Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2021 Filed Sep 22, 2021 22:04 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 496 $0.00 Strike: $114.48 $0.00
Disclosure

SEC source: 0001209191-21-057291 · doc4.xml · derivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,377

Underlying: Common Stock · 496 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:04 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $84.49 $0.00
Disclosure

SEC source: 0001209191-21-057291 · doc4.xml · derivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:04 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 1,215 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-21-057291 · doc4.xml · derivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,744

Underlying: Common Stock · 1,215 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:04 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 2,411 $302.00 $728,122.00
Disclosure

SEC source: 0001209191-21-057291 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:04 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 496 $114.48 $56,782.08
Disclosure

SEC source: 0001209191-21-057291 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:04 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 700 $84.49 $59,143.00
Disclosure

SEC source: 0001209191-21-057291 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 22:04 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,215 $49.06 $59,607.90
Disclosure

SEC source: 0001209191-21-057291 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Apr 14, 2023 21:30 UTC PurchaseCommon Stock 400 $60.46 $24,184.80
Disclosure

SEC source: 0001209191-23-024366 · doc5.xml · nonDerivative · entry 4

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,510

F1 · security: The number of shares and purchase price have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,546 $0.00 Strike: $114.48 $0.00
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · derivative · entry 11

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,463

Underlying: Common Stock · 2,546 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 21, 2021, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,946 $0.00 Strike: $84.49 $0.00
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · derivative · entry 10

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,677

Underlying: Common Stock · 2,946 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · derivative · entry 9

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001

Underlying: Common Stock · 2,500 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 928 $305.05 $283,090.30
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $304.62 and the highest price at which shares were sold was $305.59.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 148 $302.94 $44,834.76
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $302.85 and the highest price at which shares were sold was $303.12.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 1,251 $302.22 $378,076.59
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $301.66 and the highest price at which shares were sold was $302.57.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 3,600 $300.97 $1,083,507.12
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $300.64 and the highest price at which shares were sold was $301.58.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 2,065 $299.56 $618,588.10
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,769

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $299.24 and the highest price at which shares were sold was $299.87. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 2,546 $114.48 $291,466.08
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 2,946 $84.49 $248,907.54
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:45 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 2,500 $49.06 $122,650.00
Disclosure

SEC source: 0001209191-21-053327 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 100 $308.00 $30,800.00
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 16

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,408,214

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 925 $305.64 $282,712.65
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 15

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,408,314

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F16 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $305.36 and the highest price at which shares were sold was $306.03.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 1,090 $304.81 $332,237.45
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 14

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,410,239

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F15 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $304.34 and the highest price at which shares were sold was $305.305.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 511 $303.72 $155,201.94
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 13

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,410,329

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F14 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $303.28 and the highest price at which shares were sold was $304.09.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 4,458 $302.59 $1,348,964.05
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,410,840

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F13 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $302.27 and the highest price at which shares were sold was $303.22.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 8,423 $301.61 $2,540,477.88
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,415,298

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F12 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $301.255 and the highest price at which shares were sold was $302.245.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 17,748 $300.81 $5,338,696.01
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,423,721

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F11 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $300.26 and the highest price at which shares were sold was $301.25.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 6,745 $299.70 $2,021,444.80
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,441,469

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $299.26 and the highest price at which shares were sold was $300.25.

F10 · ownership.nature: Shares held directly by The K.A. Children's Trust dated February 9, 2011, for which the Reporting Person serves as a trustee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 800 $308.00 $246,400.00
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950,025

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 900 $305.78 $275,202.99
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950,825

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $305.63 and the highest price at which shares were sold was $306.02.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 1,530 $304.94 $466,560.04
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,951,725

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $304.54 and the highest price at which shares were sold was $305.46.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 1,000 $304.01 $304,008.80
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,953,255

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $303.40 and the highest price at which shares were sold was $304.31.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 4,823 $302.56 $1,459,263.76
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,954,255

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $302.24 and the highest price at which shares were sold was $303.23.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 6,071 $301.57 $1,830,852.11
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,959,078

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $301.24 and the highest price at which shares were sold was $302.20.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 13,302 $300.79 $4,001,063.35
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,965,149

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $300.24 and the highest price at which shares were sold was $301.23.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 20:43 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 11,574 $299.60 $3,467,594.71
Disclosure

SEC source: 0001209191-21-053325 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,978,451

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $299.24 and the highest price at which shares were sold was $300.18. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (17) to this Form 4.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 496 $0.00 Strike: $114.48 $0.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · derivative · entry 12

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,873

Underlying: Common Stock · 496 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 700 $0.00 Strike: $84.49 $0.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · derivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,598

Underlying: Common Stock · 700 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionStock Option (right to buy) · Derivative 1,216 $0.00 Strike: $49.06 $0.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · derivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,959

Underlying: Common Stock · 1,216 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 20, 2019 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 100 $308.23 $30,823.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 612 $307.40 $188,130.82
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $306.77 and the highest price at which shares were sold was $307.76.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 700 $306.27 $214,385.99
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $305.72 and the highest price at which shares were sold was $306.54.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 400 $304.85 $121,940.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $304.65 and the highest price at which shares were sold was $305.19.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 500 $303.89 $151,943.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $303.49 and the highest price at which shares were sold was $304.19. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 100 $301.94 $30,194.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 496 $114.48 $56,782.08
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 700 $84.49 $59,143.00
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:12 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,216 $49.06 $59,656.96
Disclosure

SEC source: 0001209191-21-053113 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 20:20 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 100 $300.67 $30,067.00
Disclosure

SEC source: 0001209191-21-052220 · doc4.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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August 17, 2021 Filed Aug 18, 2021 20:20 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 100 $299.56 $29,956.00
Disclosure

SEC source: 0001209191-21-052220 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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August 17, 2021 Filed Aug 18, 2021 20:20 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 650 $298.15 $193,794.38
Disclosure

SEC source: 0001209191-21-052220 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $297.77 and the highest price at which shares were sold was $298.42.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.