257.31 | $37.62 Strike: $0.00 | $47,300.00 |
DisclosureSEC source: 0001225208-20-008420 · doc4.xml · derivative · entry 3 MITAU LEE R · CIK 0001185489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,549.97 Underlying: Common Stock · 1,257.31 shares Expires not disclosed F2 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F4 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| May 15, 2020 Filed May 18, 2020 19:16 UTC |
Weaver Nathan D.VP, Human Resources
|
GrantPhantom Units · Derivative | 42.45 | $32.89 Strike: $0.00 | $1,396.18 |
DisclosureSEC source: 0001225208-20-007887 · doc4.xml · derivative · entry 3 Weaver Nathan D. · CIK 0001807831 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,867.67 Underlying: Common Stock · 42.45 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| May 15, 2020 Filed May 18, 2020 19:16 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 112.17 | $32.89 Strike: $0.00 | $3,689.27 |
DisclosureSEC source: 0001225208-20-007886 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,064.92 Underlying: Common Stock · 112.17 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| May 15, 2020 Filed May 18, 2020 19:16 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 15.19 | $32.89 Strike: $0.00 | $499.60 |
DisclosureSEC source: 0001225208-20-007885 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729.19 Underlying: Common Stock · 15.19 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| May 01, 2020 Filed May 4, 2020 17:25 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 103.72 | $35.57 Strike: $0.00 | $3,689.32 |
DisclosureSEC source: 0001225208-20-006973 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,936.34 Underlying: Common Stock · 103.72 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| May 01, 2020 Filed May 4, 2020 17:08 UTC |
Weaver Nathan D.VP, Human Resources
|
GrantPhantom Units · Derivative | 39.25 | $35.57 Strike: $0.00 | $1,396.12 |
DisclosureSEC source: 0001225208-20-006972 · doc4.xml · derivative · entry 3 Weaver Nathan D. · CIK 0001807831 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,799.33 Underlying: Common Stock · 39.25 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| May 01, 2020 Filed May 4, 2020 17:08 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 14.05 | $35.57 Strike: $0.00 | $499.76 |
DisclosureSEC source: 0001225208-20-006971 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714.31 Underlying: Common Stock · 14.05 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 20:23 UTC |
Weaver Nathan D.VP, Human Resources
|
GrantPhantom Units · Derivative | 43.52 | $32.08 Strike: $0.00 | $1,396.12 |
DisclosureSEC source: 0001225208-20-006611 · doc4.xml · derivative · entry 3 Weaver Nathan D. · CIK 0001807831 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300.08 Underlying: Common Stock · 43.52 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 20:23 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 115 | $32.08 Strike: $0.00 | $3,689.20 |
DisclosureSEC source: 0001225208-20-006610 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832.62 Underlying: Common Stock · 115 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 20:23 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 15.58 | $32.08 Strike: $0.00 | $499.81 |
DisclosureSEC source: 0001225208-20-006609 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700.26 Underlying: Common Stock · 15.58 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 17:29 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 143.61 | $25.69 Strike: $0.00 | $3,689.34 |
DisclosureSEC source: 0001225208-20-006127 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717.62 Underlying: Common Stock · 143.61 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 17:29 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 19.45 | $25.69 Strike: $0.00 | $499.67 |
DisclosureSEC source: 0001225208-20-006126 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,684.68 Underlying: Common Stock · 19.45 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 17:28 UTC |
Weaver Nathan D.VP, Human Resources
|
GrantPhantom Units · Derivative | 49.14 | $25.69 Strike: $0.00 | $1,262.41 |
DisclosureSEC source: 0001225208-20-006125 · doc4.xml · derivative · entry 5 Weaver Nathan D. · CIK 0001807831 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,256.56 Underlying: Common Stock · 49.14 shares Expires not disclosed F4 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F5 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F6 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 17:28 UTC |
Weaver Nathan D.VP, Human Resources
|
GrantRestricted Stock Units · Derivative | 997 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006125 · doc4.xml · derivative · entry 4 Weaver Nathan D. · CIK 0001807831 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997 Underlying: Common Stock · 997 shares Expires 2023-04-02 F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis. F2 · price: These restricted stock units convert into shares of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 17:28 UTC |
Weaver Nathan D.VP, Human Resources
|
GrantEmployee Stock Option (Right-to-Buy) · Derivative | 9,732 | $26.66 Strike: $26.66 | $259,455.12 |
DisclosureSEC source: 0001225208-20-006125 · doc4.xml · derivative · entry 3 Weaver Nathan D. · CIK 0001807831 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,732 Underlying: Common Stock · 9,732 shares Expires 2030-04-02 F1 · derivative.exercise_date: This option vests in three equal annual installments beginning on the date shown. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 16:10 UTC |
MITAU LEE RDirector
|
