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Fortive Corp

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0001659166
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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 19:52 UTC
Walker Stacey A.SVP - Human Resources
SaleCommon Stock 1,787 $67.50 $120,622.50
Disclosure

SEC source: 0001659166-21-000082 · wf-form4_161438711979359.xml · nonDerivative · entry 1

Walker Stacey A. · CIK 0001670836 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,472

F1 · kind: The transaction was effectuated pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,313 $0.00 $0.00
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · derivative · entry 9

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

F6 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2016 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 17,946 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 24, 2017. In addition, the total number of outstanding Restricted Stock Units of the Issuer reflects an anti-dilution adjustment applied as a result of the spin-off of Vontier Corporation from the Issuer on October 9, 2020.

F6 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2016 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 17,946 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 24, 2017. In addition, the total number of outstanding Restricted Stock Units of the Issuer reflects an anti-dilution adjustment applied as a result of the spin-off of Vontier Corporation from the Issuer on October 9, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,087 $0.00 Strike: $35.38 $0.00
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · derivative · entry 8

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,087 shares

Expires 2026-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Prior to the separation of the Issuer from Danaher Corporation ("Danaher") on July 2, 2016 (the "Separation"), one-fifth of the stock options issued by Danaher on February 24, 2016 ("2016 Danaher Options") to the Reporting Person became exercisable on each of the first five anniversaries of the grant date. In connection with the Separation, the 2016 Danaher Options that remained outstanding as of July 2, 2016 were converted into stock options to purchase 54,357 shares of the Issuer's common stock with identical vesting schedule. In addition, the total number of stock options and the exercise price reflect an anti-dilution adjustment applied as a result of the spin-off of Vontier Corporation from the Issuer on October 9, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
Tax withholdingCommon Stock 1,789 $67.64 $121,007.96
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · nonDerivative · entry 7

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,578

F4 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
Exercise / conversionCommon Stock 4,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · nonDerivative · entry 6

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
SaleCommon Stock 4,365 $67.37 $294,070.05
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · nonDerivative · entry 5

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,054

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
SaleCommon Stock 8,722 $67.43 $588,080.85
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · nonDerivative · entry 4

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,419

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
Exercise / conversionCommon Stock 13,087 $35.38 $463,018.06
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · nonDerivative · entry 3

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
GrantCommon Stock 3,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · nonDerivative · entry 2

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,054

F3 · shares: On February 22, 2018, the Committee awarded the Reporting Person Performance Stock Units ("PSUs") subject to achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the PSUs have been achieved. The shares remain subject to a two-year holding period requirement.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Pringle William WSenior Vice President
GrantCommon Stock 518 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000081 · wf-form4_161438709275100.xml · nonDerivative · entry 1

Pringle William W · CIK 0001670864 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,202

F1 · shares: On February 20, 2020, the the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person Restricted Stock Units ("RSUs") with the opportunity to earn additional RSUs ("Additional RSUs") upon achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the Additional RSUs have been achieved. The Additional RSUs remain subject to time-based vesting provisions.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Schwarz Jonathan LSVP - Corporate Development
Exercise / conversionRestricted Stock Unit · Derivative 2,872 $0.00 $0.00
Disclosure

SEC source: 0001659166-21-000080 · wf-form4_161438706682920.xml · derivative · entry 7

Schwarz Jonathan L · CIK 0001670865 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

F7 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2016 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 11,972 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 24, 2017. In addition, the total number of outstanding Restricted Stock Units of the Issuer reflects an anti-dilution adjustment applied as a result of the spin-off of Vontier Corporation from the Issuer on October 9, 2020.

