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Nasdaq · USD

FTNT

Fortinet, Inc.

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2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 18, 2022 21:33 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 300 $312.41 $93,723.99
Disclosure

SEC source: 0001209191-22-011301 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $312.04 and the highest price at which shares were sold was $312.60.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:33 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 500 $311.48 $155,738.00
Disclosure

SEC source: 0001209191-22-011301 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $310.92 and the highest price at which shares were sold was $311.83.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:33 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 700 $310.30 $217,213.01
Disclosure

SEC source: 0001209191-22-011301 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,783

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $309.84 and the highest price at which shares were sold was $310.74. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:37 UTC
Xie MichaelDirector · VP, Engineering & CTO
GrantEmployee Stock Option (right to buy) · Derivative 19,488 $0.00 Strike: $310.54 $0.00
Disclosure

SEC source: 0001209191-22-011315 · doc4.xml · derivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,488

Underlying: Common Stock · 19,488 shares

Expires 2029-02-17

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 17, 2023, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:37 UTC
Xie MichaelDirector · VP, Engineering & CTO
GrantRestricted Stock Units · Derivative 6,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011315 · doc4.xml · derivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,496

Underlying: Common Stock · 6,496 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:35 UTC
Xie KenDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 57,759 $0.00 Strike: $310.54 $0.00
Disclosure

SEC source: 0001209191-22-011310 · doc4.xml · derivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,759

Underlying: Common Stock · 57,759 shares

Expires 2029-02-17

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 17, 2023, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:35 UTC
Xie KenDirector · President & CEO
GrantRestricted Stock Units · Derivative 19,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011310 · doc4.xml · derivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,253

Underlying: Common Stock · 19,253 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:34 UTC Amendment
Whittle JohnVP Corp Dev&Strat Alliance,GC
GrantEmployee Stock Option (right to buy) · Derivative 11,340 $0.00 Strike: $310.54 $0.00
Disclosure

SEC source: 0001209191-23-016469 · doc4a.xml · derivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,340

Underlying: Common Stock · 11,340 shares

Expires 2029-02-17

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 17, 2023, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:34 UTC Amendment
Whittle JohnVP Corp Dev&Strat Alliance,GC
GrantRestricted Stock Units · Derivative 3,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016469 · doc4a.xml · derivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Underlying: Common Stock · 3,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:33 UTC Amendment
Jensen KeithCFO & Chief Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 18,147 $0.00 Strike: $310.54 $0.00
Disclosure

SEC source: 0001209191-23-016468 · doc4a.xml · derivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147

Underlying: Common Stock · 18,147 shares

Expires 2029-02-17

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 17, 2023, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:33 UTC Amendment
Jensen KeithCFO & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 6,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016468 · doc4a.xml · derivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,049

Underlying: Common Stock · 6,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:36 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
GrantEmployee Stock Option (right to buy) · Derivative 19,488 $0.00 Strike: $310.54 $0.00
Disclosure

SEC source: 0001209191-23-016472 · doc4a.xml · derivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,488

Underlying: Common Stock · 19,488 shares

Expires 2029-02-17

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 17, 2023, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:36 UTC Amendment
Xie MichaelDirector · VP, Engineering & CTO
GrantRestricted Stock Units · Derivative 6,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016472 · doc4a.xml · derivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,496

Underlying: Common Stock · 6,496 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:35 UTC Amendment
Xie KenDirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 57,759 $0.00 Strike: $310.54 $0.00
Disclosure

SEC source: 0001209191-23-016471 · doc4a.xml · derivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,759

Underlying: Common Stock · 57,759 shares

Expires 2029-02-17

F4 · derivative.exercise_date: 1/4 of the shares subject to the option will vest on February 17, 2023, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 17, 2022 Filed Mar 6, 2023 23:35 UTC Amendment
Xie KenDirector · President & CEO
GrantRestricted Stock Units · Derivative 19,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016471 · doc4a.xml · derivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,253

Underlying: Common Stock · 19,253 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 15, 2022 Filed Apr 14, 2023 21:30 UTC PurchaseCommon Stock 375 $64.49 $24,183.04
Disclosure

SEC source: 0001209191-23-024366 · doc5.xml · nonDerivative · entry 6

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,510

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 100 $310.40 $31,040.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 15

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 100 $308.35 $30,835.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 14

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 300 $306.94 $92,081.01
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 13

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F11 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $306.71 and the highest price at which shares were sold was $307.14.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 600 $305.58 $183,348.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 12

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F10 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $305.25 and the highest price at which shares were sold was $306.04.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 200 $304.01 $60,801.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 11

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $303.98 and the highest price at which shares were sold was $304.03.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 300 $303.40 $91,019.01
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 10

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $302.97 and the highest price at which shares were sold was $303.81.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 200 $302.02 $60,403.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 9

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $301.70 and the highest price at which shares were sold was $302.33.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 300 $299.74 $89,922.99
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 8

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $299.61 and the highest price at which shares were sold was $299.92.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 200 $298.54 $59,707.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 7

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $298.27 and the highest price at which shares were sold was $298.80.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
SaleCommon Stock 107 $296.67 $31,743.97
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 6

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $296.67 and the highest price at which shares were sold was $296.71. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) through (11) to this Form 4.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 2,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · derivative · entry 19

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103

Underlying: Common Stock · 2,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F17 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · derivative · entry 18

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Underlying: Common Stock · 496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F16 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · derivative · entry 17

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F15 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2020, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionRestricted Stock Units · Derivative 1,095 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · derivative · entry 16

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F13 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Tax withholdingCommon Stock 1,918 $302.18 $579,581.24
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

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February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 2,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 496 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 00:08 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 1,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006990 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,195 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · derivative · entry 9

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,586

Underlying: Common Stock · 3,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · derivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,790

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,928

Underlying: Common Stock · 982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2020, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Tax withholdingCommon Stock 2,638 $302.18 $797,150.84
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 3,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 849 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 982 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:49 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006955 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 3,642 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006968 · doc4.xml · derivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,929

Underlying: Common Stock · 3,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F10 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 1,019 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006968 · doc4.xml · derivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,093

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 1,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006968 · doc4.xml · derivative · entry 9

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405

Underlying: Common Stock · 1,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2020, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 1,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006968 · doc4.xml · derivative · entry 8

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2019, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Xie MichaelDirector · VP, Engineering & CTO
Tax withholdingCommon Stock 3,388 $302.18 $1,023,785.84
Disclosure

SEC source: 0001209191-22-006968 · doc4.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,954,424

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 3,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006968 · doc4.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,957,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.