OtherCommon Stock | 42,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006105 · doc4.xml · nonDerivative · entry 1 MITAU LEE R · CIK 0001185489 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 42,671 F1 · balance_after: On April 2, 2020, the reporting person withdrew 42,671 shares of H.B. Fuller common stock from a grantor retained annuity trust established for the benefit of himself, his adult children and their descendants. In exchange for the shares, the reporting person contributed to the trust bonds and cash in the principal amount of $1,113,073.00. The reporting person believes that his withdrawal of shares from the trust, and their subsequent contribution into anew grantor retained annuity trust, constitute a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 15:54 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 130.78 | $28.21 Strike: $0.00 | $3,689.30 |
DisclosureSEC source: 0001225208-20-005464 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,574.01 Underlying: Common Stock · 130.78 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 15:54 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 29.82 | $28.21 Strike: $0.00 | $841.22 |
DisclosureSEC source: 0001225208-20-005463 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,665.23 Underlying: Common Stock · 29.82 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| March 20, 2020 Filed Jun 4, 2020 20:45 UTC Amendment |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 17.72 | $28.21 Strike: $0.00 | $499.88 |
DisclosureSEC source: 0001225208-20-008644 · doc4a.xml · derivative · entry 1 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,653.13 Underlying: Common Stock · 17.72 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:19 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 12.73 | $39.27 Strike: $0.00 | $499.91 |
DisclosureSEC source: 0001225208-20-004628 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,635.41 Underlying: Common Stock · 12.73 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:19 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 93.95 | $39.27 Strike: $0.00 | $3,689.42 |
DisclosureSEC source: 0001225208-20-004629 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,443.23 Underlying: Common Stock · 93.95 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:24 UTC |
VAN SANT R WILLIAMDirector
|
GrantStock Units · Derivative | 946.34 | $39.23 Strike: $0.00 | $37,124.92 |
DisclosureSEC source: 0001225208-20-004110 · doc4.xml · derivative · entry 2 VAN SANT R WILLIAM · CIK 0001219030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,191.04 Underlying: Common Stock · 946.34 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:24 UTC |
MITAU LEE RDirector
|
GrantStock Units · Derivative | 1,205.71 | $39.23 Strike: $0.00 | $47,300.00 |
DisclosureSEC source: 0001225208-20-004109 · doc4.xml · derivative · entry 3 MITAU LEE R · CIK 0001185489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,746.08 Underlying: Common Stock · 1,205.71 shares Expires not disclosed F2 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F4 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:24 UTC |
LOSH J MICHAELDirector
|
GrantStock Units · Derivative | 630.89 | $39.23 Strike: $0.00 | $24,749.81 |
DisclosureSEC source: 0001225208-20-004108 · doc4.xml · derivative · entry 2 LOSH J MICHAEL · CIK 0001199190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,748.01 Underlying: Common Stock · 630.89 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:24 UTC |
Kimmelshue RuthDirector
|
GrantStock Units · Derivative | 630.89 | $39.23 Strike: $0.00 | $24,749.81 |
DisclosureSEC source: 0001225208-20-004107 · doc4.xml · derivative · entry 1 Kimmelshue Ruth · CIK 0001718217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,184.42 Underlying: Common Stock · 630.89 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:23 UTC |
Hilado Maria TeresaDirector
|
GrantStock Units · Derivative | 214.91 | $39.23 Strike: $0.00 | $8,430.92 |
DisclosureSEC source: 0001225208-20-004106 · doc4.xml · derivative · entry 2 Hilado Maria Teresa · CIK 0001587868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,971.87 Underlying: Common Stock · 214.91 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors Deferred Compensation Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:23 UTC |
HANDLEY THOMAS WDirector
|
GrantStock Units · Derivative | 630.89 | $39.23 Strike: $0.00 | $24,749.81 |
DisclosureSEC source: 0001225208-20-004105 · doc4.xml · derivative · entry 2 HANDLEY THOMAS W · CIK 0001275967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,784.88 Underlying: Common Stock · 630.89 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:23 UTC |
FLORNESS DANIEL LDirector
|
GrantStock Units · Derivative | 504.72 | $39.23 Strike: $0.00 | $19,800.17 |
DisclosureSEC source: 0001225208-20-004104 · doc4.xml · derivative · entry 1 FLORNESS DANIEL L · CIK 0001017427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,649.33 Underlying: Common Stock · 504.72 shares Expires not disclosed F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 20:16 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 77.72 | $47.47 Strike: $0.00 | $3,689.37 |
DisclosureSEC source: 0001225208-20-003230 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,338.82 Underlying: Common Stock · 77.72 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 20:16 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 10.53 | $47.47 Strike: $0.00 | $499.86 |
DisclosureSEC source: 0001225208-20-003229 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,615.83 Underlying: Common Stock · 10.53 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:42 UTC |
Keenan Timothy JVP, Gen. Counsel & Corp. Sec.
