FUBO

SEC source: 0001493152-21-003949 · ownership.xml · derivative · entry 3

Gandler David · CIK 0001808064 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,817

Underlying: Common Stock · 358,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

F1 · derivative.exercise_date: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

F1 · derivative.expiration_date: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

SEC source: 0001493152-20-018491 · ownership.xml · nonDerivative · entry 2

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,418

SEC source: 0001493152-20-018491 · ownership.xml · nonDerivative · entry 1

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,443

SEC source: 0001493152-20-018253 · ownership.xml · derivative · entry 1

Onopchenko Laura Diane · CIK 0001825118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,608

Underlying: Common Stock · 68,608 shares

Expires 2030-09-20

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of 1/36th of the total number of shares each monthly anniversary of the vesting commencement date of September 21, 2020, such that the total number of shares shall be fully vested on the three-year anniversary of the vesting commencement date.

SEC source: 0001493152-21-003949 · ownership.xml · derivative · entry 2

Gandler David · CIK 0001808064 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 600,000

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

F1 · derivative.exercise_date: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

F1 · derivative.expiration_date: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

SEC source: 0001493152-21-003949 · ownership.xml · derivative · entry 1

Gandler David · CIK 0001808064 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,817

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

F1 · derivative.exercise_date: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

F1 · derivative.expiration_date: Each share of Series AA Convertible Preferred Stock is convertible into two shares of the Issuer's common stock in connection with a bona fide transfer to a third party. Subject to such automatic conversion, the shares of Series AA Convertible Preferred Stock have no expiration date.

SEC source: 0001493152-20-017988 · ownership.xml · nonDerivative · entry 3

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,543

SEC source: 0001493152-20-017988 · ownership.xml · nonDerivative · entry 2

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,543

SEC source: 0001493152-20-017988 · ownership.xml · nonDerivative · entry 1

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,243

SEC source: 0001493152-20-016609 · ownership.xml · nonDerivative · entry 6

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,543

SEC source: 0001493152-20-016609 · ownership.xml · nonDerivative · entry 5

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,843

SEC source: 0001493152-20-016609 · ownership.xml · nonDerivative · entry 4

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,595

SEC source: 0001493152-20-016609 · ownership.xml · nonDerivative · entry 3

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,828

SEC source: 0001493152-20-016609 · ownership.xml · nonDerivative · entry 2

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,123

SEC source: 0001493152-20-016609 · ownership.xml · nonDerivative · entry 1

TEXTOR JOHN C · CIK 0001110894 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,023

SEC source: 0001493152-20-015150 · ownership.xml · derivative · entry 1

Horihuela Alberto · CIK 0001809061 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of twenty-five percent of the total number of shares on the one-year anniversary of the vesting commencement date of August 6, 2020 and 1/48th of the total number of shares each monthly anniversary of the vesting commencement date thereafter, such that the total number of shares shall be fully vested on the four-year anniversary of the vesting commencement date.

SEC source: 0001493152-20-015149 · ownership.xml · derivative · entry 1

Figueras Ignacio · CIK 0001820371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,132

Underlying: Common Stock · 66,132 shares

Expires 2030-08-05

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of 1/36th of the total number of shares each monthly anniversary of the vesting commencement date of August 6, 2020, such that the total number of shares shall be fully vested on the three-year anniversary of the vesting commencement date.

SEC source: 0001493152-20-013987 · ownership.xml · derivative · entry 1

LEFF DANIEL V · CIK 0001277070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,540

Underlying: Common Stock · 65,540 shares

Expires 2030-07-21

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of 1/36th of the total number of shares each monthly anniversary of the vesting commencement date of July 22, 2020, such that the total number of shares shall be fully vested on the three-year anniversary of the vesting commencement date.

SEC source: 0001493152-20-013907 · ownership.xml · derivative · entry 1

Ahn Henry · CIK 0001818373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,330

Underlying: Common Stock · 66,330 shares

Expires 2030-07-20

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of 1/36th of the total number of shares each monthly anniversary of the vesting commencement date of July 21, 2020, such that the total number of shares shall be fully vested on the three-year anniversary of the vesting commencement date.