F7 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2016 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 11,972 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 24, 2017. In addition, the total number of outstanding Restricted Stock Units of the Issuer reflects an anti-dilution adjustment applied as a result of the spin-off of Vontier Corporation from the Issuer on October 9, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Schwarz Jonathan LSVP - Corporate Development
GrantEmployee Stock Option (Right to Buy) · Derivative 31,310 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000080 · wf-form4_161438706682920.xml · derivative · entry 6

Schwarz Jonathan L · CIK 0001670865 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,310

Underlying: Common Stock · 31,310 shares

Expires 2031-02-24

F6 · derivative.exercise_date: One half of the options granted vest on each of the third and fourth anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Schwarz Jonathan LSVP - Corporate Development
Tax withholdingCommon Stock 862 $67.64 $58,305.68
Disclosure

SEC source: 0001659166-21-000080 · wf-form4_161438706682920.xml · nonDerivative · entry 5

Schwarz Jonathan L · CIK 0001670865 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,120

F5 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Schwarz Jonathan LSVP - Corporate Development
Exercise / conversionCommon Stock 2,872 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000080 · wf-form4_161438706682920.xml · nonDerivative · entry 4

Schwarz Jonathan L · CIK 0001670865 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Schwarz Jonathan LSVP - Corporate Development
GrantCommon Stock 1,791 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000080 · wf-form4_161438706682920.xml · nonDerivative · entry 3

Schwarz Jonathan L · CIK 0001670865 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,110

F4 · shares: On February 22, 2018, the Committee awarded the Reporting Person Performance Stock Units ("PSUs") subject to achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the PSUs have been achieved. The shares remain subject to a two-year holding period requirement.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Schwarz Jonathan LSVP - Corporate Development
GrantCommon Stock 305 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000080 · wf-form4_161438706682920.xml · nonDerivative · entry 2

Schwarz Jonathan L · CIK 0001670865 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,319

F3 · shares: On February 20, 2020, the the Committee awarded the Reporting Person RSUs with the opportunity to earn additional RSUs ("Additional RSUs") upon achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the Additional RSUs have been achieved. The Additional RSUs remain subject to time-based vesting provisions.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:51 UTC
Schwarz Jonathan LSVP - Corporate Development
GrantCommon Stock 8,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000080 · wf-form4_161438706682920.xml · nonDerivative · entry 1

Schwarz Jonathan L · CIK 0001670865 · SVP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,014

F1 · shares: On February 24, 2021, the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person Restricted Stock Units ("RSUs"). This transactions is being reported to identify the portion of the RSUs that are subject only to time-based vesting provisions. Pursuant to the terms of the award, additional RSUs may be issued upon determination by the Committee that the corresponding performance criteria have been achieved.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:50 UTC
Murphy Patrick KSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,313 $0.00 $0.00
Disclosure

SEC source: 0001659166-21-000077 · wf-form4_161438698485581.xml · derivative · entry 7

Murphy Patrick K · CIK 0001671034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

F7 · derivative.exercise_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2016 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 17,946 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 24, 2017. In addition, the total number of outstanding Restricted Stock Units of the Issuer reflects an anti-dilution adjustment applied as a result of the spin-off of Vontier Corporation from the Issuer on October 9, 2020.

F7 · derivative.expiration_date: In connection with the separation of the Issuer from Danaher, Restricted Stock Units issued by Danaher on February 24, 2016 to the Reporting Person that remained unvested as of July 2, 2016 were converted into 17,946 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 24, 2017. In addition, the total number of outstanding Restricted Stock Units of the Issuer reflects an anti-dilution adjustment applied as a result of the spin-off of Vontier Corporation from the Issuer on October 9, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:50 UTC
Murphy Patrick KSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 26,620 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000077 · wf-form4_161438698485581.xml · derivative · entry 6

Murphy Patrick K · CIK 0001671034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,620

Underlying: Common Stock · 26,620 shares

Expires 2031-02-24

F6 · derivative.exercise_date: One half of the options granted vest on each of the third and fourth anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:50 UTC
Murphy Patrick KSenior Vice President
Tax withholdingCommon Stock 1,875 $67.64 $126,825.00
Disclosure

SEC source: 0001659166-21-000077 · wf-form4_161438698485581.xml · nonDerivative · entry 5