|
SaleCommon Stock | 4,068 | $48.74 | $198,256.83 |
DisclosureSEC source: 0001225208-20-002312 · doc4.xml · nonDerivative · entry 1 Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,472 F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $48.63 to $48.86. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:42 UTC |
Cai ZhiweiExecutive Vice President, EA
|
Exercise / conversionRestricted Stock Units · Derivative | 11,629 | $48.78 Strike: $0.00 | $567,262.62 |
DisclosureSEC source: 0001225208-20-002311 · doc4.xml · derivative · entry 3 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,629 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:42 UTC |
Cai ZhiweiExecutive Vice President, EA
|
Tax withholdingCommon Stock | 4,022 | $48.78 | $196,193.16 |
DisclosureSEC source: 0001225208-20-002311 · doc4.xml · nonDerivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,083 F1 · shares: Shares withheld for taxes due on 11,629 shares issued. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:42 UTC |
Cai ZhiweiExecutive Vice President, EA
|
Exercise / conversionCommon Stock | 11,629 | $48.78 | $567,262.62 |
DisclosureSEC source: 0001225208-20-002311 · doc4.xml · nonDerivative · entry 1 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 20, 2020 15:52 UTC Amendment |
Cai ZhiweiExecutive Vice President, EA
|
Exercise / conversionRestricted Stock Units · Derivative | 11,667 | $48.78 Strike: $0.00 | $569,116.26 |
DisclosureSEC source: 0001225208-20-002902 · doc4a.xml · derivative · entry 3 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,667 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown. Read SEC document |
| February 12, 2020 Filed Feb 20, 2020 15:52 UTC Amendment |
Cai ZhiweiExecutive Vice President, EA
|
Tax withholdingCommon Stock | 4,036 | $48.78 | $196,876.08 |
DisclosureSEC source: 0001225208-20-002902 · doc4a.xml · nonDerivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,107 F1 · shares: Shares withheld for taxes due on 11,667 shares issued. Read SEC document |
| February 12, 2020 Filed Feb 20, 2020 15:52 UTC Amendment |
Cai ZhiweiExecutive Vice President, EA
|
Exercise / conversionCommon Stock | 11,667 | $48.78 | $569,116.26 |
DisclosureSEC source: 0001225208-20-002902 · doc4a.xml · nonDerivative · entry 1 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 21:53 UTC |
Corkrean John JExecutive VP and CFO
|
GrantPhantom Units · Derivative | 75.01 | $47.38 Strike: $0.00 | $3,553.97 |
DisclosureSEC source: 0001225208-20-001872 · doc4.xml · derivative · entry 2 Corkrean John J · CIK 0001431849 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,261.1 Underlying: Common Stock · 75.01 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 21:53 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 10.05 | $47.38 Strike: $0.00 | $476.17 |
DisclosureSEC source: 0001225208-20-001871 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,605.3 Underlying: Common Stock · 10.05 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 15:55 UTC |
Cai ZhiweiExecutive Vice President, EA
|
GrantPhantom Units · Derivative | 510.33 | $46.21 Strike: $0.00 | $23,582.35 |
DisclosureSEC source: 0001225208-20-001545 · doc4.xml · derivative · entry 2 Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595.25 Underlying: Common Stock · 510.33 shares Expires not disclosed F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis. F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law. F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 16:57 UTC |
JENSEN TRACI LVice President
|
SaleCommon Stock | 9,255 | $47.67 | $441,187.70 |
DisclosureSEC source: 0001225208-20-001399 · doc4.xml · nonDerivative · entry 1 JENSEN TRACI L · CIK 0001533627 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,706 F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $47.36 to $47.82. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 18:22 UTC |
Martsching Robert JVP, Corporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 668 | $48.35 Strike: $0.00 | $32,297.80 |
DisclosureSEC source: 0001225208-20-001220 · doc4.xml · derivative · entry 10 Martsching Robert J · CIK 0001599549 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 668 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: These restricted stock units convert into shares of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on the date shown. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 18:22 UTC |
Martsching Robert JVP, Corporate Controller
|
Tax withholdingCommon Stock | 190 | $48.35 | $9,186.50 |
DisclosureSEC source: 0001225208-20-001220 · doc4.xml · nonDerivative · entry 6 Martsching Robert J · CIK 0001599549 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,923.927 F3 · shares: Shares withheld for taxes due on 668 shares issued. F4 · balance_after: Amount includes shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 18:22 UTC |
Martsching Robert JVP, Corporate Controller
|
Exercise / conversionCommon Stock | 668 | $48.35 | $32,297.80 |
DisclosureSEC source: 0001225208-20-001220 · doc4.xml · nonDerivative · entry 5 Martsching Robert J · CIK 0001599549 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,113.927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 18:23 UTC |
Owens JamesPresident and CEO
|
Exercise / conversionPerformance Stock Units (CEO) · Derivative | 9,144 | $48.35 Strike: $0.00 | $442,112.40 |
DisclosureSEC source: 0001225208-20-001221 · doc4.xml · derivative · entry 11 Owens James · CIK 0001443909 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,144 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These performance stock units convert into shares of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.