FTNT

SEC source: 0001209191-21-022626 · doc4.xml · derivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,037

Underlying: Common Stock · 1,216 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-022626 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-022626 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $178.24 and the highest price at which shares were sold was $179.12.

SEC source: 0001209191-21-022626 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $177.22 and the highest price at which shares were sold was $177.99.

SEC source: 0001209191-21-022626 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,110

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $175.85 and the highest price at which shares were sold was $176.42. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

SEC source: 0001209191-21-022626 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-022626 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-022626 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-23-024366 · doc5.xml · nonDerivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,510

F1 · security: The number of shares and purchase price have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

SEC source: 0001209191-21-014505 · doc4.xml · derivative · entry 17

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,555

Underlying: Common Stock · 10,185 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F14 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 21, 2021, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 13

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $169.62 and the highest price at which shares were sold was $170.37.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 12

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $168.59 and the highest price at which shares were sold was $169.54.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 11

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $167.58 and the highest price at which shares were sold was $168.57.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 10

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,422

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $166.31 and the highest price at which shares were sold was $167.10.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 9

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,488,214

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $169.475 and the highest price at which shares were sold was $169.87.

F7 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,494,242

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $168.47 and the highest price at which shares were sold was $169.47.

F7 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,516,145

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $167.455 and the highest price at which shares were sold was $168.37.

F7 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,518,711

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $166.43 and the highest price at which shares were sold was $167.40.

F7 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,030,025

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $169.30 and the highest price at which shares were sold was $170.19.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,049,143

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $168.29 and the highest price at which shares were sold was $169.28.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058,461

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $167.19 and the highest price at which shares were sold was $167.99.

SEC source: 0001209191-21-014504 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061,966

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $166.18 and the highest price at which shares were sold was $167.18. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6), (8), (9) and (10) to this Form 4.

SEC source: 0001209191-21-014505 · doc4.xml · derivative · entry 16

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,568

Underlying: Common Stock · 2,947 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F13 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-014505 · doc4.xml · derivative · entry 15

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,501 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F12 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-014505 · doc4.xml · derivative · entry 14

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,251 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F11 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option vests monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $168.27and the highest price at which shares were sold was $168.94.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,237

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $167.17 and the highest price at which shares were sold was $168.08.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,936

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $166.07 and the highest price at which shares were sold was $166.77.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $164.96 and the highest price at which shares were sold was $165.85.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,936

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $163.74 and the highest price at which shares were sold was $164.59. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) to this Form 4.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-014505 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-013928 · doc4.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,847

Underlying: Common Stock · 5,949 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-013928 · doc4.xml · derivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,797

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-013928 · doc4.xml · derivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,253

Underlying: Common Stock · 1,216 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-013928 · doc4.xml · derivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,749

Underlying: Common Stock · 626 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 16, 2018 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the issuer on each vesting date.

SEC source: 0001209191-21-013928 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $169.87 and the highest price at which shares were sold was $170.50.

SEC source: 0001209191-21-013928 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,538

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $168.86 and the highest price at which shares were sold was $169.81.

SEC source: 0001209191-21-013928 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,938

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $167.85 and the highest price at which shares were sold was $168.82. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

SEC source: 0001209191-21-013928 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-013928 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-013928 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-013928 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001209191-21-012677 · doc4.xml · derivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,411

Underlying: Common Stock · 24,411 shares

Expires 2028-02-19

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-012677 · doc4.xml · derivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,137

Underlying: Common Stock · 8,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001209191-21-012675 · doc4.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,343

Underlying: Common Stock · 38,343 shares

Expires 2028-02-19

F9 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

SEC source: 0001209191-21-012675 · doc4.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,781

Underlying: Common Stock · 12,781 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001209191-21-012785 · doc4.xml · derivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,801

Underlying: Common Stock · 108,801 shares

Expires 2028-02-19

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.