Murphy Patrick K · CIK 0001671034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,575

F5 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:50 UTC
Murphy Patrick KSenior Vice President
Exercise / conversionCommon Stock 4,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000077 · wf-form4_161438698485581.xml · nonDerivative · entry 4

Murphy Patrick K · CIK 0001671034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:50 UTC
Murphy Patrick KSenior Vice President
GrantCommon Stock 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000077 · wf-form4_161438698485581.xml · nonDerivative · entry 3

Murphy Patrick K · CIK 0001671034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,137

F4 · shares: On February 22, 2018, the Committee awarded the Reporting Person Performance Stock Units ("PSUs") subject to achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the PSUs have been achieved. The shares remain subject to a two-year holding period requirement.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:50 UTC
Murphy Patrick KSenior Vice President
GrantCommon Stock 457 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000077 · wf-form4_161438698485581.xml · nonDerivative · entry 2

Murphy Patrick K · CIK 0001671034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,834

F3 · shares: On February 20, 2020, the the Committee awarded the Reporting Person RSUs with the opportunity to earn additional RSUs ("Additional RSUs") upon achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the Additional RSUs have been achieved. The Additional RSUs remain subject to time-based vesting provisions.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:50 UTC
Murphy Patrick KSenior Vice President
GrantCommon Stock 7,530 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000077 · wf-form4_161438698485581.xml · nonDerivative · entry 1

Murphy Patrick K · CIK 0001671034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,377

F1 · shares: On February 24, 2021, the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person Restricted Stock Units ("RSUs"). This transactions is being reported to identify the portion of the RSUs that are subject only to time-based vesting provisions. Pursuant to the terms of the award, additional RSUs may be issued upon determination by the Committee that the corresponding performance criteria have been achieved.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:50 UTC
LICO JAMES ADirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 187,840 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000078 · wf-form4_161438701623991.xml · derivative · entry 6

LICO JAMES A · CIK 0001210231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,840

Underlying: Common Stock · 187,840 shares

Expires 2031-02-24

F7 · derivative.exercise_date: One half of the options granted vest on each of the third and fourth anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:50 UTC
LICO JAMES ADirector · President and CEO
Tax withholdingCommon Stock 5,876 $67.64 $397,452.64
Disclosure

SEC source: 0001659166-21-000078 · wf-form4_161438701623991.xml · nonDerivative · entry 4

LICO JAMES A · CIK 0001210231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,938

F5 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock awards.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:50 UTC
LICO JAMES ADirector · President and CEO
GrantCommon Stock 24,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000078 · wf-form4_161438701623991.xml · nonDerivative · entry 3

LICO JAMES A · CIK 0001210231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,814

F4 · shares: On February 22, 2018, the Committee awarded the Reporting Person Performance Stock Units ("PSUs") subject to achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the PSUs have been achieved. The shares remain subject to a two-year holding period requirement.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:50 UTC
LICO JAMES ADirector · President and CEO
GrantCommon Stock 3,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000078 · wf-form4_161438701623991.xml · nonDerivative · entry 2

LICO JAMES A · CIK 0001210231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,058

F3 · shares: On February 20, 2020, the the Committee awarded the Reporting Person RSUs with the opportunity to earn additional RSUs ("Additional RSUs") upon achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the Additional RSUs have been achieved. The Additional RSUs remain subject to time-based vesting provisions.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:50 UTC
LICO JAMES ADirector · President and CEO
GrantCommon Stock 53,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000078 · wf-form4_161438701623991.xml · nonDerivative · entry 1

LICO JAMES A · CIK 0001210231 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,708

F1 · shares: On February 24, 2021, the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person Restricted Stock Units ("RSUs"). This transactions is being reported to identify the portion of the RSUs that are subject only to time-based vesting provisions. Pursuant to the terms of the award, additional RSUs may be issued upon determination by the Committee that the corresponding performance criteria have been achieved.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Underwood Peter CSVP - General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 25,050 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000076 · wf-form4_161438696327909.xml · derivative · entry 4