SEC source: 0001493152-20-012333 · ownership.xml · derivative · entry 1

BRONFMAN EDGAR JR · CIK 0001200675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,297

Underlying: Common Stock · 1,203,297 shares

Expires 2027-04-29

F1 · derivative.exercise_date: On June 28, 2020, the Issuer's board of directors approved a grant of 1,203,297 options to Mr. Bronfman (the "Option") with a vesting commencement date of April 29, 2020 (the "Vesting Commencement Date"). The Option shall vest and become exercisable as follows, subject to Mr. Bronfman's continuing service through each such vesting date: (i) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the first anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; (ii) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the second anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; (continued in next footnote)

F2 · derivative.exercise_date: (iii) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the third anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; and (iv) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the fourth anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone.

SEC source: 0001493152-20-010966 · ownership.xml · derivative · entry 1

Nardi Simone · CIK 0001809052 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2030-06-07

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of twenty-five percent of the total number of shares on the one-year anniversary of the vesting commencement date of May 30, 2020 and 1/48th of the total number of shares each monthly anniversary of the vesting commencement date thereafter, such that the total number of shares shall be fully vested on the four-year anniversary of the vesting commencement date.

SEC source: 0001493152-20-009872 · ownership.xml · derivative · entry 1

Parson Par-Jorgen · CIK 0001808610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,381

Underlying: Common Stock · 50,381 shares

Expires 2030-05-21

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of 1/36th of the total number of shares each monthly anniversary of the vesting commencement date of May 21, 2020, such that the total number of shares shall be fully vested on the three-year anniversary of the vesting commencement date. The number of shares reflect the Reporting Person's holdings following conversion.

SEC source: 0001493152-20-009440 · ownership.xml · derivative · entry 2

BRONFMAN EDGAR JR · CIK 0001200675 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 285,714

Underlying: Common Stock · 285,714 shares

Expires not disclosed

F1 · price: Pursuant to the Purchase Agreement (the "Purchase Agreement") by and between the Issuer and Waverley Capital, LP ("Waverley Capital"), dated May 11, 2020, Waverly Capital purchased 285,714 of the Issuer's common stock at a purchase price of $7.00 per share (the "Purchase Price"). In connection with the Purchase Agreement, the Issuer issued a warrant, with an exercise price equal to the Purchase Price, to Waverly Capital to purchase, in the aggregate, 285,714 shares of the Issuer's common stock (the "Warrant). The Warrant may be exercised in whole or in part, at any time, and from time to time, until the earlier of (x) 5:00 p.m. Eastern Time on the eighteen-month anniversary of the date of issuance and (y) the closing of a Change in Control (as defined in the Warrant).

F1 · derivative.exercise_date: Pursuant to the Purchase Agreement (the "Purchase Agreement") by and between the Issuer and Waverley Capital, LP ("Waverley Capital"), dated May 11, 2020, Waverly Capital purchased 285,714 of the Issuer's common stock at a purchase price of $7.00 per share (the "Purchase Price"). In connection with the Purchase Agreement, the Issuer issued a warrant, with an exercise price equal to the Purchase Price, to Waverly Capital to purchase, in the aggregate, 285,714 shares of the Issuer's common stock (the "Warrant). The Warrant may be exercised in whole or in part, at any time, and from time to time, until the earlier of (x) 5:00 p.m. Eastern Time on the eighteen-month anniversary of the date of issuance and (y) the closing of a Change in Control (as defined in the Warrant).

F1 · derivative.expiration_date: Pursuant to the Purchase Agreement (the "Purchase Agreement") by and between the Issuer and Waverley Capital, LP ("Waverley Capital"), dated May 11, 2020, Waverly Capital purchased 285,714 of the Issuer's common stock at a purchase price of $7.00 per share (the "Purchase Price"). In connection with the Purchase Agreement, the Issuer issued a warrant, with an exercise price equal to the Purchase Price, to Waverly Capital to purchase, in the aggregate, 285,714 shares of the Issuer's common stock (the "Warrant). The Warrant may be exercised in whole or in part, at any time, and from time to time, until the earlier of (x) 5:00 p.m. Eastern Time on the eighteen-month anniversary of the date of issuance and (y) the closing of a Change in Control (as defined in the Warrant).

