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Nasdaq · USD

FTNT

Fortinet, Inc.

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2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 850 $78.59 $66,799.97
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,202

F6 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F7 · shares: Represents the aggregate of sales effected on the same day at different prices.

F9 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $78.31 to $79.06 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 400 $77.38 $30,953.00
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,052

F6 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F7 · shares: Represents the aggregate of sales effected on the same day at different prices.

F8 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $77.05 to $77.87 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 625 $23.83 $14,893.75
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Tax withholdingCommon Stock 3,484 $78.90 $274,887.60
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,202

F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 4,377 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 20, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:32 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002382 · doc1.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · derivative · entry 11

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F5 · kind: Vesting of RSUs granted to the Reporting Person on February 20, 2018.

F12 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F12 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · derivative · entry 10

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F11 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F11 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 938 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · derivative · entry 9

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F10 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F10 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · derivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: Vesting of RSUs granted to the Reporting Person on August 5, 2015.

F9 · derivative.exercise_date: 25% of the RSUs vest on August 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F9 · derivative.expiration_date: 25% of the RSUs vest on August 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

F8 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F8 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Tax withholdingCommon Stock 2,752 $78.90 $217,132.80
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · nonDerivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,619

F6 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this row were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Vesting of RSUs granted to the Reporting Person on February 20, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 313 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of RSUs granted to the Reporting Person on August 5, 2015.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:31 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002377 · doc1.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 7,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · derivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,300

Underlying: Common Stock · 7,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 20, 2018.

F16 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F16 · derivative.expiration_date: 25% of the RSUs vested on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · derivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Commn Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F15 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F15 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · derivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F14 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · derivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

F13 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F13 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Tax withholdingCommon Stock 5,476 $78.90 $432,056.40
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,469,124

F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs and PSUs.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 7,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,474,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 20, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,467,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002385 · doc1.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

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February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · derivative · entry 9

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 20, 2018.

F10 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F10 · derivative.expiration_date: 25% of the RSUs vested on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

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February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · derivative · entry 8

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

F9 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F9 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2018, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

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February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · derivative · entry 7

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

F8 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F8 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2017, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · derivative · entry 6

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

F7 · derivative.exercise_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: 25% of the RSUs vest on February 1, 2016, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Tax withholdingCommon Stock 8,481 $78.90 $669,150.90
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,533,240

F5 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs and PSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,541,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of RSUs granted to the Reporting Person on February 20, 2018.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,529,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of RSUs granted to the Reporting Person on February 16, 2017.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,526,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of RSUs granted to the Reporting Person on February 11, 2016.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002384 · doc1.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,523,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2015.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:05 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 417 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001567619-18-008736 · doc1.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

Underlying: Common Stock · 417 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vest monthly thereafter.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:05 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 209 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001567619-18-008736 · doc1.xml · derivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Common Stock · 209 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vest monthly thereafter.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:05 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 626 $65.00 $40,690.00
Disclosure

SEC source: 0001567619-18-008736 · doc1.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:05 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 417 $37.24 $15,529.08
Disclosure

SEC source: 0001567619-18-008736 · doc1.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:05 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 209 $23.83 $4,980.47
Disclosure

SEC source: 0001567619-18-008736 · doc1.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:02 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001567619-18-008279 · doc1.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,375

Underlying: Common Stock · 625 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:02 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001567619-18-008279 · doc1.xml · derivative · entry 4

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

Underlying: Common Stock · 625 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vests monthly thereafter.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:02 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
SaleCommon Stock 1,250 $70.51 $88,143.50
Disclosure

SEC source: 0001567619-18-008279 · doc1.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,684

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $69.95 to $70.90 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:02 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $37.24 $23,275.00
Disclosure

SEC source: 0001567619-18-008279 · doc1.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 22:02 UTC
Whittle JohnVP CorpDev&Strat Alliance, GC
Exercise / conversionCommon Stock 625 $23.83 $14,893.75
Disclosure

SEC source: 0001567619-18-008279 · doc1.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP CorpDev&Strat Alliance, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 23:39 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $37.24 $0.00
Disclosure

SEC source: 0001567619-18-006961 · doc1.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,251

Underlying: Common Stock · 1,250 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vest monthly thereafter.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 23:39 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 625 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001567619-18-006961 · doc1.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,126

Underlying: Common Stock · 625 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2018.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 11, 2017 and 1/48 of the shares subject to the option vest monthly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.