Underwood Peter C · CIK 0001502370 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,050

Underlying: Common Stock · 25,050 shares

Expires 2031-02-24

F5 · derivative.exercise_date: One half of the options granted vest on each of the third and fourth anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Underwood Peter CSVP - General Counsel
GrantCommon Stock 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000076 · wf-form4_161438696327909.xml · nonDerivative · entry 3

Underwood Peter C · CIK 0001502370 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,675

F4 · shares: On February 22, 2018, the Committee awarded the Reporting Person Performance Stock Units ("PSUs") subject to achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the PSUs have been achieved. The shares remain subject to a two-year holding period requirement.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Underwood Peter CSVP - General Counsel
GrantCommon Stock 442 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000076 · wf-form4_161438696327909.xml · nonDerivative · entry 2

Underwood Peter C · CIK 0001502370 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,372

F3 · shares: On February 20, 2020, the the Committee awarded the Reporting Person RSUs with the opportunity to earn additional RSUs ("Additional RSUs") upon achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the Additional RSUs have been achieved. The Additional RSUs remain subject to time-based vesting provisions.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Underwood Peter CSVP - General Counsel
GrantCommon Stock 7,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000076 · wf-form4_161438696327909.xml · nonDerivative · entry 1

Underwood Peter C · CIK 0001502370 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,930

F1 · shares: On February 24, 2021, the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person Restricted Stock Units ("RSUs"). This transactions is being reported to identify the portion of the RSUs that are subject only to time-based vesting provisions. Pursuant to the terms of the award, additional RSUs may be issued upon determination by the Committee that the corresponding performance criteria have been achieved.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

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February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Hulit Barbara B.Senior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 32,880 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000075 · wf-form4_161438693747910.xml · derivative · entry 5

Hulit Barbara B. · CIK 0001682154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,880

Underlying: Common Stock · 32,880 shares

Expires 2031-02-24

F6 · derivative.exercise_date: One half of the options granted vest on each of the third and fourth anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Hulit Barbara B.Senior Vice President
Tax withholdingCommon Stock 3,180 $67.64 $215,095.20
Disclosure

SEC source: 0001659166-21-000075 · wf-form4_161438693747910.xml · nonDerivative · entry 4

Hulit Barbara B. · CIK 0001682154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,293

F5 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock awards.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Hulit Barbara B.Senior Vice President
GrantCommon Stock 3,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000075 · wf-form4_161438693747910.xml · nonDerivative · entry 3

Hulit Barbara B. · CIK 0001682154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,473

F4 · shares: On February 22, 2018, the Committee awarded the Reporting Person Performance Stock Units ("PSUs") subject to achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the PSUs have been achieved. The shares remain subject to a two-year holding period requirement.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Hulit Barbara B.Senior Vice President
GrantCommon Stock 503 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000075 · wf-form4_161438693747910.xml · nonDerivative · entry 2

Hulit Barbara B. · CIK 0001682154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,826

F3 · shares: On February 20, 2020, the the Committee awarded the Reporting Person RSUs with the opportunity to earn additional RSUs ("Additional RSUs") upon achievement of corresponding performance criteria. This transaction is being reported in connection with the determination by the Committee on February 24, 2021 that the performance criteria of the Additional RSUs have been achieved. The Additional RSUs remain subject to time-based vesting provisions.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:49 UTC
Hulit Barbara B.Senior Vice President
GrantCommon Stock 9,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000075 · wf-form4_161438693747910.xml · nonDerivative · entry 1

Hulit Barbara B. · CIK 0001682154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,323

F1 · shares: On February 24, 2021, the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person Restricted Stock Units ("RSUs"). This transactions is being reported to identify the portion of the RSUs that are subject only to time-based vesting provisions. Pursuant to the terms of the award, additional RSUs may be issued upon determination by the Committee that the corresponding performance criteria have been achieved.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 2,240 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · derivative · entry 16