F1 · ownership.nature: Pursuant to the Purchase Agreement (the "Purchase Agreement") by and between the Issuer and Waverley Capital, LP ("Waverley Capital"), dated May 11, 2020, Waverly Capital purchased 285,714 of the Issuer's common stock at a purchase price of $7.00 per share (the "Purchase Price"). In connection with the Purchase Agreement, the Issuer issued a warrant, with an exercise price equal to the Purchase Price, to Waverly Capital to purchase, in the aggregate, 285,714 shares of the Issuer's common stock (the "Warrant). The Warrant may be exercised in whole or in part, at any time, and from time to time, until the earlier of (x) 5:00 p.m. Eastern Time on the eighteen-month anniversary of the date of issuance and (y) the closing of a Change in Control (as defined in the Warrant).

F2 · ownership.nature: Mr. Bronfman does not own these shares in his individual capacity. These shares are owned directly by Waverley Capital. The general partner of Waverley Capital is Waverley Capital Partners, LLC. Mr. Bronfman and Dr. Daniel V. Leff, as managing members of Waverley Capital Partners, LLC, may be deemed to have shared voting and investment power with respect to these securities. Each of Mr. Bronfman, Dr. Leff and Waverley Capital Partners, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by any of them of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001493152-20-009440 · ownership.xml · nonDerivative · entry 1

BRONFMAN EDGAR JR · CIK 0001200675 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 285,714

F1 · ownership.nature: Pursuant to the Purchase Agreement (the "Purchase Agreement") by and between the Issuer and Waverley Capital, LP ("Waverley Capital"), dated May 11, 2020, Waverly Capital purchased 285,714 of the Issuer's common stock at a purchase price of $7.00 per share (the "Purchase Price"). In connection with the Purchase Agreement, the Issuer issued a warrant, with an exercise price equal to the Purchase Price, to Waverly Capital to purchase, in the aggregate, 285,714 shares of the Issuer's common stock (the "Warrant). The Warrant may be exercised in whole or in part, at any time, and from time to time, until the earlier of (x) 5:00 p.m. Eastern Time on the eighteen-month anniversary of the date of issuance and (y) the closing of a Change in Control (as defined in the Warrant).

F2 · ownership.nature: Mr. Bronfman does not own these shares in his individual capacity. These shares are owned directly by Waverley Capital. The general partner of Waverley Capital is Waverley Capital Partners, LLC. Mr. Bronfman and Dr. Daniel V. Leff, as managing members of Waverley Capital Partners, LLC, may be deemed to have shared voting and investment power with respect to these securities. Each of Mr. Bronfman, Dr. Leff and Waverley Capital Partners, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by any of them of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001493152-20-007583 · ownership.xml · derivative · entry 1

BRONFMAN EDGAR JR · CIK 0001200675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875,000

Underlying: Common Stock · 1,875,000 shares

Expires 2027-04-29

F1 · derivative.exercise_date: Pursuant to the Stock Option Agreement between Mr. Bronfman and the Issuer dated April 29, 2020 (such date, the "Vesting Commencement Date"), the Issuer's board of directors approved a grant of 1,875,000 options to Mr. Bronfman (the "Option"). The Option shall vest and become exercisable as follows, subject to Mr. Bronfman's continuing service through each such vesting date: (i) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the first anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; (ii) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the second anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; (continued in next footnote)

F2 · derivative.exercise_date: (iii) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the third anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone; and (iv) twenty-five percent of the total number of shares subject to the Option shall vest and become exercisable on the earlier of (x) the fourth anniversary of the Vesting Commencement Date and (y) the Issuer's achievement of a certain stock price milestone.

SEC source: 0001493152-20-005857 · ownership.xml · derivative · entry 1

Gandler David · CIK 0001808064 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846,658

Underlying: Common Stock · 4,846,658 shares

Expires 2030-03-31

F1 · derivative.exercise_date: Subject to the Reporting Person providing continuous service to the Issuer, the shares subject to this option shall vest and become exercisable at a rate of 1/48th of the total number of shares each month following the closing of the merger transaction of fuboTV, Inc. with a wholly-owned subsidiary of the Issuer (which occurred on April 1, 2020) , such that the total number of shares shall be fully vested on the four-year anniversary of such closing.