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,240

Underlying: Common Stock · 2,240 shares

Expires 2031-02-24

F7 · derivative.exercise_date: Options vests ratably on an annual basis over a four-year period from the date of grant.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,190 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · derivative · entry 15

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,190

Underlying: Common Stock · 11,190 shares

Expires 2031-02-24

F7 · derivative.exercise_date: Options vests ratably on an annual basis over a four-year period from the date of grant.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
GrantCommon Stock 738 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · nonDerivative · entry 6

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,586

F5 · shares: On February 24, 2021, the Committee awarded the Reporting Person' spouse RSUs. The RSUs are subject only to time-based vesting provisions.

F4 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
GrantCommon Stock 3,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · nonDerivative · entry 5

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,473

F3 · shares: On February 24, 2021, the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person Restricted Stock Units ("RSUs"). The RSUs are subject only to time-based vesting provisions.

F4 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
Tax withholdingCommon Stock 59 $67.64 $3,990.76
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · nonDerivative · entry 4

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,848

F2 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock units.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
Tax withholdingCommon Stock 71 $67.64 $4,802.44
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · nonDerivative · entry 3

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,783

F2 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock units.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
SaleCommon Stock 120 $67.50 $8,100.00
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · nonDerivative · entry 2

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,907

F1 · kind: The transaction was effectuated pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Mulhall Christopher M.VP - Chief Accounting Officer
SaleCommon Stock 188 $67.50 $12,690.00
Disclosure

SEC source: 0001659166-21-000074 · wf-form4_161438689962601.xml · nonDerivative · entry 1

Mulhall Christopher M. · CIK 0001791884 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,854

F1 · kind: The transaction was effectuated pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Simmons Edward ReadSVP - Strategy
GrantEmployee Stock Option (Right to Buy) · Derivative 23,480 $0.00 Strike: $67.64 $0.00
Disclosure

SEC source: 0001659166-21-000073 · wf-form4_161438685761035.xml · derivative · entry 3

Simmons Edward Read · CIK 0001843981 · SVP - Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,480

Underlying: Common Stock · 23,480 shares

Expires 2031-02-24

F4 · derivative.exercise_date: One half of the options granted vest on each of the third and fourth anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Simmons Edward ReadSVP - Strategy
GrantCommon Stock 17,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000073 · wf-form4_161438685761035.xml · nonDerivative · entry 2

Simmons Edward Read · CIK 0001843981 · SVP - Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,355

F3 · shares: On February 24, 2021, the Committee granted the Reporting Person additional RSUs as a sign-on award (the "Sign-On Award"). The Sign-On Award is subject only to time-based vesting provisions.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:48 UTC
Simmons Edward ReadSVP - Strategy
GrantCommon Stock 6,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001659166-21-000073 · wf-form4_161438685761035.xml · nonDerivative · entry 1

Simmons Edward Read · CIK 0001843981 · SVP - Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,645

F1 · shares: On February 24, 2021, the Compensation Committee of the Issuer (the "Committee") awarded the Reporting Person restricted stock units ("RSUs"). This transaction is being reported to identify the portion of the RSUs that are subject only to time-based vesting provisions. Pursuant to the terms of the award, additional RSUs may be issued upon determination by the Committee that the corresponding performance criteria have been achieved.

F2 · price: Restricted stock units are payable in shares of common stock on a one-to-one basis.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:36 UTC
McLaughlin Charles ESVP - Chief Financial Officer
Tax withholdingCommon Stock 2,320 $67.44 $156,460.80
Disclosure

SEC source: 0001659166-21-000057 · wf-form4_161422053500315.xml · nonDerivative · entry 4

McLaughlin Charles E · CIK 0001671511 · SVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,328

F4 · shares: This transaction relates to the withholding of shares for tax purposes in connection with the vesting and distribution of restricted stock awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.