SEC source: 0001493152-19-014483 · ownership.xml · nonDerivative · entry 6

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,323

SEC source: 0001493152-19-014483 · ownership.xml · nonDerivative · entry 5

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,860

SEC source: 0001493152-19-014483 · ownership.xml · nonDerivative · entry 4

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

SEC source: 0001493152-19-014483 · ownership.xml · nonDerivative · entry 3

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,466

SEC source: 0001493152-19-014483 · ownership.xml · nonDerivative · entry 2

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,361

SEC source: 0001493152-19-014483 · ownership.xml · nonDerivative · entry 1

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,061

SEC source: 0001493152-19-014012 · ownership.xml · nonDerivative · entry 6

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,627

SEC source: 0001493152-19-014012 · ownership.xml · nonDerivative · entry 5

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,093

SEC source: 0001493152-19-014012 · ownership.xml · nonDerivative · entry 4

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,452

SEC source: 0001493152-19-014012 · ownership.xml · nonDerivative · entry 3

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496

SEC source: 0001493152-19-014012 · ownership.xml · nonDerivative · entry 2

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,446

SEC source: 0001493152-19-014012 · ownership.xml · nonDerivative · entry 1

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

SEC source: 0001493152-19-013993 · ownership.xml · nonDerivative · entry 3

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 209,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F4 · ownership.nature: Held by the reporting person's spouse as custodian for the reporting person's and his spouse's minor child.

SEC source: 0001493152-19-013993 · ownership.xml · nonDerivative · entry 2

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 246,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F3 · ownership.nature: Held by the reporting person's spouse.

SEC source: 0001493152-19-013993 · ownership.xml · nonDerivative · entry 1

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F2 · ownership.direct: Held jointly by the reporting person and his spouse.

SEC source: 0001493152-19-013993 · ownership.xml · derivative · entry 9

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 0

Underlying: Common Stock · 209,555 shares

Expires 2019-02-28

F1 · kind: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.exercise_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.expiration_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F4 · ownership.nature: Held by the reporting person's spouse as custodian for the reporting person's and his spouse's minor child.

SEC source: 0001493152-19-013993 · ownership.xml · derivative · entry 8

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 0

Underlying: Common Stock · 246,535 shares

Expires 2019-02-28

F1 · kind: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.exercise_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.expiration_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F3 · ownership.nature: Held by the reporting person's spouse.

SEC source: 0001493152-19-013993 · ownership.xml · derivative · entry 7

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,648,947 shares

Expires 2019-02-28

F1 · kind: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.exercise_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.expiration_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F2 · ownership.direct: Held jointly by the reporting person and his spouse.

SEC source: 0001493152-19-013993 · ownership.xml · derivative · entry 6

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 209,555

Underlying: Common Stock · 209,555 shares

Expires 2019-02-28

F5 · kind: On August 8, 2018, in connection with the closing of the share exchange pursuant to which the issuer acquired Evolution AI Corporation, the reporting person and his affiliates acquired an aggregate of approximately 540,335 shares of the issuer's Series X preferred stock.

F1 · derivative.exercise_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.expiration_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F4 · ownership.nature: Held by the reporting person's spouse as custodian for the reporting person's and his spouse's minor child.

SEC source: 0001493152-19-013993 · ownership.xml · derivative · entry 5

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 246,535

Underlying: Common Stock · 246,535 shares

Expires 2019-02-28

F5 · kind: On August 8, 2018, in connection with the closing of the share exchange pursuant to which the issuer acquired Evolution AI Corporation, the reporting person and his affiliates acquired an aggregate of approximately 540,335 shares of the issuer's Series X preferred stock.

F1 · derivative.exercise_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.expiration_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F3 · ownership.nature: Held by the reporting person's spouse.

SEC source: 0001493152-19-013993 · ownership.xml · derivative · entry 4

TEXTOR JOHN C · CIK 0001110894 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,648,947

Underlying: Common Stock · 7,648,947 shares

Expires 2019-02-28

F5 · kind: On August 8, 2018, in connection with the closing of the share exchange pursuant to which the issuer acquired Evolution AI Corporation, the reporting person and his affiliates acquired an aggregate of approximately 540,335 shares of the issuer's Series X preferred stock.

F1 · derivative.exercise_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F1 · derivative.expiration_date: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.

F2 · ownership.direct: Held jointly by the reporting person and his spouse.